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Maryland Limited Offering Exemption Under Maryland Securities Act Form. This is a Maryland form and can be use in Securities Secretary Of State.
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Tags: Maryland Limited Offering Exemption Under Maryland Securities Act, MLOE-2, Maryland Secretary Of State, Securities
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Plaintiff(s)
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JUDICIAL SUBPOENA
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FORM MLOE-2 INSTRUCTIONS
Defendant(s)
:
......................................................
MARYLAND LIMITED OFFERING EXEMPTION
Under the Maryland Securities Act
Pursuant to Regulations 2.02.04.09 --.13
THE PEOPLE OF THE STATE OF NEW YORK
1.
To be eligible to use this form and the limited offering
exemption upon which it is based, the requirements of COMAR
Regulations 02.02.04.09 --.13 (“MLOE”) must be met. You should
review these requirements and adhere to them strictly in using this
form.
Failure to adhere to these requirements may expose the
issuer
GREETINGS:and its management and principal owners to civil and
criminal liability and administrative sanctions under the Maryland
Securities Act.
TO
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable If a disclosure document is Court
at the
2.
required under COMAR
02.02.04.12C, this form or a disclosure document containing the
located at
County of
information required by this form must be delivered to each
inprospective on purchaserof of securities before in the sale to at any recessed
room
, the
day
, 20
, at
o'clock a
noon, and that
orpurchaser. to testify and give evidence as a witness in this action on the part of the
adjourned date,
3.
This form is intended to be used as a simple disclosure
document to be reviewed by prospective investors before investing.
Responses shall not be misleading and shall be clear, concise,
Your failure complete. Technical language, terms of art, industry
accurate, andto comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
jargon, and legal "boilerplate" language should be avoided.
Responses to the questions in the form should result in disclosure
result of your failure to comply.
of the material facts concerning the issuer and the offering. ANY
ADDITIONAL DISCLOSURES YOU BELIEVE NECESSARY OR APPROPRIATE FOR
Witness, Honorable
, one of AND ATTACHED.
THIS PURPOSE SHOULD BE SET FORTH ON SEPARATE SHEETS the Justices of the
Court in
County,
day of
, 20
Note: This form is designed to be completed by the
management of the issuer in consultation with legal
counsel and other professional advisors. Although not
required by MLOE, issuers are urged to prepare a business
(Attorney their securities
plan prior to and in preparation of must sign above and type name below)
offering.
4.
The issuer is required to provide fair and complete
Attorney(s) both
disclosures, including material factors, for
adverse and
favorable, that will or are likely to affect the issuer or its
business.
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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5.
The disclosure requirements of: this form are continuing
JUDICIAL SUBPOENA
Plaintiff(s)
in nature for the duration of the offering, and any material change
in any of the-againstinformation provided in this form must be
communicated to each investor. In the :event of a change in any
material fact or circumstance affecting the issuer or the offering,
each investor shall be given the opportunity to withdraw his
:
investment.
:
THE OMISSION OF A MATERIAL FACT OR MISSTATEMENT OF A MATERIAL FACT
Defendant(s)
:
TO. .INVESTORS (WHETHER . BY . THIS. .FORM . OR OTHERWISE) MAY GIVE RISE TO
. .CRIMINAL . .AND. .CIVIL. .LIABILITIES . .UNDER . .THE MARYLAND SECURITIES ACT
.. ...... ... ...... .. ... .....
... .. ...
AND FEDERAL SECURITIES LAWS.
USE OF FORM MLOE-2
THE PEOPLE OF THE STATE OF NEW YORK
Part I of Form MLOE-2 is intended for use by corporations,
TO
limited liability companies, real estate investment trusts, and
limited partnerships. Persons preparing an offering of securities
of another entity are encouraged to consult with legal counsel in
order to provide equivalent disclosure for the relevant business
entity to the items of disclosure described in the Form MLOE-2.
GREETINGS:
NOTE:
Partnership issuers may find useful the
disclosure guidelines contained in the aside, you and Guides attend before
WE COMMAND YOU, that all business and excuses being laid Industry each of you
under the Securities Act at of 1933 issued by the U.S.
,
the Honorable
the
Securities and Exchange Commission. Court
located at
County of
Part II of Form MLOE-2 is available foro'clock in the
all issuersnoon, and at any recessed
subject to
in room
, on the
day of
, 20
, at
requirementstestify COMAR evidence as a witness in this regardless ofthe
of and give 02.02.04.12C(2), action on the part of the type of
orbusiness entity involved.
adjourned date, to
If the anticipated aggregate offering price of any offering
(regardless of the amount of proceeds received) under this
exemption exceeds $150,000, the issuer isasrequiredofto filewill notice liable to
Your failure to comply with this subpoena is punishable a contempt court and a make you
on Form MLOE-1 this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
the party on whose behalf with the Securities Commissioner not later than
fifteen (15) days after the first sale of securities in Maryland.
result of your failure to comply.
