Agent Of The Issuer Examination Waiver Request Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Agent Of The Issuer Examination Waiver Request Form. This is a New Jersey form and can be use in Blue Sky Secretary Of State.
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Tags: Agent Of The Issuer Examination Waiver Request, NJBOS-15, New Jersey Secretary Of State, Blue Sky
NEW JERSEY BUREAU OF SECURITIES
153 Halsey Street, 6th Floor, Newark, NJ 07102
Post Office Box 47029, Newark, NJ 07101
(973) 504-3600
AGENT OF THE ISSUER EXAMINATION WAIVER REQUEST
The New Jersey Bureau of Securities requires a prospective agent of the issuer to pass the Series
7 (General Securities Representative) examination. This form should be used to request a waiver
of this examination requirement and should be filed with the New Jersey Bureau of Securities at
the address above. For additional information regarding issuer agent registrations, examinations,
and waivers, please call (973) 504-3661.
Name of Issuer (company): _____________________________________________________
Street Address: _______________________________________________________________
City: _______________________________ State: _____________ ZIP Code: ____________
Name of Issuer Agent (individual): _______________________________________________
Office Telephone Number: _____________________________________________________
Type of Securities (common stock, warrants, bonds, etc.): ____________________________
The undersigned hereby certify as follows:
1. The issuer agent and the issuer’s executive officers would not be disqualified from conducting
offers and sales of the issuer’s securities by Regulation A under the Securities Act of 1933.
2. The issuer agent has the following securities-related experience:
a. Nature of duties: _________________________________________________________
b. Name of employer(s): _____________________________________________________
Signature of Officer of the Issuer:
Signature of Applicant:
_________________________________
_________________________________
Title: ____________________________
Date: ____________________________
Date: ____________________________
Form NJBOS-15, 7/2004
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