Free Securities And Exchange Commission Forms

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  • (141)
      156 Forms found in Official Federal Forms — Securities And Exchange Commission — Page 1 of 4
      Title Last Updated
      Form WB-APP Application For Award For Original Information (SEC2851) November 5, 2014
      Form TCR Tip Complaint Or Referral (SEC2850) November 5, 2014
      Form S-3 Registration Statement Under The Securities Act Of 1933 (SEC1379) November 5, 2014
      Form S-1 Registration Statement Under The Securities Act Of 1933 (SEC870) November 5, 2014
      Form F-3 Registration Statement For Securities Act Of 1933 (SEC1983) November 5, 2014
      Form F-10 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2292) November 5, 2014
      Form F-1 Registration Statement Under The Securities Act Of 1933 (SEC1981) November 5, 2014
      Form BDW Uniform Request For Broker Dealer Registration (SEC1500) November 5, 2014
      Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551) November 4, 2014
      Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (SEC1707) November 4, 2014
      Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 2) (SEC1707) November 4, 2014
      Form 8-A For Registration Of Certain Classes Of Securities Pursuant To Section 12(b) Or (g) (SEC1922) November 4, 2014
      Form TA-W Notive Of Withdrawal From Registration As Transfer Agent (SEC1669) October 2, 2014
      Form CB Tender Offer-Rights Offering Notification Form (SEC2560) October 2, 2014
      Form CA-1 Application For Registration Or Exemption From Registration As A Clearing Agency (SEC1853) October 2, 2014
      Form ADV-W (Paper Version) Notice Of Withdrawal From Registration (SEC777) October 2, 2014
      Form ADV-NR Appointment Of Agent For Service Of Process By Non-Resident (SEC2565) September 24, 2014
      Form ADV-H Application For A Temporary Or Continuing Hardship Exemption (SEC2566) September 24, 2014
      Form S-11 For Registration Under The Securities Act Of 1933-Real Estate Companies (SEC907) September 15, 2014
      Form N-8B-4 Registration Statement Of Face-Amount Certificate Companies (SEC1285) September 15, 2014
      Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839) September 15, 2014
      Form 19b-7 Proposed Rule Change By (Self-Regulatory Organization) (SEC2450) September 15, 2014
      Form ABS-15G Asset-Backed Securitizer Report (SEC2860) August 6, 2014
      Form 5 Annual Statement Of Changes In Benificial Ownership Of Securities (SEC2270) August 6, 2014
      Form 2-A Report Of Sales And Use Of Proceeds Pursuant To Rule 257 Of Regulation A (SEC816) August 6, 2014
      Form D Item 12 Sales Compensation (Continued) July 15, 2014
      Form F-4 Registration Statement Under The Securities Act Of 1933 (SEC2078) July 8, 2014
      Form ID Uniform Application For Access Code To File On Edgar (SEC2084) June 13, 2014
      Form X-17A-5 Focus Report Part IIA (SEC1696) June 4, 2014
      Form 144 Notice Of Proposed Sale Of Securities Pursuant To Rule 144 (SEC1147) May 29, 2014
      Form S-4 Registration Statement Under The Securities Act Of 1933 (SEC2077) May 28, 2014
      Form N-18F-1 Notification Of Election Pursuant To Rule 18f-1 Under The Investment Company Act Of 1940 (SEC1846) May 28, 2014
      Form 6-K Report Of Foreign Private Issuer Pursuant To Rule 13a-16 Or 15d-16 Under The S.E.A. of 1934 (SEC1815) May 28, 2014
      Form 10 General Form For Registration Of Securities (SEC1396) May 28, 2014
      Form BD-N Notice Of Registration As A Broker-Dealer For The Purpose Of Trading Security Futures (SEC1500) May 7, 2014
      Form ATS Initial Operation Report Amendment To Initial Operating Report (SEC2550) May 7, 2014
      Form MA-W Notice Of Withdrawal From Registration As Municipal Advisor (SEC2901) May 2, 2014
      Form MA-NR Designation Of US Agent For Service Of Process (SEC2900) May 2, 2014
      Form MA-I Information Regarding Natural Persons Engage In Municipal Advisory Activities (SEC2899) May 2, 2014
      Form MA Application For Municipal Adivsor Registration (SEC2898) May 2, 2014
      Form SIP Application Or Amendment To Application For Registration As Securities Information Processor (SEC1939) April 1, 2014
      Form N-27D-1 Accounting Of Segregated Trust Account (SEC1840) April 1, 2014
      Form N-CSR Certified Shareholder Report Of Registered Management Investment Companies (SEC2569) March 27, 2014
      Form N-2 Registration Statement Under The SEA of 1933 And Or Investment Co Act Of 1940 (SEC1716) March 27, 2014
      Form SD Specialized Disclosure Report (SEC0697) January 15, 2014
      Form MSDW Notice Of Withdrawal From Registration As A Muni Securities Dealer (SEC1588) January 7, 2014
      Form MSD Application For Registration As A Municipal Securities Dealer (SEC1534) January 7, 2014
      Form 15F Certification Of A Foreign Private Issuers Termination Of Registration Of A Class Of Securities January 7, 2014
      Form 1-N Form And Amendments For Notice OF Registration As A National Securities Exchange (SEC2568) January 7, 2014
      Form 1-A Regulation Offering Statement Under The Securities Act Of 1933 (SEC486) January 7, 2014