State of New Hampshire Certification Pursuant to NH RSA 541-D 2007 GENERAL INFORMATION Who is required to file this certification? Any tobacco product manufacturer that intends to sell cigarettes and/or smokeless tobacco products within the state of New Hampshire, whether directly or through any distributor, retailer, or similar intermediary. ELECTRONIC FILING OPTION: Certificates will be considered timely filed if sent by e-mail to Maroney@gcglaw.com prior to the filing date of April 30, 2007. If you choose this option please label your cover e-mail with your company name and the words “RSA 541-D Annual Certification 2007” in the subject line. If an electronic filing is submitted, the fully executed hard copy must still be sent to the address above by no later than May 15, 2006 to constitute a complete and timely filing. This filing is in addition to, and does not supplant any filing obligations of non-participating manufacturers under RSA 541-C. However, the RSA 541-C filing may be made in conjunction with this filing and will be considered timely filed if received by this office by April 30, 2007. Definitions: (a) “Attorney General” means the Attorney General of the state of New Hampshire, 33 Capitol Street, Concord New Hampshire 03301. (b) “Brand Family” means all styles of Cigarettes sold under the same trade mark and differentiated from one another by means of additional modifiers or descriptors, including, but not limited to, “menthol,” “lights,” “kings,” and “100s,” and includes any brand name (alone or in conjunction with any other word), trademark, logo, symbol, motto, selling message, recognizable pattern of colors, or any other indicia of product identification identical or similar to, or identifiable with, a previously known brand of Cigarettes. (c) “Brand Name” includes all products sold within any Brand Family, including without limitation, products described by descriptors or modifiers such as “menthol,” “lights,” “kings,” and “100s.” (d) “Cigarette” has the same meaning as in RSA 541-C:2, IV, and includes smokeless tobacco products. (e) “Commissioner” means the Commissioner of the New Hampshire Department of Revenue. (f) “Directory” means the listing of all Tobacco Product Manufacturers that have provided current and accurate certifications conforming to the requirements of NH RSA 541-D and all Brand Families that are listed in such certifications; except as provided by NH RSA 541-D. (g) “Master Settlement Agreement” (or “MSA”) has the same meaning as in RSA 541-C:2, V. (h) “Non-Participating Manufacturer” (or “NPM”) means any Tobacco Product Manufacturer that is not a Participating Manufacturer. (i) “Participating Manufacturer” has the meaning given that term in Section II(jj) of the Master Settlement Agreement and all amendments thereto. (j) “Qualified Escrow Fund” has the same meaning as that term is defined in RSA 541-C:2, VI. (k) “Stamping Agent” means a person that is authorized to affix tax stamps to packages or other containers of Cigarettes under RSA Ch. 78 or any person that is required to pay the tobacco tax imposed pursuant to RSA Ch. 78 on Cigarettes. State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 1 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com (l) “Tobacco Product Manufacturer” has the same meaning as that term is defined in RSA 541-C:2, IX. (m) “Units Sold” has the same meaning as that term is defined in RSA 541-C:2, X. When is this certification due? This certificate of compliance is to be filed on or before April 30, 2007. ELECTRONIC FILING OPTION. Certificates will be considered timely filed if sent by e-mail to Maroney@gcglaw.com prior to the filing date of April 30, 2007. However, if an electronic filing is submitted, the fully executed hard copy must still be sent to the address above by no later than May 15, 2007 to constitute a compete and timely filing. See full instructions for electronic filing at the end of the Certificate. SPECIFIC INSTRUCTIONS: Part 1: Manufacturer's Identification. Identify the name, address, zip code or (for manufacturer’s located outside the United States) local mail code, telephone, fax number and electronic mail address. Part 2: Certification of Status. State whether your company is a Participating Manufacturer or a Non-Participating Manufacturer in compliance with all applicable n provisions of RSA 541-C. Please note that the Certification Form was amended in 2006 to require that, if the submitting company is not the actual manufacturer of the tobacco products for which it is submitting the certification, it must identify the manufacturer and, as applicable, describe the relationship between the submitting company and the manufacturer. If the submitting company has agreed by contract or otherwise to assume escrow responsibility for a manufacturer, it must submit an executed copy of any such agreement. NO AGREEMENT TO ACCEPT ESCROW RESONSIBILITY WILL BE RECOGNIZED WITHOUT SUBMISSION OF AN EXECUTED CONTRACT. Part 3: Sales Year. Identify the sales year during which the certification is filed. Part 4: Brand Family Identification: Identify by Brand Family and Brand Name all of the cigarettes that the Tobacco Product Manufacturer HAS SOLD OR INTENDS TO SELL in this State whether directly or through any distributor, retailer, or similar intermediary, and seeks to have included in the Directory. Only the brands identified may be included in the Directory. A Participating Manufacturer shall include a list of its Brand Families and Brand Names. The Participating Manufacturer shall update such list thirty (30) calendar days prior to any addition to or modification of its Brand Families or Brand Names by executing and