Application For Registration By Qualification Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Application For Registration By Qualification Form. This is a Colorado form and can be use in Blue Sky Secretary Of State.
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Tags: Application For Registration By Qualification, RQ, Colorado Secretary Of State, Blue Sky
FORM RQ
Colorado File No.: RQ________________
Colorado Division of Securities
1560 Broadway Street, Suite 900
Denver, CO 80202
APPLICATION FOR REGISTRATION BY QUALIFICATION
Pursuant to the requirements of section 11-51-304, C.R.S., application is made for registration of the described
securities and the following information is submitted:
1.
2.
_____________________________
____________________________________
_____________________________
____________________________________
_____________________________
3.
NAME AND ADDRESS OF ISSUER:
TITLE OR DESCRIPTION OF SECURITY:
____________________________________
AMOUNT TO BE REGISTERED:
Offering Price
Amount of Securities
$_________________
____________________
Total Amount
$____________________
4
Is this an initial Colorado registration or an amendment to increase the size of a previously registered Colorado
offering?
________________________________________________________________________
5.
NAME AND ADDRESS OF PRINCIPAL BROKER-DEALER (IF ANY):
__________________________________________
__________________________________________
__________________________________________
6.
Will these securities be sold by an individual acting as a sales representative for the issuer?
_____YES
_____ NO
7.
NAME, ADDRESS AND TELEPHONE NUMBER OF ATTORNEY, AGENT OR CORRESPONDENT:
__________________________________________
__________________________________________
__________________________________________
8.
Attach Appointment and Consent to Service of Process (Forms U-2 & U-2a); or, if such forms have previously
been filed with this office, state the date filed and the documents which they accompanied.
________________________________________________________
9.
FILING FEE: $_______________ (payable to “Colorado State Treasurer”)
________________________________________________
Signature of Applicant
________________________________________________
Type the Name and Title of Applicant
(Rev. 7/2006)