*
*
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Witness, Honorable
, one of the Justices of the
Court in
County,
day
, 20
ISSUERS HAVING QUESTIONSofABOUT THE USE OR CONTENT OF FORM MLOE-2
SHOULD DIRECT INQUIRIES TO:
Office of the Attorney General
Securities Division
(Attorney must sign above and type name below)
200 St. Paul Place, 20th Floor
Baltimore, Maryland 21202-2020
(410) 576-6360
Attorney(s) for
IF ADDITIONAL SPACE IS REQUIRED TO RESPOND COMPLETELY TO ANY ITEM,
PLEASE ATTACH ADDITIONAL SHEETS.
Office and P.O. Address
ii
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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FORM MLOE-2 :
LIMITED OFFERING OF SECURITIES
Defendant(s)
:
. . . . . . . . . . . . . . .UNDER . .THE. .MARYLAND . . . . . . . . . . . .OFFERING EXEMPTION
. . . . . . . . . . . . . . . . . . . LIMITED . . . .
DISCLOSURE DOCUMENT
PART I
THE PEOPLE OF THE STATE OF NEW YORK
TOThese Securities Are Offered For Sale In Maryland Pursuant To A
Regulatory Exemption From Registration.
The Division Of Securities Of The Office Of The Attorney General
Of Maryland Has Not Reviewed The Information Nor Passed
GREETINGS: In Any Way Upon The Merits Of, Recommended, Or
Given Approval To The Securities.
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
Any
,
the Honorable Representation To The Contrary Is A Criminal Offense.
at the
Court
located at
County of
inIF ADDITIONAL the
room
, on SPACE day of
o'clock in the
noon, and at any recessed
IS REQUIRED, 20 RESPOND COMPLETELY TO ANY ITEM,
TO , at
orPLEASE ATTACH ADDITIONAL SHEETS.
adjourned date, to testify and give evidence as a witness in this action on the part of the
1.
Date of commencement of offering:
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issuedthea companypenalty of $50 the all damages sustained as a
2.
General information about for maximum issuing and securities
in this offering and about the offering:
result of your failure to comply.
(a) Exact company name:
Witness, Honorable
Court in
County,
day of
, one of the Justices of the
, 20
(b)
Jurisdiction of formation:
(c)
Date of formation:
(d)
Street address of principal office:
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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(e)
)
Telephone number:Plaintiff(s)
(
(f)
Name and street address of Maryland agent:
-against-
:
:
:
Defendant(s)
:
......................................................
3.
Securities being offered:
THE PEOPLE OF THE STATE OF NEW YORK
TO
(a) Total number of securities authorized by type and class
(e.g., common shares, preferred shares, debt, limited
liability company interests, etc.):
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable Total number of securities, byCourt
at the
(b)
type and class, now
located at
County ofoutstanding:
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
(c) Type, number, and amount of securities offered:
result of your failure to comply.
(1) Type:
Witness, Honorable
Court in
County,
day of
, one of the Justices of the
, 20
(2)
Minimum/Maximum number:
(3)
Minimum/Maximum amount: (Attorney must sign above and type name below)
$
NOTE:
If a minimum number is required to be sold as
a condition to the final sale of any security in this
Attorney(s) for
offering, please state:
(d)
Minimum purchase per investor (if any):
Office and P.O. Address
(1)
Type:
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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(2)
:
Plaintiff(s)
Number of securities:
-against-
(3)
(e)
Calendar No.
JUDICIAL SUBPOENA
:
Amount: $
:
Offering price per security(e.g., per share): $
:
Defendant(s)
:
. . . . . . . . (f) . . .Number. .and. . type . .of . . . . . . . . . . .securities owned by officers,
....
. . . . . . . . . . . . . . . . . voting . . . . .
directors, and principal owners ("principal owners" are those
beneficially owning 10% or more of any class of outstanding
securities immediately prior to this offering):
THE PEOPLE OF THE STATE OF NEW YORK
TO
(number) of
(1) Before offering:
(type of securities), representing ____% of total
securities outstanding as of the date of this document.
GREETINGS:
(2) After offering, assuming minimum securities are sold:
(number) of
(type of securities),
representing ____% of total to be outstanding.
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
(3) After offering, assuming maximum securities are sold:
,
the Honorable
Court
(number) of at the
(type of securities),
located at
County of
representing ____% of total to be outstanding.
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date,(4) Ifand give evidence as a witness in this action on the part of the
to testify the officers, directors, or principal owners
anticipate purchasing additional securities in this
offering or are reserving the right to do so, please
explain the anticipated effect on the foregoing
percentages:
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
(g)
Use of proceeds:
Minimum
offering
Attorney(s) for
Maximum
offering
(1) Gross proceeds from
offering:
Cash
$
$
Office and P.O. Address
Other (e.g., property) $
$
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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(2) Offering expenses
Plaintiff(s)
(estimate):
-against-
Calendar No.
JUDICIAL SUBPOENA
:
Legal fees
$
Accounting fees
$ :
Selling commissions
(including promoter's
or finder'sDefendant(s)
fees)
$
$
:
$
$
:
......................................................
