Free Securities And Exchange Commission Forms174 Forms found in Official Federal Forms — Securities And Exchange Commission — Page 1 of 4
Title Last Updated
Form SD Specialized Disclosure Report (SEC0697) August 23, 2019
Form N-CSR Certified Shareholder Report Of Registered Management Investment Companies (SEC2569) August 23, 2019
Form 1 Application And Amendments To Application For Registration As A National Securities Exchange (SEC1935) August 23, 2019
Form N-8A Notification Of Registration Filed Pursuant To Sect 8(a) (SEC1102) August 7, 2019
Form SF-1 Registration Statement Under The Securities Act Of 1933 (SEC2908) July 11, 2019
Form SF-3 Registration Statement Under The Securities Act Of 1933 (SEC2909) July 11, 2019
Form T-6 Application-For Determination Of Elegibility Of A Foreign Person To Act As Institutional Trustee (SEC2275) July 9, 2019
Form T-4 Application For Exemption Filed Pursuant To Section 304(c) Of The Trust Indenture Act Of 1939 (SEC1920) July 9, 2019
Form T-3 For Applications For Qualification Of Indentures Under The Trust Indenture Act (SEC1919) July 9, 2019
Form T-2 Statement Of Eligibility Under The Trust Indenture Act-An Individual Designated To Act As Trustee (SEC1849) July 9, 2019
Form T-1 (Statement Of Eligibility And Qualification Under The Trust Indenture Act) (SEC1836) July 9, 2019
Form F-80 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2282) July 9, 2019
Form 18 Application For Registration Pursuant To Sec 12(B) And (C) Of SEA Of 1934 (SEC1421) July 9, 2019
Form 8-A For Registration Of Certain Classes Of Securities Pursuant To Section 12(b) Or (g) (SEC1922) July 9, 2019
Form 12b-25 Notification Of Late Filing (SEC1344) June 18, 2019
Form N-6 Registration Statement (Separate Accounts Organized As Unit Investment Trusts) (SEC2567) June 18, 2019
Form ID Uniform Application For Access Code To File On Edgar (SEC2084) June 10, 2019
Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106) June 10, 2019
Form N-8B-2 Registration Statement Of Unit Investment Trusts Which Are Currently Issuing Securities (SEC977) June 10, 2019
Form N-5 Registration Statement Of Small Business Investment Company (SEC0993) June 10, 2019
Form N-4 Registration Statement Under The Securites Act Of 1933 (Trusts) (SEC2125) June 10, 2019
Form N-3 Registration Statement (Accounts Organized As Management Investment Co.) (SEC2124) June 10, 2019
Form N-2 Registration Statement Under The SEA of 1933 And Or Investment Co Act Of 1940 (SEC1716) June 10, 2019
Form N-1A Registration Statement (Open-End Management Investment Companies) (SEC2052) June 10, 2019
Form X-17A-5 Focus Report Part IIB OTC Derivates Dealer (SEC2430) May 16, 2019
Form X-17F-1A Missing-Lost-Stolen-Counterfeit Securities Report (SEC1666) May 16, 2019
Form TH Notification Of Reliance On Temporary Hardship Exemption (SEC2348) May 16, 2019
Form SE For Submission Of Paper Format Exhibits By Electronic Filers (SEC2082) May 16, 2019
Form TA-2 Annual Report Of Transfer Agent Activities (SEC2113) May 16, 2019
Form S-11 For Registration Under The Securities Act Of 1933-Real Estate Companies (SEC907) May 16, 2019
Form S-4 Registration Statement Under The Securities Act Of 1933 (SEC2077) May 16, 2019
Form S-3 Registration Statement Under The Securities Act Of 1933 (SEC1379) May 16, 2019
Form S-1 Registration Statement Under The Securities Act Of 1933 (SEC870) May 16, 2019
Form F-8 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2290) May 16, 2019
Form F-4 Registration Statement Under The Securities Act Of 1933 (SEC2078) May 16, 2019
Form F-3 Registration Statement For Securities Act Of 1933 (SEC1983) May 16, 2019
Form F-10 Registration Statement Under The Securities Act Of 1933 (Canadian Issuers) (SEC2292) May 15, 2019
Form F-1 Registration Statement Under The Securities Act Of 1933 (SEC1981) May 15, 2019
Form 10-K Annual Report Pursuant To Sec 13 Or 15(d) Of The SEA Of 1934 (SEC1673) May 15, 2019
Form 8-K Current Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act (SEC873) May 15, 2019
Form 5 Annual Statement Of Beneficial Ownership Of Securities (General Instructions) (SEC2270) May 15, 2019
Form ADV-E Certificate Of Accounting Of Client Securities And Funds (SEC2223) May 15, 2019
Form 40-F Registration Statement Pursuant To Section 12 Or Annual Report (SEC2285) May 15, 2019
Form 20-F Registration Statement Or Annual Report Or Transition Report May 15, 2019
Form 10-Q (SEC1296) May 15, 2019
Form 10-D Asset-Backed Issuer Distribution Report (SEC2503) May 15, 2019
Form 4 Statement Of Changes Of Beneficial Ownership Of Securities Instructions (SEC1475) May 15, 2019
Form 3 Initial Statement Of Beneficial Ownership Of Securities (SEC1472) May 15, 2019
Form 17-H Risk Assessment Report For Brokers And Dealers (SEC2332) May 15, 2019
Form 13F Information Required Of Institutional Investment Managers (SEC1685) May 15, 2019