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Undertaking - Offering Status Form. This is a Colorado form and can be use in Blue Sky Secretary Of State.
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Tags: Undertaking - Offering Status, B, Colorado Secretary Of State, Blue Sky
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Form B
Plaintiff(s)
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
:
STATE OF COLORADO
DEPARTMENT OF REGULATORY AGENCIES – DIVISION OF SECURITIES
:
Defendant(s)
:
. .UNDERTAKING. – .Offering .Status. . . . . . . . . . . . . . . . . . .
............... . ........ ......
NOTICE: The following should
THE PEOPLE OF THE STATE OF NEW YORK be read carefully before execution. The
TO
Registrant should keep a copy for future reference. Failure to comply with this
Undertaking may result in the issuance of a stop order.
UNDERTAKING By:_____________________________________(the “Registrant”)
(Name of Offering)
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
The Registrant has applied for the registration of its Court
securities with the Colorado
located at
County of
Division of Securities in order to make a public offering of its securities. In connection
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
with that application, the Registrant agrees to the following undertaking:
or adjourned date, to testify and give evidence as a witness in this action on the part of the
1. The Registrant shall undertake to notify the Division of Securities of any material
Your failure to comply with this subpoena is Such filings shall be made within make you
facts affecting the Registrant’s business.punishable as a contempt of court and willten days liable to
the party on whose behalf this subpoena was issued for a maximum penalty of file these notifications
after the occurrence of such event. The Registrant shall $50 and all damages sustained as a
result of your failureany supportive documentation or press releases on a continuing basis
along with to comply.
until the Division of Securities deems such filings inappropriate and unnecessary in
, one of the Justices of the
theWitness, interest.
public Honorable
Court in
County,
day of
, 20
2. The Registrant shall undertake to promptly notify the Division of Securities, in
writing, when the escrow agent releases the minimum proceeds of the offering to
the Registrant.
(Attorney must sign above and type name below)
Attorney(s) for
(Rev. 5/2000)
(over)
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
Calendar No.
:
JUDICIAL SUBPOENA
3. The Registrant shall undertake to promptly notify the Division of Securities upon
-against:
termination or completion of the offering, in writing.
:
4. In connection with completion of the offering, the Registrant shall undertake to
promptly provide the Division of Securities with a list setting forth the names and
:
addresses of each investor along with the date of purchase and the number of
securities purchased by each investor.
Defendant(s)
:
......................................................
DATED this _______ day of ____________________, 20____.
THE PEOPLE OF THE STATE OF NEW YORK
________________________________________
(Name of Registrant)
TO
GREETINGS:
By: _______________________________________
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
(Name and position of duly authorized signing officer)
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
___________________________________
(Director)
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
___________________________________
result of your failure to comply.
(Director)
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
___________________________________
(Director)
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
(Rev. 5/2000)
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
2
American LegalNet, Inc.
www.USCourtForms.com