Other offering expenses
(describe):
$
TO
GREETINGS:
$
$
$
$
Total offering expenses
$
$
THE PEOPLE OF THE STATE OF NEW YORK
$
(3) Net proceeds from
offering:
Cash
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
Other (estimate) the
$
$
,
the Honorable
at
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
Minimum
or adjourned date,(4) Anticipated uses witness in this action on the% of the
to testify and give evidence as a of
part Maximum
net proceeds (in order
Offering
Offering %
of priority):
$
$
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
$
$
result of your failure to comply.
Witness, Honorable
Court in
County,
$
day of
, 20
$
, one of the Justices of the
$
$
(h) Description of securities (Attorney must sign above and type name below)
offered:
Using attached
sheets, please explain the following with respect to the
securities being offered:
Attorney(s) rights; (ii) voting
(1) Equity securities: (i) dividendfor
rights; (iii) liquidation rights; (iv) preemptive rights;
(v) conversion rights; (vi) redemption provisions; (vii)
sinking fund provisions; and (viii) liability to further
calls or to assessment by the company.
Office and P.O. Address
(2) Debt securities:
(i) interest; (ii) conversion;
(iii) maturity; (iv) redemption; (v) amortization; (vi)
sinking fund or reserve requirements; (vii) retirement;
Telephone No.:
(viii) property securing interest; (ix) terms of security
Facsimile No.:
interest; (x) restrictions on dividends or debt/equity
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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ratio; (xi) restrictions on the issuance of additional
JUDICIAL SUBPOENA
Plaintiff(s)
securities; and (xii) other restrictions imposed on the
company.
-against:
(3) Other securities: If any : other kind of security is
being offered, such as warrants or options, please
provide appropriate information comparable to that
:
outlined above.
Defendant(s)
:
......................................................
(i) Description of securities outstanding: To the extent the
company has any other class of securities outstanding that
have rights different from those enumerated above, please
describe those rights.
THE PEOPLE OF THE STATE OF NEW YORK
TO
(j)
Is the company presently conducting operations?
Yes
No
If "yes", for how long?
years.
GREETINGS:
(k)
Using the financial information required by Paragraph 19
of this form, what were the gross sales or revenues and net
(after-tax) income or losses for each year of the company's
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
last 2 fiscal years, or any the
shorter time the company has been
,
the Honorable business, and for the interim period defined in Paragraph
at
Court
in
located at
County of19. If, on a comparative accounting basis, income statements
in room are available for of
, on the
day additional periods, please also provide at any recessed
, 20
, at
o'clock in the
noon, and this
information and give evidence as abelow: this action on the part of the
in the table witness in
or adjourned date, to testify
Period
Ended
Gross sales
or revenues
Net profit
(loss)
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
/ /
$
the party on whose behalf this subpoena$
was issued for a maximum penalty of $50 and all damages sustained as a
(interim period)
(interim period)
result of your failure to comply.
/
/
Witness, Honorable
/ County,
/
Court in
$
$
(latest fiscal year)
day $
of
, one (latest fiscalthe
of the Justices of year)
$
, 20
/
/
$
$
/
/
$
$
(Attorney must sign above and type name below)
/
/
$
$
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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(l) If either gross Plaintiff(s) or revenues or net SUBPOENAor
sales
JUDICIAL profits
losses for any of the periods shown above reflect any unusual
or infrequent event or transaction : that materially affected
-againstthe figures shown above, please explain briefly:
:
:
Defendant(s)
:
......................................................
(m)
Net tangible book value (for corporations only):
THE PEOPLE OF THE STATE OF NEW YORK
(1) What is the net tangible book value of the company
as of the end of the latest fiscal year and the interim
period referenced in Paragraph 3(k) above?
(show a
deficit in parentheses.)
TO
For purposes of this form, "net tangible book
value" means total tangible assets less all
liabilities and preferred stock, if any.
GREETINGS:
per common share, aside, you and each of you of
$
WE COMMAND YOU, that all business and excuses being laidbased upon numberattend before
shares outstanding at end of interim period.
,
the Honorable
at the
Court
located atper common share, based upon number of
County of
$
all shares
in room
, on theshares of outstanding ,after offering if noon, and at any recessed
day
, 20
at
o'clock in the
are give evidence as agiving this action onto part of the
sold and witness in effect the net proceeds of
or adjourned date, to testify and
offering, as of the end of the interim period.
$
per common share, based upon number of
shares outstanding at end of latest fiscal year.
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
per common share, based upon damages of
the party on whose behalf$
this subpoena was issued for a maximum penalty of $50 and all number sustained as a
shares outstanding after offering if all shares are
result of your failure to comply. and giving effect to net proceeds of offering,
sold
as of the end of the latest fiscal year.
Witness, Honorable
, one of the Justices of the
(2)County, the day oftangible, 20
If
net
book value per common share that
Court in
will exist immediately after the offering (assuming all
shares are sold) is less than the offering price per
share, please indicate the variation:
$
(Attorney must sign above and type name below)
per share
(n) If preferred stock is being offered, please indicate
Attorney(s) for
whether the company's net tangible assets, giving effect to
the offering proceeds, will be sufficient to cover the
liquidation preference of the preferred shares:
Yes
No
Office and P.O. Address
If "no", please indicate the shortfall per share: $
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
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4.