delivering a supplemental certification to the Attorney General and Commissioner. IF THIS IS A SUPPLEMENTAL ANNUAL CERTIFICATION, YOU MAY NOTE THAT FACT ON THE CERTIFICATE AND SHOULD ONLY LIST NEW BRANDS WHICH YOU INTEND TO MARKET. PLEASE REVIEW YOUR BRAND LISTING ON THE STATE’S CERTIFICATION DIRECTORY (www.gcglaw.com/tobacco) TO ENSURE THAT ALL OF YOUR COMPANY’S BRANDS ARE PROPERLY LISTED. State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 2 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com A Non-Participating Manufacturer shall include in its certification (i) a list of all of its Brand Families and Brand Names and the number of Units Sold for each Brand Family that were sold in the State during the preceding calendar year, (ii) indicating, by an asterisk, any Brand Family and/or Brand Name sold in the State during the preceding calendar year that is no longer being sold in the State as of the date of such certification, (iii) a list of all of its Brand Families and Brand Names that are being sold in the State at any time during the current year, and (iv) identifying by name and address any other manufacturer of such Brand Families in the preceding or current calendar year. The Non-Participating Manufacturer shall update such list thirty (30) calendar days prior to any addition to or modification of its Brand Families by executing and delivering a supplemental certification to the Attorney General and Commissioner. Part 5: Non-Participating Manufacturer Certification. A. 1. Verify that the Non-Participating Manufacturer is registered to do business in New Hampshire. PROVIDE A COPY OF A CERTIFICATE OF GOOD STANDING ISSUED BY THE OFFICE OF THE NEW HAMPSHIRE SECRETARY OF STATE; OR A. 2. If your company has not registered to do business in New Hampshire, verify that it has appointed an agent for service of process and provided notice thereof as required by RSA 541-D. If no agent for service of process is appointed, the New Hampshire Secretary of State will be deemed the company’s agent for service of process. IF THIS IS A SUPPLEMENTAL ANNUAL CERTIFICATION, AND THERE HAS BEEN NO CHANGE IN THE INFORMATION REQUIRED IN SECTION A.2, SINCE THE LAST ANNUAL OR ANY SUPPLEMENTAL CERTIFICATION, PLEASE RESPOND BY CHECKING THE BOX LABELED “NO CHANGE SINCE PRIOR CERTIFICATION” B. Identify (i) the name, address and telephone number of the financial institution where the NonParticipating Manufacturer has established a Qualified Escrow Fund pursuant to RSA 541-C; (ii) the account number of such Qualified Escrow Fund and any sub-account number for New Hampshire. IF THIS IS A SUPPLEMENTAL ANNUAL CERTIFICATION, AND THERE HAS BEEN NO CHANGE IN THE INFORMATION REQUIRED IN SECTION B SINCE THE LAST ANNUAL OR ANY SUPPLEMENTAL CERTIFICATION, PLEASE RESPOND BY CHECKING THE BOX LABELED “NO CHANGE SINCE PRIOR CERTIFICATION.” C. Identify (i) the amount such Non-Participating Manufacturer placed in such fund for Cigarettes sold in the State during the preceding calendar year, (ii) the date and amount of each such deposit; and (iii) the amount and date of any withdrawal or transfer of funds the Non-Participating Manufacturer made at any time from such fund or from any other Qualified Escrow Fund. IF THIS IS A SUPPLEMENTAL ANNUAL CERTIFICATION, YOU NEED ONLY LIST DEPOSITS OR WITHDRAWALS MADE SINCE THE DATE OF YOUR COMPANY’S LAST ANNUAL CERTIFICATION. Part 6: Signature: The person executing the Certification must do so before an authorized notary. Both Participating and Non-Participating Manufacturers must sign this document in the presence of a Notary or such similar official in the company’s home nation. State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 3 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com If you have questions regarding this form, kindly direct them to: Office of the Attorney General Tobacco Compliance Project Or, in writing to c/o Walter L. Maroney, Esq. Gallagher, Callahan & Gartrell, P.C. 214 N. Main Street P.O. Box 1415 Concord NH 03302-1415 Assistant Attorney General David Rienzo Office of the Attorney General Tobacco Compliance Project 33 Capitol Street Concord, NH 03301 (603)-228-1181 (800)-528-1181 FAX (603)-228-7588 e-mail: maroney@gcglaw.com Form: www.gcglaw.com/tobacco State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 4 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com State of New Hampshire Manufacturer Certification Pursuant to NH RSA 541-D APRIL 30, 2007 _ SUPPLEMENTAL CERTIFICATION _ This is an INITIAL CERTIFICATION Part 1: Tobacco Product Manufacturer Identification Company: ____________________________________________________________________________________ Address: ____________________________________________________________________________________ City ______________________________________ State ______________________________________ Zip code ______________________________________ Country________________________________ Or other mail code: ________________________________________________________________________________ Phone: ______________________________________ Email: FAX _________________________________ ______________________________________ Name/Title of Person Completing Report: _______________________________________________________________ Part 2: Certification of Status The Tobacco Product Manufacturer identified above is, as of the date of this Certification: (Choose One) ________ A Participating Manufacturer under the Tobacco Master Settlement Agreement. ________ A Non-Participating Tobacco Product Manufacturer in full compliance with RSA 541-C. __________ A First Importer of Cigarettes not intended For Distribution In the United States, and