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Registration By Qualification Biographical Information Form. This is a Georgia form and can be use in Blue Sky Secretary Of State.
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Tags: Registration By Qualification Biographical Information, 8-1, Georgia Secretary Of State, Blue Sky
SECURITIES AND BUSINESS REGULATION
237 Coliseum Drive
Macon, Georgia 31217-3858
(478) 207-2440
http://www.sos.ga.gov/securities/
BRIAN P. KEMP
Commissioner of Securities
DIRECTOR/OFFICER Form 8-1
Registration by Qualification - Biographical Information
Georgia Uniform Securities Act of 2008, as amended O.C.G.A. §10-5-23
Issuer (Name and Address):
SOCIAL SECURITY NUMBER
Director/Officer Full Name & Title
Place of Birth
Date of Birth
Business Address (Number and Street)
City
State
Zip Code
Residence Address (Number and Street)
City
State
Zip Code
Present Occupation or Profession
Phone Number
Give detailed statement of employment history for the past five years. Provide character and period of each employment and reasons for resignation
or discharge. Provide dates of employment as well as present addresses of employers. Attach additional sheets as necessary.
Name and address of Employer
Position Held
From
To
Reason for Leaving
Name and address of Employer
Position Held
From
To
Reason for Leaving
Name and address of Employer
Position Held
From
To
Reason for Leaving
Name and address of Employer
Position Held
From
To
Reason for Leaving
Name and address of Employer
Position Held
From
To
Reason for Leaving
Do you or your spouse, legally and/or beneficially, own securities in this Issuer? (If so, how many shares?)
In what manner did you pay for them? (If in cash, state dollar amount. If other than cash, please specify.)
Purchased by whom?
List all transactions (including amounts paid and dates acquired) in Issuer’s securities, legally and/or beneficially, owned by you or your spouse during the past two
years. If none, so state. (You may attach a statement explaining these transactions and label it “Exhibit 1”)
Please describe any material interest in any material transaction between the Issuer (and/or any significant subsidiary) and you (including your spouse) effected within
the past three years (or proposed to be effected). If none, so state. (You may attach a statement explaining these transactions and mark it “Exhibit 2”)
Have you or your spouse any contract for additional securities in the Issuer? (If yes, attach a statement explaining
fully the contract and mark it “Exhibit 3”)
Yes
No
Have you or your spouse any verbal or secret agreement with any other officer or affiliate of Issuer whereby you
are to obtain additional securities in Issuer? (If yes, attach a statement explaining fully your agreement and mark it "Exhibit 4")
Yes
No
Have you been arrested, convicted, pled guilty, or entered a nolo contendere plea (or is there currently pending
any proceeding against you) of a crime involving the sale or offer of securities? (If yes, attach explanation and mark it “Exhibit 5”
Yes
No
Has disciplinary action been taken against you (or is there pending disciplinary proceeding against you) by the
Securities and Exchange Commission, the National Association of Securities Dealers, any state securities regulatory authority, any
self-regulatory organization, and/or the Georgia Securities Commissioner? (If yes, attach explanation and mark it “Exhibit 6”)
Yes
No
Signature of Director/Officer:
Date:
What salary do you receive from the issuer?
What other remuneration?
Form 8-1 Rev. 2/2011
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