The inquiries below elicit information JUDICIAL SUBPOENA
concerning the nature
Plaintiff(s)
of the business of the company. Please make clear what aspects of
the business are presently in operation and what aspects are
-against:
planned to be operational in the future.
In discussing future
products and services, the company should have a reasonable basis
:
to believe the products or services will actually be developed
within the foreseeable future.
:
(a) Please describe, Defendant(s)
in summary form, the business the
:
company. . does. . .and. . proposes. . .to . . do, . including the products,
................. .....
... ..........
.. ....
goods, and services it manufactures, sells, or provides.
THE PEOPLE OF THE STATE OF NEW YORK
TO
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date,Please and give evidence as a these inproducts, the part of the
to testify describe how witness this action on goods, or services
(b)
are to be generated and how and when the company intends to
carry out its activities.
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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(c) Please describe Plaintiff(s)
the segment :of the industry and the
JUDICIAL SUBPOENA
geographic area in which the company competes or will compete.
Indicate whether competition is or is expected to be based on
-against:
price, service, or another factor.
:
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
GREETINGS:
(d)
Please name the principal competitors that the company
has or expects to have in its area of business. Indicate the
relative size that business and excuses market strengths you the
WE COMMAND YOU, andall financial andbeing laid aside, you and each ofof attend before
company's competitors in the area of competition in which the
,
the Honorable
at the
Court
company is or will be operating.
State why the company
located
County ofbelieves that it can ateffectively compete with these and other
in room companies.
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
(e) Please describe, in summary form, the company's business
and marketing plan.
If the Attorney(s) for
plan contains budgets or
projections of sales or income, these should be set forth in
detail, together with the assumptions that underlie them. Do
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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not include any dataPlaintiff(s) is not based uponSUBPOENA
that
JUDICIAL reasonable
assumptions.
Clearly label the budget, projections and
assumptions-againstas such, indicating that they are applicable to
:
the future and do not represent historical performance.
Please attach a copy of the plan, if available.
:
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
GREETINGS:
(f)
Please
provide
the
number
of
the
company's
present
employees (full-time/part-time):
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
County ofIf, within the located at twelve months, the company anticipates
next
number of its employees, givethe
in room increasing the day of
, on the
, 20
, at
o'clock in the approximate
noon, and at any recessed
number and a brief description in thisthe typespart ofpositions.
of action on the of the
or adjourned date, to testify and give evidence as a witness
Number:
Description:
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
(g) Please describe generally the principal properties, such
as real estate, plant and equipment, patents, etc., that the
company owns, indicating also what properties it leases and a
summary of the terms under those leases, P.O. Address the amount
Office and including
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
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COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
:
Index No.
Calendar No.
of payments, expiration dates and :the JUDICIAL SUBPOENA
terms of any renewal
Plaintiff(s)
options.
Indicate what type of properties, if any, the
company intends to acquire in the immediate future and
-against:
indicate the sources of financing it expects to use in
obtaining these properties, whether by purchase, lease, or
:
otherwise.
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
GREETINGS:
(h) Please name any subsidiaries laid the company, their
WE COMMAND YOU, that all business and excuses being of aside, you and each of you attend before
functions and ownership, and indicate those that are included
,
the Honorable a consolidated basis in the financial statements attached
at the
Court
on
located at
County ofhereto.
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
(i) RISK FACTORS. Please list, in order of importance, the
risk factors that you consider to be the most serious risks to
an investor in this offering in view of all relevant facts and
Attorney(s) for
circumstances, including those factors that as a practical
matter appear to constitute the greatest threat that the
investment will be lost in whole or in part, or that the
company will not achieve its business objectives.
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
:
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
5.
Please summarize the development of the company (including any
material mergers or acquisitions) during the past five years, or
for whatever to comply with this subpoena company has contemptin court and will make you liable to
Your failure lesser period the is punishable as a been of existence.
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
:
Index No.
Calendar No.
:
6.
Please identify, using Plaintiff(s)
the following format, all individuals,
JUDICIAL SUBPOENA
broker/dealers and other persons the company has authorized to sell
securities of the company in this offering:
-against:
:
Name
:
Address
Defendant(s)
:
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (.
.
City, State, Zip Code
Is this person affiliated with the company?
)
Telephone Number
Yes
No
THE PEOPLE OF THE STATE OF NEW YORK
If "yes", in what capacity:
TO
Type and value of any remuneration payable to this person for sales
of securities (if "none", please so state):
GREETINGS:
Is this COMMAND YOU, that all business and excuses being laid aside,agent?each of you attend before
WE person a broker/dealer or broker/dealer you and
,
the Honorable
at the No
Court
Yes
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
ATTACH ADDITIONAL SHEETS IF NECESSARY
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
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:
:
Index No.
Calendar No.
7.
Please identify all officers or :other principals of the
JUDICIAL SUBPOENA
Plaintiff(s)
company:
(a)
-against-
:
President or Manager:
:
Name:
Age:
:
Home Address
Defendant(s)
:
......................................................
City, State, Zip Code
Principal occupations during the past five years (include
periods of NEW YORK
THE PEOPLE OF THE STATE OFemployment and names of employers):
TO
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
Describe past experience relevantCourt company's business:
to
,
the Honorable
at the
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
Education (degrees and schools):
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
If this person has other positions in the company, please
describe (e.g., director, general partner, etc.)
