UNIFORM INVESTMENT COMPANY NOTICE FILING Please Read Instructions Prior To Filling Out Form State File No. Notice to the State/Commonwealth of 1. Name of Issuer 2. Address 3. Type of Filing: (check all that apply) ‫ ٱ‬Open-end Mutual Fund ‫ ٱ‬Unit Investment Trust ‫ ٱ‬Initial Filing ‫ ٱ‬Renewal Filing ‫ ٱ‬Amendments ‫ ٱ‬Termination ‫ ٱ‬Withdrawal ‫ ٱ‬Sales Report ‫ ٱ‬Other (specify) For name changes, provide former name ‫ ٱ‬Closed-end Mutual Fund ‫ ٱ‬Exemption Filing ‫ ٱ‬Increase Dollar Amount For amendments, specify nature of the change(s): 4. Description of Securities: Name of Fund Portfolio(s) Class(es) Fiscal Year End of the Issuer (if applicable) Are all of the securities described on this form offered in one prospectus? Yes ‫ٱ‬ 5. Contact Person: Name Address Firm State City ZIP FAX: Telephone E-Mail 6. CIK# (EDGAR) Broker-Dealer: Broker-Dealer=s CRD No. 7. No ‫ٱ‬ Federal ID# (if applicable) SEC Registration No. (if applicable) State of Incorporation/Charter ‫ ٱ‬Notice Period: Beginning Date: / / Ending Date: / / ‫ ٱ‬The issuer elects to have its notice filing made effective upon filing. ‫ ٱ‬The issuer elects to have its notice filing period begin with SEC effectiveness and thereby agrees to provide the above state prompt notice of such effectiveness. FORM NF American LegalNet, Inc. www.USCourtForms.com 8. Notice Fee: $ Sales Report Fee (if applicable) $ Other Fee $ ‫ ٱ‬No Filing Fee Required Explain 9. To determine the basis used for calculating the filing fee, provide the following: ‫ ٱ‬Indefinite Amount ‫ ٱ‬Definite Amount $ ‫ ٱ‬Exemption Filing ‫ ٱ‬Net Assets: $ 10. For filings to increase the dollar amount of securities reported during the notice period, provide the following: (1) Previous Amount of Securities (2) Amount of Increase (3) Cumulative Amount 11. SALES REPORT [To the extent not applicable, place N/A in the blank(s)] Period Covered: Beginning date: Balance at beginning of period $ Increases during period $ Amount available for sale $ Sales during the period $ Unsold balance at end of period $ / / Ending: / / 12. UNIFORM CONSENT TO SERVICE OF PROCESS (select one) 1. Was previously filed with this state with respect to the issuer of the securities covered by this notice and is incorporated by reference. 2. Is attached. 3. Not Applicable (explain): 13. SIGNATURES The undersigned under penalties of perjury certifies that s/he has executed this Uniform Investment Company notice on behalf of, and with the authority of the issuer. The undersigned and the issuer represent that the information and statements contained in the notice filed, are current, true and complete to the best of his or her knowledge, information and belief and that any documents submitted with the notice are true copies of the originals, and that the securities covered by this Notice are Covered Securities as defined by Section 18(b)(2) of the Securities Act of 1933. Dated this day of Month For: Name of Issuer Print Name , Year By: Signature of Authorized Agent of Issuer Title of Agent for Issuer The filing of this notice constitutes a binding agreement by the above-named issuer and under the laws of the jurisdiction in which this Form is filed, that upon receipt of a request from such jurisdiction, the issuer will promptly provide a copy of its current prospectus, and/or statement of additional information, and/or any other documents, if any, as filed with the Securities and Exchange Commission. FORM NF American LegalNet, Inc. www.USCourtForms.com