Application For Registration Of Viatical Investments Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Application For Registration Of Viatical Investments Form. This is a Colorado form and can be use in Blue Sky Secretary Of State.
Loading PDF...
Tags: Application For Registration Of Viatical Investments, RQV, Colorado Secretary Of State, Blue Sky
FORM RQV
Colorado Division of Securities
1560 Broadway Street, Suite 900
Denver, CO 80202
Colorado File No.: RQV________________________
APPLICATION FOR REGISTRATION Of VIATICAL INVESTMENTS
Pursuant to the requirements of section 11-51-304, C.R.S., Rule 51-3.2 and the Interpretive Order dated May 12,
2003, application is made for registration of the described securities and the following information is submitted:
1.
2.
________________________________
_________________________________________________
________________________________
_________________________________________________
________________________________
3.
NAME AND ADDRESS OF VIATICAL ISSUER:
TITLE OR DESCRIPTION OF VIATICAL INVESTMENT:
_________________________________________________
AMOUNT TO BE REGISTERED:
Offering Price
Amount of Viatical Investment
Total Investment Amount
$_________________
__________________________
$____________________
4.
Is this an initial Colorado registration or an amendment to increase the size of a previously registered Colorado offering?
INITIAL_____ AMENDMENT_____
5.
NAME AND ADDRESS OF UNDERWRITER OR PRINCIPAL BROKER-DEALER (IF ANY):
__________________________________________
__________________________________________
__________________________________________
6.
Will these Viatical Investments be sold by an individual acting as a sales representative for the issuer?
_____YES_____NO
7.
NAME, ADDRESS AND TELEPHONE NUMBER OF ATTORNEY, AGENT OR CORRESPONDENT:
_________________________________________________
_________________________________________________
_________________________________________________
8.
Attach Appointment and Consent to Service of Process (Forms U-2 & U-2a); or, if such forms have previously
been filed with this office, state the date filed and the documents which they accompanied.
________________________________________________________________________________________
9.
FILING FEE: $_______________(payable to “Colorado State Treasurer”)
________________________________________________
Signature of Applicant
________________________________________________
Type the Name and Title of Applicant
(Rev. 7/2006)