Attorney(s) for
(b)
Vice President or Manager:
Name:
Home Address
Office and P.O. Address
Age:
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
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COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
City, State, Zip Plaintiff(s)
Code
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
Principal occupations during past five years (include
periods of employment and names of employers):
:
:
Defendant(s)
:
......................................................
Describe OF NEW YORK
THE PEOPLE OF THE STATEpast experience relevant to company's business:
TO
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
Education (degrees and the
schools): Court
,
the Honorable
at
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
If this person has other positions in the company, please
result of your failure to comply. (e.g., director, general partner, etc.):
describe
Witness, Honorable
Court in
County,
(c)
, one of the Justices of the
day of
Secretary:
, 20
(Attorney must sign above and type name below)
Name:
Age:
Attorney(s) for
Home Address
City, State, Zip Code
Office and P.O. Address
Principal occupations during past five years (include
periods of employment and names of employers):
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
:
Describe past experience relevant to company's business:
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
Education (degrees and schools):
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
locatedhas other positions in the company, please
at
County of
If this person
describe (e.g., director, ,general partner, etc.): at any recessed
in room
, on the
day of
, 20
at
o'clock in the
noon, and
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
(d) Treasurer:
result of your failure to comply.
Name:
Witness, Honorable
Court in
County,
Age:
, one of the Justices of the
day of
Home Address
City, State, Zip Code
, 20
(Attorney must sign above and type name below)
Principal occupations during past five years (include
periods of employment and names of employers):
Attorney(s) for
Office and P.O. Address
Telephone company's business:
Describe past experience relevant toNo.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
:
:
Education (degrees and schools):
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
If this person has other positions in the company, please
describe (e.g., director, general partner, etc.)
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located and key personnel:
County of(e) Other officers at
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
Age:
or adjourned date,Name: and give evidence as a witness in this action on the part of the
to testify
Position with the company:
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
Home Address
result of your failure to comply.
City, State, Zip Code
Witness, Honorable
Court in
County,
day of
, one of the Justices of the
, 20
Principal occupations during past five years (include
periods of employment and names of employers):
(Attorney must sign above and type name below)
Attorney(s) for
Describe past experience relevant to company's business:
Office and P.O. Address
Education (degrees and schools):
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
:
If this person has other positions in the company, please
describe (e.g., director, general partner, etc.)
:
Defendant(s)
:
......................................................
* * ATTACH ADDITIONAL SHEETS IF NECESSARY TO IDENTIFY * *
ALL STATE OF NEW YORK
THE PEOPLE OF THE OFFICERS AND KEY PERSONNEL OF THE COMPANY
TO
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
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......... ..
:
:
Index No.
Calendar No.
:
8.
If the company is a corporation (or is a different form of
JUDICIAL SUBPOENA
Plaintiff(s)
entity that has directors), please provide the following
information concerning the company's directors:
-against:
(a)
Please identify all directors :of the company:
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
TO
(b) Number of directors:
. If directors are not all
elected annually, or are elected under a voting trust or other
arrangement, please explain:
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
who are
in room (c) Information of
, on the
day concerning directors o'clock in the not executive
, 20
, at
noon, and at any recessed
officers: and give evidence as a witness in this action on the part of the
or adjourned date, to testify
Name:
Age:
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
Address
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
City, State, Zip Code
Witness, Honorable
, one of the Justices of the
Principal occupations during past five years (include periods
Court in of employment and names of employers):
County,
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Education (degrees and schools):
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
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COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
*
*
*
:
Plaintiff(s)
*
*
Calendar No.
*
*
-against-
*
JUDICIAL SUBPOENA
*
*
*
:
ATTACH ADDITIONAL SHEETS IF NECESSARY TO IDENTIFY
ALL DIRECTORS WHO ARE NOT EXECUTIVE OFFICERS
:
*
*
*
*
*
*
*
*
:
Defendant(s)
:
......................................................
(d) Have any of the directors ever worked for or managed
another company in the same business as the company?
THE PEOPLE OF THE STATE OF NEW YORK
Yes
TO
No
Please identify and explain:
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
9.
Using the following format, please identify all principal
owners of the company who "beneficially"* own, directly or
indirectly, 10% or more of a class of voting securities presently
Your failure
outstanding: to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
*Under COMAR Regulation 02.02.04.10, to own "beneficially" includes
the power to vote or direct the voting or to dispose of or direct
the disposition of the security.
Witness, Honorable
, one of the Justices of the
Court in
County,
day of
, 20
Name:
(Attorney must sign above and type name below)
Address
(
City, State, Zip Code
)
Attorney(s) for
Telephone Number
Principal Occupation:
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
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COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
:
Plaintiff(s)
Number of -againstsecurities
held on
% of total
securities
/ /
Calendar No.
JUDICIAL SUBPOENA
% of total
securities
to be
outstanding
:
Number of securities
held after offering
:
if all securities sold
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
*
*
*
*
*
*
*
*
*
*
*
*
ATTACH ADDITIONAL SHEETS IF NECESSARY TO
IDENTIFY ALL 10% BENEFICIAL OWNERS
TO
*
*
*
*
*
*
*
*
*
*
*
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
:
Index No.
