Free New York Blue Sky Forms

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42 Forms found in New York — Blue Sky — Secretary Of State — Page 1 of 1
Title Last Updated
Investment Adviser Qualification August 24, 2015
Notification Filing July 27, 2015
Sponsors And Selling Agents Broker Dealer Statement July 1, 2015
Coversheet To Accompany Investment Advisor Forms January 29, 2015
Issuer Statement September 9, 2014
Exemption Form For Franchisor To An Existing Franchisee Pursuant To GBL 684(3)(d) March 6, 2014
Online Brokerage Service Complaint Form March 6, 2014
Franchise-Related Complaint Form March 6, 2014
Uniform Investment Company Notice Filing January 14, 2014
Franchise Broker Registration Form May 1, 2013
Form U-2 Uniform Consent To Service Of Process August 7, 2012
Form M-11 Issuer Statement December 9, 2011
Broker Dealer Statement September 6, 2011
Uniform Franchise Consent To Service Of Process December 8, 2009
Franchise Seller Disclosure Form December 8, 2009
Sales Agent Disclosure Form February 2, 2009
Notice Of Appearance October 22, 2008
Franchisors Costs And Sources Of Funds (Form B) September 19, 2008
Uniform Franchise Registration Application September 16, 2008
Report Of Franchise Sale March 30, 2007
Guarantee Of Performance January 18, 2007
Uniform Consent To Service Of Process January 17, 2007
Salesperson Statement December 4, 2006
Supplement (Forms M-1, M-1A, M-11, M-10) December 4, 2006
Registrant Information Form December 4, 2006
Supplemental Salesperson Statement December 4, 2006
Form M-11 Issurer Statement December 4, 2006
Net Worth Exemption Form Pursuant To GBL 684(2) May 2, 2006
Supplemental Commodity Statement (Forms CBD,CADV) September 30, 2005
Supplemental Commodity Salesperson September 30, 2005
Suggested Form Of Verification September 30, 2005
Original Ticket Distributor Registration September 30, 2005
Franchise Sales Agent Statement September 30, 2005
Discontinuance Of Offering September 30, 2005
Consent To Service Of Process September 30, 2005
Commody Investment Advisor Statement September 30, 2005
Commodity Information Sheet September 30, 2005
Commodity Salesperson Statement September 30, 2005
Bureau Of Investor Protection And Securities Commodity Broker-Dealer Statement September 30, 2005
Application For Exemption From Accounting Requirements Of Article 23 September 30, 2005
Amended Ticket Distributor Registration September 30, 2005
Application Exemption Form September 30, 2005