Hawaii Issuer-Dealer Registration
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Hawaii Issuer-Dealer Registration Form. This is a Hawaii form and can be use in Blue Sky Secretary Of State.
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Tags: Hawaii Issuer-Dealer Registration, IDR, Hawaii Secretary Of State, Blue Sky
LINDA LINGLE
GOVERNOR
LAWRENCE M. REIFURTH
DIRECTOR
RONALD BOYER
JAMES R. AIONA, JR.
DEPUTY DIRECTOR
LT. GOVERNOR
TUNG CHAN
COMMISSIONER OF SECURITIES
STATE OF HAWAII
BUSINESS REGISTRATION DIVISION
DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS
335 MERCHANT STREET, ROOM 203, HONOLULU, HAWAII 96813
P.O. BOX 40, HONOLULU, HAWAII 96810
www.hawaii.gov/dcca/areas/sec
MEMORANDUM
TO:
Hawaii Issuer-Dealer Applicants
FROM:
Henry K. Tanji
Securities Compliance Specialist
RE:
Hawaii Issuer-Dealer Registration
In order to register as an issuer-dealer in Hawaii, we shall require the completion of the
following:
1. Filing Fee – The filing fee is two hundred dollars ($200.00). Please make a
check payable to the Hawaii Commissioner of Securities.
2. Consent to Service of Process and Corporate Resolution.
3. Bond for Issuer-Dealer of Securities.
4. Financial Statements – Submit the applicant’s most recent audited fiscal year
end financial statement.
5. Name and address of contact person of the issuer-dealer.
All issuer-dealer applicants shall complete the preceding issuer-dealer registration
materials. All forms shall be completely and correctly executed. Failure to complete any
of the preceding shall result in the delay of the issuer-dealer’s registration in the State.
Applicants will be notified in writing of any deficiencies in their applications.
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