Calendar No.
10. If any person listed in Paragraphs : 6, 7, 8, or 9 has within
JUDICIAL SUBPOENA
the past five years filed aPlaintiff(s)
registration statement or application
for exemption from registration that is currently subject to a stop
-against:
order under a state's securities law, please set forth below the
name of that person, the date of the stop order, the jurisdiction
:
issuing the stop order and the reason for the stop order.
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
11. (a) If any person listed in Paragraphs 6, 7, 8, or 9 within
five years before the first sale of securities in this offering has
TO
been convicted or has pleaded nolo contendere to felony or
misdemeanor in connection with the offer, purchase, or sale of a
security or in connection with the making of a false filing with
the Securities and Exchange Commission or with a state securities
administrator, or a felony involving fraud or deceit, including,
GREETINGS: limited to forgery, embezzlement, obtaining money under
but not
false pretenses, larceny, conspiracy to defraud, or theft, please
set forth below the name of that person, the nature of each of you attend before
WE COMMAND YOU, that all business and excuses being laid aside, you and the action,
the identity and location of at the court and the disposition or
the
,
the Honorable the action.
Court
status of
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure toany person listed in Paragraphs 6, 7, 8, or 9 at any
(b) If comply.
time during the past five years, has been held liable in a civil
action (orHonorable
is a defendant in any civil , one of the Justices of the
action) involving
Witness,
allegations of fraud for violations of any securities or franchise
law,
Court in embezzlement, fraudulent conversion, misappropriation of
County,
day of
, 20
property, theft or restraint of trade, please set forth below the
name of that person, the nature of the action, the identity and
location of the court and the disposition or status of the action.
(Attorney must sign above and type name below)
Attorney(s) for
12. For any person listed in Paragraphs 6, 7, 8, or 9, please
identify the person and describe the nature and P.O. Address
Office of the following events
that occurred during the past five years: the filing of a petition
under the federal bankruptcy laws or any state insolvency law or a
appointment of a receiver, fiscal agent or similar officer by a
court for the business or property of, that person or any
partnership in which that person was a Telephone No.:
general partner within two
years before the time of that filing, Facsimile No.:
or any company or business
E-Mail Address:
Mobile Tel. No.:
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......... ..
:
:
Index No.
Calendar No.
association of which that person was an : executive officer within
JUDICIAL SUBPOENA
Plaintiff(s)
two years before the time of that filing.
-against-
:
:
:
Defendant(s)
:
......................................................
13. If any person listed in Paragraphs 6, 7, 8, or 9 during the
past five years, was the subject of any order, judgment or decree,
not subsequently reversed, suspended, or vacated, of any federal or
state authority barring, suspending, or otherwise limiting the
THE PEOPLE OF THE STATE OF NEW YORK
right of the person to engage in any activity in connection with
the purchase or sale of any security, or to be associated with
TO
persons engaged in that activity or in connection with any
violation of federal or state securities laws, please set forth
below the name of the person, the nature of the action or
proceedings, the identity and location of the agency or court, and
the duration and nature of the penalties or sanctions imposed.
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
14. Please describe, in summary form, possible conflicts of
interest. (e.g., the company or any of its subsidiaries has made
loans to or is doing business with any of its principals, officers,
directors, 10% comply with this subpoena their relatives, orcourt and will make you liable to
Your failure to owners, any of is punishable as a contempt of businesses in
whichon whose behalf this subpoena substantial interest, has done so within
the party any of them has a was issued for a maximum penalty of $50 and all damages sustained as a
the last two years, or proposes to do so in the future; sales or
result of yourof goods or property to or from the company, etc.).
leases failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
15.
(a) Please list all cash and non-cash remuneration paid or
payable by the company or any of its subsidiaries to officers
or other principals for services rendered during the last
Attorney(s) for
fiscal year:
Salary
Position
$
$
Bonus
$
Office and P.O. Address
$
Other
$
$
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
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COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
:
Plaintiff(s) $
-against-
Calendar No.
$
$
JUDICIAL SUBPOENA
:
$
$
$
$
$
:
All officers and
principals:
$
:
Defendant(s)
:
. . . . . . . . (b) . . .Please. .list . all . employees, . other than officers and other
....
....... ..... .... ............. .....
principals, who received remuneration for services rendered
during the last fiscal year that was equal to or greater than
the remuneration paid to any of the officers or pricipals
listed above:
THE PEOPLE OF THE STATE OF NEW YORK
Salary
Name and Title
Bonus
Other
TO
$
$
$
GREETINGS:
$
$
$
$
$
$
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
$
$
$
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
All officers give
or adjourned principals:and evidence as a witness in this action on the part of the
date, to testify and
$
$
$
(c)
If
the
company
is
a
corporation,
please
also
list
remuneration to directors is punishable as a in their capacities as
Your failure to comply with this subpoena(as a group)contempt of court and will make you liable to
directors this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
the party on whose behalfduring the last fiscal year:
result of your failure $ comply.
