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Application (Publicly Traded Corporation) Form. This is a Nevada form and can be use in Nevada Gaming Commission And State Gaming Contol Board Statewide.
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OFFICIAL FORMS
PTC-1
BEFORE THE NEVADA GAMING COMMISSION AND
THE STATE GAMING CONTROL BOARD
In the Matter of
Exact Name of Applicant/
Registrant as Specified in Charter
(Application)
APPLICATION
1. The Applicant. State the name(s) and address(es) of the applicant(s)
(“Applicant”).
2. The Application.
State briefly the action(s) requested by each
Applicant (e.g., “Registration as a publicly traded corporation,” “Approval of a public
offering,” “Finding of suitability as an officer/director of XYZ Company,” or “Approval of
Proxy Statement”) and all applicable Regulation provisions for the action(s) requested by
each Applicant.
3. Release and Indemnity of All Claims. Attach an executed copy of the
"Release and Indemnity of All Claims" form.
The Applicant states that this application (“Application”), as amended and
supplemented and as of that time it is accepted as filed, does not make a material
misstatement or fact nor omit to state a material fact necessary to make the fact stated,
in view of the circumstances under which such facts are set forth, not misleading.
The Applicant states that this Application, as amended and supplemented
and as of the time it is accepted as filed, is in full compliance with the Act and
Regulations.
The Applicant hereby undertakes to amend and supplement this
Application as the Board or Commission may require from time to time.
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OFFICIAL FORMS
PTC-1
The Applicant hereby amends this Application on such date or dates as
may be necessary to delay the effective date of the Application until such Application, as
supplemented and amended, is accepted as filed or the Applicant specifically requests
that the Application be accepted as filed, whichever occurs first.
Pursuant to the Act and Regulations, the Applicant has duly caused this
Application to be executed on its behalf by the undersigned, thereunto duly authorized.
Applicant
By manual signature
typed signature
title
State of
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County of
I,
being duly sworn, depose and say that the
above statements are true and correct to the best of my knowledge and belief and that
this statement is executed with the knowledge that misrepresentation or failure to reveal
information requested may be deemed sufficient cause for refusal to approve the
application filed. Further, that I am aware that later discovery of an omission or
misrepresentation made in the above statements may be grounds for revocation of a
gaming license. Further, that I am voluntarily submitting this application under oath with
full knowledge that the Gaming Control Act (NRS 463.140(6)) provides that “Any person
making false oath in any matter before either the board or commission is guilty of
perjury.”
Applicant
Subscribed and sworn to before me
this
day of
,
.
Notary Public
NOTICE
THIS APPLICATION MAY NOT BE WITHDRAWN WITHOUT THE
PERMISSION OF THE STATE GAMING CONTROL BOARD
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PTC-1
EXHIBITS:
"Release and Indemnity of All Claims" form.
USE:
Application for each approval or action of the Commission required or
permitted by the Gaming Control Act or NGC Regulation 16, shall be
made to the Board through use of this Form PTC-1. An Applicant may
add any information to the brief description of the nature of the application
required to be set forth in paragraph 2 of Form PTC-1, which the
Applicant believes to be necessary or desirable, particularly in light of
federal and state securities laws. As appropriate, Form PTC-1 shall be
accompanied by Form PTC-2, PTC-110, PTC-115 PTC-200, PTC-250,
PTC-260, PTC-310, PTC-320 or PTC-430, as a supporting schedule(s).
While the Application on Form PTC-1 is deemed a public record and
subject to public inspection and disclosure pursuant to NRS 463.120, the
supporting schedules on Forms PTC-2, PTC-110, PTC-115, PTC-200,
PTC-250, PTC-260, PTC-310, PTC-320 and PTC-430 are not deemed to
be public records.
PTC-1 (Rev. 03/06)
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