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Final Sales Report Or Renewal Application Form. This is a Kansas form and can be use in Blue Sky Secretary Of State.
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Tags: Final Sales Report Or Renewal Application, K-1, Kansas Secretary Of State, Blue Sky
OFFICE OF THE SECURITIES COMMISSIONER OF KANSAS
FORM K-1
FINAL SALES REPORT or RENEWAL APPLICATION
Please indicate the type of filing by check-mark or ''X'' below:
Final Sales Report to terminate the securities registration in Kansas and to meet the requirements of
K.S.A. 17-1261(m)(3). (Complete Items 1 through 4 below. See NOTE under Item 4.)
Renewal Application to extend the registration of securities and to report sales in Kansas (Complete all
Items and pay fee.)
File No.
1. Issuer Name and Address:
2. Correspondent Name, Address and Phone No.:
3. Description of Securities:
4. Amount previously registered in Kansas:
$
Total sales in Kansas during registration:
$
Previous Effective Date:
NOTE: If total sales exceeded the amount registered, then an amendment fee of $100 plus
an additional registration fee at 0.05% of the excess sales amount are required unless the
maximum registration fee of $1,500 has been paid.
5. Aggregate offering price of securities to be offered in Kansas during extended year of registration:
Offering Price
No. of
Aggregate
Shares/Units
Per Share/Unit
Offering Price
6. Registration fee at 0.05% of the aggregate offering price above:
$
(Minimum fee = $100 and Maximum fee = $1,500)
7. A CURRENT PROSPECTUS WITH CURRENT FINANCIAL STATEMENTS IS REQUIRED
WITH RENEWAL APPLICATIONS (Attach explanation if not filed).
/
Representative of Issuer
Signature
/
Date
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