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UCC3 Financing Statement Amendment Form. This is a North Carolina form and can be use in Uniform Commerical Code Secretary Of State.
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Tags: UCC3 Financing Statement Amendment, UCC3, North Carolina Secretary Of State, Uniform Commerical Code
UCC FINANCING STATEMENT AMENDMENT
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
A. NAME & PHONE OF CONTACT AT FILER [optional]
B. SEND ACKNOWLEDGMENT TO: (Name and Address)
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
1b.
1a. INITIAL FINANCING STATEMENT FILE #
This FINANCING STATEMENT AMENDMENT is
to be filed [for record] (or recorded) in the
REAL ESTATE RECORDS.
2.
TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement.
3.
CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is
continued for the additional period provided by applicable law.
4.
ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9.
5. AMENDMENT (PARTY INFORMATION): This Amendment affects
Debtor or
Secured Party of record. Check only one of these two boxes.
Also check one of the following three boxes and provide appropriate information in items 6 and/or 7.
CHANGE name and/or address: Give current record name in item 6a or 6b; also give new
name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c.
DELETE name: Give record name
to be deleted in item 6a or 6b.
ADD name: Complete item 7a or 7b, and also
item 7c; also complete items 7d-7g (if applicable).
6. CURRENT RECORD INFORMATION:
6a. ORGANIZATION'S NAME
OR 6b. INDIVIDUAL'S LAST NAME
FIRST NAME
MIDDLE NAME
SUFFIX
FIRST NAME
MIDDLE NAME
SUFFIX
CITY
STATE
COUNTRY
7f. JURISDICTION OF ORGANIZATION
7g. ORGANIZATIONAL ID #, if any
7. CHANGED (NEW) OR ADDED INFORMATION:
7a. ORGANIZATION'S NAME
OR
7b. INDIVIDUAL'S LAST NAME
7c. MAILING ADDRESS
7d. TAX ID #:
SSN OR EIN
Do Not Provide
ADD'L INFO RE
ORGANIZATION
DEBTOR
7e. TYPE OF ORGANIZATION
POSTAL CODE
NONE
8. AMENDMENT (COLLATERAL CHANGE): check only one box.
Describe collateral
deleted or
added, or give entire
restated collateral description, or describe collateral
assigned.
9. NAME OF SECURED PARTY OF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor which
adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here
and enter name of DEBTOR authorizing this Amendment.
9a. ORGANIZATION'S NAME
OR
9b. INDIVIDUAL'S LAST NAME
FIRST NAME
MIDDLE NAME
SUFFIX
10. OPTIONAL FILER REFERENCE DATA
FILING OFFICE COPY — NATIONAL UCC FINANCING STATEMENT AMENDMENT (FORM UCC3) (REV. 07/29/98)
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North Carolina Instructions for National UCC Financing AMENDMENT (Form UCC3)
Please type or laser-print this form. Be sure it is completely legible. Read all instructions, especially instruction 1a; correct file number of
initial financing statement is crucial. Follow instructions completely. Fill in form very carefully; mistakes may have important legal consequences. If you
have questions, consult your attorney. Filing office cannot give legal advice. Do not insert anything in the open space in the upper portion of this form; it
is reserved for filing office use. When properly completed, send Filing Office copy, with required fee, to filing office. If you want an acknowledgement,
complete item B. The filing office requests that you also include a self-addressed stamped envelope if you are requesting an acknowledgement
and you request your acknowledgement to be sent by mail. When filing in the central filing office, detach the Debtor and Secured Party
Copies. If you need to use attachments, use 8 ½ x 11 inch sheets and put at the top of each sheet: “Amendment”, and the file number of the initial
financing statement to which this Amendment relates. You are encouraged to use Amendment Addendum (Form UCC3Ad). Do not use a highlighter
on any part of this form.
A. To assist filing office that might wish to communicate with the filer, filer may provide information in item A. This item is optional.
B. Complete item B if you want an acknowledgement sent to you. If filing in a filing office that returns an acknowledgement copy furnished by filer,
present simultaneously with this form a carbon or other copy of this form for use as an acknowledgement copy. Include your e-mail address in
Block B.
Required information in item 7: name (7a) or (7b) and
1a. File Number: Enter file number of initial financing statement to
address (7c); DO NOT INCLUDE social security number
which this Amendment relates. Enter only one file number. In some
in this block. This item is not required in North
states, the file number is not unique. For “in lieu of” filings, use the
Carolina); also, additional organization Debtor information
special form available at www.sosnc.com. Click on the UCC Section
page and then click on UCC FORMS.
(7e-g) if Debtor is an organization. NOTE: The preferred
method for filing against a new Debtor (an individual or
1b. Only if this Amendment is to be filed or recorded in the real estate
organization not previously of record as a Debtor under this
records, check box 1b. and also, in item 13 of Amendment Addendum,
enter Debtor’s name, in proper format exactly identical to the format of
file number is to file a new Financing Statement (UCC-1) and
not an Amendment (UCC-3).
item 1 of financing statement, and name of record owner if Debtor
8. Collateral change: To change the collateral covered by the
does not have a record interest. Note: Show purpose of this
identified financing statement, describe the change in item 8.
