Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Midwest Regional Review Application Form. This is a Michigan form and can be use in Blue Sky Secretary Of State.
Loading PDF...
Tags: Midwest Regional Review Application, Michigan Secretary Of State, Blue Sky
Midwest Regional Review Application
When complete, save as a new file, print, sign, and submit the hard copy with the other required documents.
1. Name of Issuer: _____________________________________________________________
Fax Number:_______________ E-Mail Address:__________________________________
2. The issuer ("applicant") is filing for Coordinated Midwest Regional Review in the following
states indicated by check or “X” (at least two must be indicated):
_____ Illinois
_____ Indiana
_____ Iowa*
_____ Kansas
_____ Michigan
_____ Minnesota
_____ Missouri
_____ Nebraska
_____ North Dakota
_____ South Dakota
_____ Wisconsin
*Offering may not exceed $1 million
3. The applicant shall send to each state checked above, a copy of this Application, the required
fees for registration in the state and all required exhibits (see links for “Participating States”
and “Required Exhibits to be Filed with Application” under “Site Contents” on the Internet
home page of MRRP at http://www.securities.state.ks.us/mrrp/mrrpmain.html ).
These filings shall be made simultaneously in each state as checked in Item 2 above. The
documents filed in each state shall be identical. (Note: Subsequent to the initial filing for
Midwest Regional Review, the applicant may file a new application in at least two of the
remaining participating states, but will then be subject to a new coordinated review.)
Type of filing (please check or “X” one):
_____ Small Company Offering Registration (SCOR Form U-7)
_____ Question/Answer Form Model A under Regulation A
_____ Offering Circular Model B under Regulation A Form 1-A (Traditional Disclosure)
-Go to Next Page-
American LegalNet, Inc.
www.FormsWorkflow.com
Midwest Regional Review Application
Page 2
4. Undertakings of Applicant:
The applicant agrees that it will file simultaneously in each state checked above.
The applicant waives automatic effectiveness in each state checked above.
The applicant agrees to resolve outstanding comments through the lead state and agrees to
provide the lead state with a copy of the amended offering document marked to show
changes. (Note: State-specific comments must be resolved with the state to which the
comment applies.)
The applicant understands that the securities to be registered must be sold by an agent that is
either registered or exempt from registration in the subject state. The applicant agrees not to
allow sales by agents that have not been registered or are not exempt in the state in which
they are selling.
Applicant Representative:
________________________________________________
Signature & Date
________________________________________________
Print Name
________________________________________________
Print Title
American LegalNet, Inc.
www.FormsWorkflow.com