Connecticut Form U-1 Supplement For EDGAR Filers Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Connecticut Form U-1 Supplement For EDGAR Filers Form. This is a Connecticut form and can be use in Blue Sky Secretary Of State.
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CONNECTICUT FORM U-1 SUPPLEMENT FOR EDGAR
FILERS
The EDGAR Filer described below elects to use EDGAR to register the
offering of securities by coordination described in the accompanying Form
U-1 under Sections 36b-17 and 36b-19 of the Connecticut Uniform
Securities Act.
Name of EDGAR Filer (company or issuer name):
___________________________________________________
Contact Person:
____________________________________________________________
Contact Person Telephone: _________________________________
Date of this Filing: _____________________________________
The following documents and information have been, or, in the case of posteffective filings, will be, filed via EDGAR and are or will be available for online viewing:
[
] Registration Statement
[
] Maximum and minimum proposed offering prices and the maximum
underwriting discounts and commissions
[
] Latest form of prospectus as filed under the Securities Act of 1933
[
] (Post-Effective) Price amendment
[
] (Post-Effective) Amendment containing the information in the price
amendment, if any
[
] Prospectus amendments, other than amendments that merely delay
the effective date of the registration. Note: Complying with Rule 310
under SEC Regulation S-T (governing the marking of changed
materials electronically) will satisfy the requirement in Section
36b-31-19a(b) of the Regulations that prospectus amendments be
clearly marked to indicate specific amendments.
Rev. 4/2006
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