Amendment by checking box 2,3,4,5 (in item 5 you must check two
This may be accomplished either by describing the collateral to be
boxes) or 8; also complete items 6,7, and/or 8 as appropriate. Filer
added or deleted, or by setting forth in full the collateral
may use this Amendment form to simultaneously accomplish both data
description as it is to be effective after the filing of the
changes (items 4,5,and/or 8) and a Continuation (item 3). However, it
Amendment, indicating clearly the method chosen (check the
is highly recommended to use the UCC-3 Amendment form for
appropriate box). If the space in item 8 is insufficient, use item 13
only one purpose at a time. The central filing office does not
charge a separate processing fee for each purpose on this form.
of Amendment Addendum (Form UCC3Ad). A partial release of
collateral is a deletion. If, due to a full release of all collateral, filer
(See fee list at the bottom of this form.)
no longer claims a security interest under the identified financing
2. To terminate the effectiveness of the identified financing statement
with respect to security interest(s) of authorizing Secured Party, check
statement, check box 2 (Termination) and not box 8 (Collateral
box 2.
Change). If a partial assignment consists of the assignment of
some (but not all) of the collateral covered by the identified
3. To continue the effectiveness of the identified financing statement
with respect to security interest(s) of authorizing Secured Party,
financing statement, filer may indicate the assigned collateral in
check box 3. See Instruction 9 below.
item 8, check the appropriate box in item 8, and also comply with
instruction 4 above. NOTE: For amendments filed in local
4. To assign (a) all of assignor’s interest under the identified
filing offices, use item 8 on this form (Amendment) or item
financing statement, or (b) a partial interest in the security interest
covered by the identified financing statement, or (c) assignor’s full
13 on the Amendment Addendum to enter the first Debtor
name (labeled clearly) that is shown on the initial financing
interest in some (but not all) of the collateral covered by the
statement.
identified financing statement: Check box in item 4 and enter
name of assignee in item 7a if assignee is an organization, or in
9. Always enter name of party of record authorizing this
Amendment; in most cases, this will be a Secured Party of record.
item 7b, formatted as indicated, if assignee is an individual.
If more than one authorizing Secured Party, give additional
Complete 7a or 7b, but not both. Also enter assignee’s address
in item 7c. Also enter name of assignor in item 9. If partial
name(s), properly formatted, in item 13 of Amendment Addendum
(Form UCC3Ad). If the indicated financing statement refers to the
Assignment affects only some (but not all) of the collateral
parties as lessee and lessor, or consignee and consignor, seller
covered by the identified financing statement, filer may check
appropriate box in item 8 and indicate affected collateral in item 8.
and buyer, instead of Debtor and Secured Party, references in
this Amendment shall be deemed likewise so to refer to the
5,6,7. To change the name and/or address of a party: Check box in
parties. If this is an assignment, enter assignor’s name. If this is
item 5 to indicate whether this Amendment amends information
relating to a Debtor or a Secured Party; also check box in item 5
an Amendment authorized by a Debtor that adds collateral or
adds a Debtor, or if this is a Termination authorized by a Debtor,
to indicate that this is a name and/or address change; also enter
check the box in item 9 and enter the name, properly formatted, of
name of affected party (current record name, in case of name
change or address change) in items 6a or 6b as appropriate;
the Debtor authorizing this Amendment, and, if this Amendment
or Termination is to be filed or recorded in the real estate records,
and also give new name (7a or 7b) and/or new address (7c) in
also enter, in item 13 of Amendment Addendum, name of
item 7.
5,6. To delete a party: Check box in item 5 to indicate whether
Secured party of record.
deleting a Debtor or a Secured Party; also check box in item 5 to
10. This item is optional and is for filer’s use only. For filer’s
convenience of reference, filer may enter in item 10 any
indicate that this is a deletion of a party; and also enter name (6a
or 6b) of deleted party in item 6.
identifying information (e.g., Secured party’s loan number, law
5,7 To add a party: Check box in item 5 to indicate whether
firm number, Debtor’s name or other identification, state in which
form is being filed, etc.) that filer may find useful.
adding a Debtor or Secured Party; also check box in item 5
to indicate that this is an addition of a party; also enter all
North Carolina UCC Record Processing Fees:
x
$30.00 + $2.00 transaction fee if filed electronically (www.sosnc.com) If filed by paper:
x
$38.00 per 2 page UCC record;
x
$45.00 per 3 –10 page UCC record plus $2.00 per additional page over 10 pages.
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UCC FINANCING STATEMENT AMENDMENT ADDENDUM
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
11. INITIAL FINANCING STATEMENT FILE # (same as item 1a on Amendment form)
12. NAME OF PARTY AUTHORIZING THIS AMENDMENT (same as item 9 on Amendment form)
12a. ORGANIZATION'S NAME
OR
12b. INDIVIDUAL'S LAST NAME
FIRST NAME
MIDDLE NAME,SUFFIX
13. Use this space for additional information
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
FILING OFFICE COPY — NATIONAL UCC FINANCING STATEMENT AMENDMENT ADDENDUM (FORM UCC3Ad) (REV. 07/29/98)
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Instructions for National UCC Financing Statement AMENDMENT Addendum (Form UCC3Ad)
11.
Enter information exactly as given in item 1a on Amendment form.
12.
Enter information exactly as given in item 9 on Amendment form.
13.
If space on Amendment form is insufficient or you must provide additional information, enter additional information in item 13.
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