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Georgia Coordination And Regulation A Filings Application To Register Securities Form. This is a Georgia form and can be use in Blue Sky Secretary Of State.
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Tags: Georgia Coordination And Regulation A Filings Application To Register Securities, GA-U1, Georgia Secretary Of State, Blue Sky
SECURITIES AND BUSINESS REGULATION
2 Martin Luther King, Jr. Drive, S.E.
Ste 802, West Tower
Atlanta, Georgia 30334
(404) 656-3920
http://www.sos.state.ga.us/securities/
KAREN HANDEL
Commissioner of Securities
ROBERT D. TERRY
Georgia Coordination and Regulation “A” Filings Application
To Register Securities
Pursuant to Section 10-5-9(5) of the Georgia Securities Act
Filing fee $250 payable to Georgia Secretary of State
Assistant Commissioner of Securities
Applicant/Issuer Information
Name of Issuer
Address
Telephone Number
City
State
Zip Code
Contact Information
(correspondent to whom notices and communications regarding this application may be sent)
Name
Address
Telephone Number
City
State
Zip Code
Registration or acceptance for filing is sought for
the following described securities in the amounts indicated
Description Of
Securities
Offering Price
Or Proposed
Offering Price
Total Offering
Number Of
Shares Or
Units
Amount
$Totals
Indicate the maximum commission to be charged:
Offering in Georgia
$Number of
Shares Or
Amount
Units
$$
%
Amount of enclosed filing fee
$Date Registration Statement filed with Securities and Exchange Commission
Effective date of registration with Securities and Exchange Commission
List states in which it is proposed to offer the securities for sale to the public
List states, if any, in which the securities are eligible for sale to the public
List the states, if any, which have refused, by order or otherwise, to authorize sale of the securities to the public or have
revoked or suspended the right to sell the securities, or in which an application has been withdrawn
Form GA-U1 1/2007
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Submitted herewith as a part of this application are the following documents (documents on file may be incorporated by
reference):
(a) One copy of the Registration Statement in the latest form on file under the Securities Act of 1933 (b)
Consent to service of process
The applicant hereby applies for registration or acceptance for filing of the above described securities under
the law cited above and in consideration thereof agrees so long as the registration remains in effect that it
will:
(a) Advise the above named state authority of any change prior to registration in this state in any of the
information contained herein or in any of the documents submitted with or as a part of this
application.
(b) File with the above named state authority within two business days after filing with the Securities
and Exchange Commission (i) any amendments other than delaying amendments to the federal
registration statement, designating the changed, revised or added material or information by
underlining the same; and (ii) the final prospectus, or any further amendments or supplements
thereto.
(c) Notify the above named state authority within two business days (i) upon the receipt of any stop
order, denial, order to show cause, suspension or revocation order, injunction or restraining order,
or similar order entered or issued by any state or other regulatory authority or by any court,
concerning the securities covered by this application or other securities of the issuer currently being
offered to the public; and (ii) upon the receipt of any notice of effectiveness of said registration by
the Securities and Exchange Commission.
(d) Notify the above named state authority at least two business days prior to the effectiveness of said
registration with the Securities and Exchange Commission of (i) any request by the issuer or
applicant to any other state or regulatory authority for permission to withdraw any application to
register the securities described herein; and (ii) a list of all states in which applications have been
filed where the issuer or applicant has received notice from the state authority that the application
does not comply with state requirements and cannot or does not intend to comply with such
requirements.
(e) Furnish promptly all such additional information and documents in respect to the issuer or the
securities covered by this application as may be requested by the above named state authority prior to
registration or acceptance for filing.
Signature of Officer, Dealer, Limited
Dealer or Authorized Agent:
Title of person signing:
Date:
Form GA-U1 1/2007
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