which is in full compliance with RSA 541-C. IF YOU CHECK THIS OPTION, PROVIDE ALL INFORMATION REQUIRED IN PART 1 FOR THE MANUFACTURER OF EACH BRAND FAMILY TO WHICH THIS OPTION APPLIES. (add additional sheets if necessary) State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 5 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com __________ A person or entity which has accepted responsibility for compliance with RSA 541-C under a written contract with the Manufacturer or Fabricator of the cigarettes for which this Certification is submitted. IF YOU CHECK THIS OPTION, (1) PROVIDE ALL INFORMATION REQUIRED IN PART 1 FOR THE MANUFACTURER OF EACH BRAND FAMILY TO WHICH THIS OPTION APPLIES; (2) DESCRIBE THE RELATIONSHIP BETWEEN YOUR COMPANY AND THE MANUFACTURER OF EACH BRAND FAMILY TO WHICH THIS OPTION APPLIES; and (3) PROVIDE A COPY OF AN EXECUTED CONTRACT BETWEEN YOUR COMPANY. Add additional pages if necessary. Part 3: Sales Year Year of Sales for this Certificate of Compliance is: 2007. Part 4: Brand Family Identification (Attach additional Sheets if Necessary) Participating Manufacturers are only required to fill out Sections A and B of this Part. If this is a Supplemental Annual Certification and there has been no change in the Brand Families and Brand Names Listed in the most recent Annual or Supplemental Certifications submitted by your company, indicate this fact by marking the check box below. PARTICIPTING MANUFACTURERS: _ NO CHANGE SINCE PRIOR CERTIFICATION NON-PARTICIPATING MANUFACTURES must fill out Sections A, B, C, and D and E of this Part. _ NO CHANGE SINCE PRIOR CERTIFICATION A. Brand Families Sold in State in 20061 B. Brand Names C. Total Units D. Names of New E. Brand Names sold in 2006 Brand Families, (New Brand Families) By Brand If Any, To Be Family Sold In State in 2007 Add additional pages if necessary 1 Indicate with and asterisk (*) those Brand Families and/or Brand Names that will not be sold in 2007. State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 6 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com Part 5: Non-Participating Manufacturer Certification A. 1. Registered to Do Business State whether your Company is currently registered to do business in New Hampshire with the Office of the New Hampshire Secretary of State. Yes _________ No _________ If yes, state the date of registration ______________________ Describe the form of Organization (e.g., corporation, limited liability company, partnership, etc.) __________________________________ Is your company registered as a Foreign ___ or Domestic ___ business entity? PROVIDE A COPY OF A CERTIFICATE OF GOOD STANDING ISSUED BY THE OFFICE OF THE NEW HAMPSHIRE SECRETARY OF STATE. 2. Agent for Service of Process _ NO CHANGE SINCE PRIOR CERTIFICATION Agent Name: ____________________________________________________________________________________ Company: ____________________________________________________________________________________ Address: ____________________________________________________________________________________ Address: ____________________________________________________________________________________ Phone: _________________________________________ E-mail: _________________________________________ FAX __________________________________ Has the Agent for Service of Process been approved by the Attorney General? By Whom: ___________________________________________________ _______________________________ Approval Date: _______________ C. Qualified Escrow Fund – Financial Institution _ NO CHANGE SINCE PRIOR CERTIFICATION Name of Institution: ______________________________________________________________________________ Address: ______________________________________________________________________________ Representative Name: ________________________________________ Phone:_______________________________ Escrow Acct No: ________________________________________ State Account No: _____________________ Has the Qualified Escrow Agreement been approved by the Attorney General? By Whom: ___________________________________________________ State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 7 of 8 _______________________________ Approval Date: _______________ ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com D. Escrow Deposit/Withdrawal History for New Hampshire IF THIS IS A SUPPLEMENTAL ANNUAL CERTIFICATION ONLY DEPOSITS AND WITHDRAWALS MADE SINCE THE LAST ANNUAL CERTIFICATION NEED BE LISTED. Date Part 6: Deposit Withdrawal Balance Signature Under penalty of perjury, I state that the information contained in this Certification is true and accurate and that I am authorized to sign this certification, to make all representations, and to make all appointments contained herein. Name of Authorized Agent: ________________________________________ Signature of Authorized Agent: ________________________________________ Title: _______________________ Date: _______________________ Subscribed and sworn to before me on this _____day of _______________, 200___ by __________________________, known to me or having satisfactorily demonstrated his/her identity. Signature of Notary Public: _____________________________________ City or County of_____________________ My Commission expires: _______________________________________ Mail the completed certificate of compliance to: Office of the Attorney General Tobacco Compliance Project c/o Gallagher, Callahan & Gartrell, P.C. 214 N. Main Street P.O. Box 1415 Concord NH 03302-1415 H:\LIB\DOCS\S10Q\0001\PLDG\AM0344.DOC State of New Hampshire RSA 541-D Certification Form (Manufacturers) Page 8 of 8 ver4.0 March,, 2007 American LegalNet, Inc. www.FormsWorkflow.com