Salary to
; Bonus $
; Other $
(d) If remuneration for any of the above of the Justices of the to
Witness, Honorable
, one is expected
change, please explain:
Court in
County,
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
16. If the company, within the last three years, has paid
dividends, made any distributions (including securities) or
redeemed any securities, please explain the nature, amounts, and
approximate dates for each event and each class of security.
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
-against-
Calendar No.
:
JUDICIAL SUBPOENA
:
17. If the securities being offered may be purchased over time,
please state the terms and conditions of: purchase.
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
18.
Expiration date of this offering:
TO
*
*
*
*
*
*
*
*
*
*
NOTICE TO PROSPECTIVE INVESTORS: IF THE COMPANY ELECTS TO EXTEND
THIS OFFERING BEYOND THE STATED EXPIRATION DATE, YOU WILL BE
GREETINGS: AND OFFERED THE OPPORTUNITY TO RESCIND YOUR PURCHASE OR
NOTIFIED
CANCEL YOUR SUBSCRIPTION.
IF THE MINIMUM AMOUNT PROVIDED IN
WE COMMAND YOU, NOT RAISED UNDER being OFFERING BY THE STATED
PARAGRAPH 3(c)(3) IS that all business and excuses THIS laid aside, you and each of you attend before
EXPIRATION DATE, YOU ARE ENTITLED TO A Court
REFUND OF YOUR ENTIRE
,
the Honorable
at the
INVESTMENT. SEE PARAGRAPH 23 FOR INFORMATION REGARDING ANY ESCROW
located at
County of
ARRANGEMENTS FOR INVESTORS' FUNDS.
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give*
evidence * a witness in this *
as
action on * part of the
the
*
*
*
*
*
*
19. Please attach balance sheets for the company as of the end of
the company's comply with this subpoenayear and as as of of courtmost recent liable to
Your failure to latest fiscal is punishable a contempt the and will make you
practicable date.
Balance sheets should disclose all known
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
material contingent liabilities in notes to the balance sheets.
result of your failure to comply.
Also, please attach statements of income and expense for the
company's last two fiscal years and for the interim period from the
end of the company's latest fiscal year to the most recent date
Witness, Honorable
, one of the Justices of the
practicable, which date shall not be more than six (6) months prior
to the commencement date of
Court in
County,
day of this offering ("the interim period").
, 20
If the company has not conducted significant operations, please
submit a statement of revenues and disbursements from inception to
the most recent practicable date. Also, please attach a report of
a certified public accountant if statements of income and expense
(Attorney must sign above as "financial
and the balance sheets (together referred to herein and type name below)
statements") are audited.
If the financial statements are not
audited, please attach a statement signed by a certified public
accountant that the financial statements have been reviewed and
Attorney(s) for
whether any material modifications should be made to the financial
statements in order for them to be in conformity with generally
accepted accounting principles and, if so, the reasons for the
proposed modifications.
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
:
Index No.
Calendar No.
:
20. Please state the dates on which the company sold securities
JUDICIAL SUBPOENA
during the last 12 months, Plaintiff(s)
the amount of the securities sold, and
whether the sales were made under exemptions from, or were
-against:
registered under, the Maryland Securities Act.
:
:
Defendant(s)
:
......................................................
THE PEOPLE OF THE STATE OF NEW YORK
21.
Please indicate names of principals, officers, directors, or
TO
promoters of the company to whom any amount of securities of the
company has been, or is to be, issued at a price of 25% or more
below this offering price, regardless of the percentage of
securities of the company this represents, if issued or committed
to be issued within the last 18 months.
GREETINGS:
TYPE/
NO. OF
SECURITIES
PRICE
NAME
WE COMMAND YOU, that all businessCLASS
and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
22. Please indicate the names of any persons other than those
namedYour failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
in Paragraph 21 to whom securities aggregating 10% or more of
the total securities outstanding a maximum penalty of $50 and all damages sustained as a
the party on whose behalf this subpoena was issued for at the commencement of this
offering have been, or are to be, issued at a price 25% or more
result of your failureoffering price, if issued or committed to be issued
below this to comply.
within the last 18 months.
Witness, Honorable
NAME County,
Court in
day of
TYPE/
CLASS
, 20
NO. , one of the Justices of the
OF
SECURITIES
PRICE
(Attorney must sign above and type name below)
23.
Attorney(s) be
(a) Are any proceeds of this offering to for escrowed pending
completion of this offering? Yes
No
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
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COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Calendar No.
:
(b) If "yes", please identify the escrow agent: SUBPOENA
JUDICIAL
Plaintiff(s)
-against-
Name
:
:
Address
:
City, State, Zip Code Defendant(s)
:
......................................................
(c)
(
)
Telephone Number
If "yes," the escrow account will constitute:
___ the entire proceeds of the offering; or
THE PEOPLE OF THE STATE OF NEW YORK
___ the partial proceeds of the offering.
TO
(d) If "yes", please describe the duration of the escrow
arrangement, e.g., "until completion of the offering" or
"until the minimum stated in Paragraph 3(c)(3) is raised”, and
the interest terms indicating for whose benefit any interest
GREETINGS: accrue.
will
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
******************************************************************
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
NOTICE TO PROSPECTIVE INVESTORS: IF THE ENTIRE PROCEEDS ARE NOT TO
result ofESCROWED to comply.
