Free Securities And Exchange Commission Forms

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      158 Forms found in Official Federal Forms — Securities And Exchange Commission — Page 1 of 4
      Title Last Updated
      Form N-17F-2 Certificate Of Accounting Of Securities And Similar Investments (SEC2198) February 20, 2015
      Form X-17A-19 Report Of Change In Memberhip Status (SEC1414) February 2, 2015
      Form WB-APP Application For Award For Original Information (SEC2851) February 2, 2015
      Form S-3 Registration Statement Under The Securities Act Of 1933 (SEC1379) February 2, 2015
      Form S-1 Registration Statement Under The Securities Act Of 1933 (SEC870) February 2, 2015
      Form PF Reporting Form For Investment Advisers To Private Funds (SEC2048) February 2, 2015
      Form N-PX Annual Report Of Prox Voting Record Of Registered Management Investment Company (SEC2451) February 2, 2015
      Form N-6F Notice Of Intent To Elect To Be Subject To Sections 55-65 Of The Investment Company Act Of 1940 (SEC1936) February 2, 2015
      Form N-54C Notification Of Withdrawal Of Election To Be Subject To Sections 55 Through 65 (SEC1938) February 2, 2015
      Form N-54A Notification Of Election To Be Subject To Sections 55 Through 65 (SEC1937) February 2, 2015
      Form N-17F-1 Certificate Of Accounting Of Securities And Similar Investments (SEC2205) February 2, 2015
      Form F-6 Registration Statement For Depositary Shares Evidenced By American Depository Receipts (SEC2001) February 2, 2015
      Form 4 Statement Of Changes In Beneficial Ownership Of Securities (SEC1474) February 2, 2015
      Form 3 Initial Statement Of Beneficial Ownership Of Securities (SEC1473) February 2, 2015
      Form 25 Notification Of The Removal From Listing And Registration Of Matured Redeemed Or Retired Securities (SEC1654) February 2, 2015
      Form 24F-2 Annual Notice Of Securities Sold Pursuant To Rule 24F-2 (SEC2393) February 2, 2015
      Form 15 Certification And Notice Of Termination Of Registration Under Section 12(g) (SEC2069) February 2, 2015
      Form 13H Information Required Of Large Traders Pursuant To Section 13(h) (SEC2853) February 2, 2015
      Form 10-D Asset-Backed Issuer Distribution Report (SEC2503) February 2, 2015
      Form NRSRO Application For Registration As A Nationally Recognized Statistical Rating Organization (SEC1541) January 14, 2015
      Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (Part 2) (SEC1707) January 14, 2015
      Form F-3 Registration Statement For Securities Act Of 1933 (SEC1983) January 6, 2015
      Form F-1 Registration Statement Under The Securities Act Of 1933 (SEC1981) January 6, 2015
      Form F-10 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2292) December 9, 2014
      Form 8-A For Registration Of Certain Classes Of Securities Pursuant To Section 12(b) Or (g) (SEC1922) December 9, 2014
      Form TCR Tip Complaint Or Referral (SEC2850) December 2, 2014
      Form BDW Uniform Request For Broker Dealer Registration (SEC1500) December 2, 2014
      Form ATS-R Quarterly Report Of Alternative Trading System Activities (SEC2551) November 4, 2014
      Form ADV (Paper Version) Uniform Application For Investment Adviser Registration (SEC1707) November 4, 2014
      Form TA-W Notive Of Withdrawal From Registration As Transfer Agent (SEC1669) October 2, 2014
      Form CB Tender Offer-Rights Offering Notification Form (SEC2560) October 2, 2014
      Form CA-1 Application For Registration Or Exemption From Registration As A Clearing Agency (SEC1853) October 2, 2014
      Form ADV-W (Paper Version) Notice Of Withdrawal From Registration (SEC777) October 2, 2014
      Form ADV-NR Appointment Of Agent For Service Of Process By Non-Resident (SEC2565) September 24, 2014
      Form ADV-H Application For A Temporary Or Continuing Hardship Exemption (SEC2566) September 24, 2014
      Form S-11 For Registration Under The Securities Act Of 1933-Real Estate Companies (SEC907) September 15, 2014
      Form N-8B-4 Registration Statement Of Face-Amount Certificate Companies (SEC1285) September 15, 2014
      Form N-17D-1 Report Filed By Small Business Investment Company (SEC1839) September 15, 2014
      Form 19b-7 Proposed Rule Change By (Self-Regulatory Organization) (SEC2450) September 15, 2014
      Form ABS-15G Asset-Backed Securitizer Report (SEC2860) August 6, 2014
      Form 5 Annual Statement Of Changes In Benificial Ownership Of Securities (SEC2270) August 6, 2014
      Form 2-A Report Of Sales And Use Of Proceeds Pursuant To Rule 257 Of Regulation A (SEC816) August 6, 2014
      Form D Item 12 Sales Compensation (Continued) July 15, 2014
      Form F-4 Registration Statement Under The Securities Act Of 1933 (SEC2078) July 8, 2014
      Form ID Uniform Application For Access Code To File On Edgar (SEC2084) June 13, 2014
      Form X-17A-5 Focus Report Part IIA (SEC1696) June 4, 2014
      Form 144 Notice Of Proposed Sale Of Securities Pursuant To Rule 144 (SEC1147) May 29, 2014
      Form S-4 Registration Statement Under The Securities Act Of 1933 (SEC2077) May 28, 2014
      Form N-18F-1 Notification Of Election Pursuant To Rule 18f-1 Under The Investment Company Act Of 1940 (SEC1846) May 28, 2014
      Form 6-K Report Of Foreign Private Issuer Pursuant To Rule 13a-16 Or 15d-16 Under The S.E.A. of 1934 (SEC1815) May 28, 2014