COURT COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... .. : Index No. : LR 3.4. Disclosure Statement Plaintiff(s) -against- Calendar No. : JUDICIAL SUBPOENA : (a) A corporation, association, joint venture, partnership, syndicate, or other similar entity appearing as a party or amicus in any proceeding shall file a Disclosure Statement, at the time of the : filing of the initial pleading, or other court paper on behalf of that party or as otherwise ordered by the : court, identifying all parent companies, subsidiaries, and affiliates that have issued shares or debt securities to the public. In emergency or any other situations where it is impossible or impracticable to Defendant(s) : . .file.the.Disclosure.Statement with the initial pleading,. or other.court paper, it shall be filed within seven .. .. ........ ........................... ...... .. days of the date of the original filing, or such other time as the court may direct. For the purposes of this rule, “affiliate” shall be a person that directly, or indirectly through one or more intermediaries, controls, is controlled STATE OF NEW YORK THE PEOPLE OF THE by, or is under common control with, the specified entity; “parent” shall be an affiliate controlled by such entity directly, or indirectly through intermediaries; and “subsidiary” shall be an TO affiliate controlled by such entity directly, or indirectly through one or more intermediaries. (b) The purpose of this Disclosure Statement is to enable the judges of this court to determine the need for recusal pursuant to 28 U.S.C. §455 or otherwise. Counsel shall have the GREETINGS: continuing obligation to amend the disclosure statement to reflect relevant changes. WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before , the Honorable The statement shall identify the represented entity’s general nature and purpose and if at the Court (c) located at County of is unincorporated, the statement shall include the names of any members of the entity that have the entity inissued shares or debt the room , on securitiesdaythe public. No, such listing need be made, however, noon, and at any recessed 20 , at o'clock in the to of of the names of or adjourned date, to testify and give evidence as a witness in this action on the part of the members of a trade association or professional association. For purposes of this rule, a “trade association” is a continuing association of numerous organizations or individuals operated for the purpose of promoting the general commercial, professional, legislative, or other interests of the Your The form of the with this subpoena is punishable as a contempt to these Rules. membership. failure to comply Disclosure Statement is set forth in Appendix Aof court and will make you liable to the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a result of your failure to comply. Witness, Honorable Court in County, , one of the Justices of the day of , 20 (Attorney must sign above and type name below) Attorney(s) for Office and P.O. Address Telephone No.: Facsimile No.: E-Mail Address: Mobile Tel. No.: American LegalNet, Inc. www.USCourtForms.com COURT COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... .. : : Index No. Calendar No. : IN THE UNITED STATES DISTRICT COURT JUDICIAL SUBPOENA Plaintiff(s) FOR THE SOUTHERN DISTRICT OF ALABAMA -against- : : : * Defendant(s) : ...................................................... * vs. THE PEOPLE OF THE STATE OF NEW YORK * TO Civil/Criminal Action No. * * GREETINGS: WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before , the Honorable DISCLOSURE STATEMENT at the PURSUANT TO Court LOCAL RULE 3.4 located at County of in room Pursuant,to Local Ruleday of the Southern District of Alabama andin the on the , 20 , at o'clock to enable Judgesand at any recessed noon, and 3.4 of or adjourned date, to testify and give evidence as a witness in this action on the part of the Magistrate Judges to evaluate possible disqualification or recusal, the undersigned counsel for , in the above captioned action, certifies that the following are parents, subsidiaries and/or affiliates of Your failure to comply with debt securities punishable as said party that have issued shares orthis subpoena isto the public: a contempt of court and will make you liable to the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a result of your failure to comply. Witness, Honorable Court in County, day of -or- 20 , , one of the Justices of the Pursuant to Local Rule 3.4 of the Southern District of Alabama and to enable Judges and Magistrate Judges to evaluate possible disqualification or recusal, the undersigned counsel name below) (Attorney must sign above and type for , in the above captioned action, certifies that there are no parents, subsidiaries and/or affiliates of said party that have issued shares or debt securities to the public. Attorney(s) for Office and P.O. Address Date Signature of Attorney or Litigant Telephone No.: Facsimile No.: E-Mail Address: Mobile Tel. No.: American LegalNet, Inc. www.USCourtForms.com