BE your failure PENDING COMPLETION OF THE OFFERING, PROSPECTIVE
INVESTORS ARE WARNED THAT THEIR TOTAL INVESTMENT MAY BE LOST OR
EXPOSED TO Honorable OF CREDITORS OF THE COMPANYone of the Justices of theTHE
Witness, CLAIMS
, IN THE EVENT
ISSUER IS UNSUCCESSFUL IN COMPLETING THE OFFERING.
Court in
County,
day of
, 20
******************************************************************
(Attorney must sign above and type name below)
The purchasers of the securities offered by this document are
advised that the securities are offered under an exemption from
registration under the Maryland Securities Act and resales are
severely restricted. A restrictive legend must be placed upon the
Attorney(s) for
certificates representing all securities sold in this offering.
A complete copy of this entire Form MLOE-2, including all
attachments, must be provided to each prospective investor before
he or she agrees to purchase any securities or makes payment of any
consideration, whichever is earlier. Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
:
Index No.
Calendar No.
:
The omission of a material fact or the misstatement of a
JUDICIAL SUBPOENA
material fact to investors, Plaintiff(s) by this form or otherwise, may
whether
give rise to criminal and civil liabilities under the Maryland
-against:
Securities Act and federal securities laws.
:
Each purchaser or his or her representative, if any, may
review at the offices of the company, after reasonable advance
notice, any materials relating to the company, this offering or any
:
matters set forth in this Form MLOE-2. The appropriate persons
authorized by the company will answer any inquiries relating to the
Defendant(s)
:
. .company . .or . . to. . the . . offer. . and . .sale . .of. . these securities and will
......... .. .. .... ...... .... ..... .. ..
provide any additional information, to the extent that they possess
such information or can acquire it without unreasonable effort or
expense, necessary to verify the accuracy of the information set
forth in this form.
THE PEOPLE OF THE STATE OF NEW YORK
Inquiries should be directed to:
TO
Name
Address
GREETINGS:
(
)
City,WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
State, Zip Code
Telephone Number
,
the Honorable
at the
Court
located at
County of
SIGNATURES:
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
orChief Executive Officer,
adjourned date, to testify and give evidence as a witness in this action on the part of the
General Partner, or Manager:
Date:
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
Title:
result of your failure to comply.
If the company is a corporation, directors (to of the signed the a
Witness, the directors):
, one be Justices of by
majority ofHonorable
Court in
County,
day of
, 20
Date:
(Attorney must sign above and type name below)
Date:
Attorney(s) for
Date:
Date:
Office and P.O. Address
Date:
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
:
Plaintiff(s)
-against-
Calendar No.
JUDICIAL SUBPOENA
:
FORM MLOE-2 :
LIMITED OFFERING OF SECURITIES
:
UNDER THE MARYLAND LIMITED OFFERING EXEMPTION
Defendant(s)
DISCLOSURE DOCUMENT
:
......................................................
PART II
Regulation 02.02.04.12(C) contains the following requirements:
THE PEOPLE OF THE STATE OF NEW YORK
TO
*
*
*
*
*
(2) Notwithstanding the applicability of §C(1)(b)(e) of this regulation, an issuer shall deliver Part II
of Form MLOE-2, or a disclosure document containing the
GREETINGS:
information required by Part II of Form MLOE-2 to all
purchasers if:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
(a) Within 18 months before the first sale of
,
the Honorable
at the
securities under this regulation, theCourt
issuer issued or
County ofcommitted to be located at securities of the same or similar
issued
of 25
in room class , for consideration of a per securityin value noon, and at any recessed
on the
day of
, 20
, at
o'clock the
percent testify and give evidence as aoffering price on the part of the
or more below the witness in this action of securities to
or adjourned date, to
be sold under this regulation, if the securities so
issued or committed to be issued constitute 10 percent or
more of the securities of the same or similar class
outstanding at the commencement of the offering under
this regulation, or if the securities were issued or
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
committed this subpoena was to for a maximum director, general
the party on whose behalfto be issued issuedan officer,penalty of $50 and all damages sustained as a
partner, or any other person that performs similar
result of your failure to comply. promoter of the issuer; or
functions, or
(b) Any part of the proceeds of an offering
Witness, Honorable
, one of a Justices of
under this regulation are not to be escrowed in the bank or the
institution, 20
Court in other depository day of
County,
, the deposits of which are
insured by the Federal Deposit Insurance Corporation, or
with another person approved as escrow agent by order of
the Commissioner, until completion of the offering.
(Attorney must sign above and type name below)
*
*
*
*
*
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
American LegalNet, Inc.
www.USCourtForms.com
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
MLOE-
:
2/Part II/Page 29
Plaintiff(s)
Calendar No.
:
JUDICIAL SUBPOENA
1.
Please indicate names of principals, officers, directors,
-against:
general partners, trustees (if a real estate investment trust), and
any other person that performs similar functions, or promoters of
the issuer to whom any amount of securities of the issuer has been,
:
o