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Form U-2 Uniform Consent To Service Of Process Form. This is a Official Federal Forms form and can be use in NASAA.
Tags: Form U-2 Uniform Consent To Service Of Process, U-2, Official Federal Forms NASAA,
FORM U-2 UNIFORM CONSENT TO SERVICE OF PROCESS The undersigned ______________________________________________________, partnership, a corporation, other ____________________ organized under the laws of ______________________________, or an individual for purposes of complying with the laws of the Jurisdictions indicated hereunder relating to either the registration or sale of securities, hereby irrevocably appoints the officers of the Jurisdictions so designated hereunder and their successors in such offices, its attorney in those Jurisdictions so designated upon whom may be served any notice, process or pleading in any action or proceeding against it arising out of, or in connection with, the sale of securities or out of violation of the aforesaid laws of the Jurisdictions so designated; and the undersigned does hereby consent that any such action or proceeding against it may be commenced in any court of competent jurisdiction and proper venue within the Jurisdictions so designated hereunder by service of process upon the officers so designated with the same effect as if the undersigned was organized or created under the laws of that Jurisdiction and have been served lawfully with process in that Jurisdiction. It is requested that a copy of any notice, process, or pleading served hereunder by mailed to: NAME ADDRESS Place a "" before the names of all the Jurisdictions for which the person executing this form is appointing the designated Officer of that Jurisdiction as its attorney in that Jurisdiction for receipt of service of process: ALABAMA ALASKA Secretary of State Administrator of the Division of Banking and Securities, Department of Commerce, Community, and Economic Development The Corporation Commission The Securities Commissioner Commissioner of Business Oversight Securities Commissioner Banking Commissioner Director of Investor Protection FLORIDA GEORGIA GUAM HAWAII IDAHO ILLINOIS INDIANA IOWA KANSAS Office of Financial Regulation Commissioner of Securities Administrator, Department of Finance Commissioner of Securities Director of Finance Secretary of State Secretary of State Commissioner of Insurance Securities Commissioner ARIZONA ARKANSAS CALIFORNIA COLORADO CONNECTICUT DELAWARE DISTRICT OF COLUMBIA American LegalNet, Inc. www.FormsWorkFlow.com KENTUCKY LOUISIANA MAINE MARYLAND MASSACHUSETTS MICHIGAN Director, Division of Securities Commissioner of Securities Administrator, Office of Securities Commissioner of the Division of Securities Secretary of the Commonwealth OREGON *** PENNSYLVANIA Director, Department of Consumer and Business Services Pennsylvania does not require filing of a Consent to Service of Process. Commissioner of Financial Institutions Director of Business Regulation Securities Commissioner Division of Securities Commissioner of Commerce and Insurance Securities Commissioner Office of Lieutenant Governor, Division of Securities Director, Division of Securities Department of Financial Regulation Clerk, State Corporation Commission Director of the Department of Financial Institutions Commissioner of Securities Administrator of the Division of Securities Secretary of State PUERTO RICO RHODE ISLAND SOUTH CAROLINA SOUTH DAKOTA TENNESSEE TEXAS U.S. VIRGIN ISLANDS UTAH VERMONT VIRGINIA WASHINGTON Director, Corporations, Securities & Commercial Licensing Bureau Commissioner of Commerce MINNESOTA MISSISSIPPI MISSOURI MONTANA NEBRASKA NEVADA NEW HAMPSHIRE NEW JERSEY NEW MEXICO NEW YORK NORTH CAROLINA NORTH DAKOTA Secretary of State Securities Commissioner State Auditor and Commissioner of Securities and Insurance Director of Banking and Finance Secretary of State Secretary of State Chief, Bureau of Securities Director, Securities Division Department of State Secretary of State Securities Commissioner Dated this __________ day of __________, ______. SC-610-065 CONSENT TO SERVICE (R/6/2016) Page 2 of 4 American LegalNet, Inc. www.FormsWorkFlow.com INSTRUCTIONS TO FORM U-2 UNIFORM CONSENT TO SERVICE OF PROCESS 1. The name of the issuer is to be inserted in the blank space on line 1 of Uniform Form U-2 ("Form"). 2. The type of person executing the Form is to be described by checking the appropriate nomenclature in lines 1 - 3 and, if appropriate, by inserting a description of the person in the blank space provided on line 2 of the Form. 3. The name of the jurisdiction under which the issuer was formed or is to be formed is to be inserted in the blank space on line 3 of the Form. 4. The person to whom a copy of any notice, process or pleading which is served pursuant to the Consent to Service of Process is to be inserted in the appropriate blank spaces at the end of page 1 of the Form. 5. A "" is to be placed in the space before the names of all Jurisdictions which the person executing this Form lawfully is appointing the officer of each Jurisdiction so designated on the Form as its attorney in that Jurisdiction for receipt of service of process. 6. A signed Form must be filed with each Jurisdiction requiring a Consent to Service of Process on Form U-2 at the office so designated by the laws or regulations of that Jurisdiction and must be accompanied by the exact filing fee, if any. 7. The Form must be signed by the issuer. If the issuer is a corporation, it should be signed in the name of the corporation by an executive officer duly authorized; if a partnership, it should be signed in the name of the partnership by a general partner, and if an unincorporated association or other organization which is not a partnership, the Form should be signed in the name of such organization by a person responsible for the direction or management of its affairs. 8. If the Form is mailed, it is advisable to send it by registered or certified mail, postage prepaid, return receipt requested. SC-610-065 CONSENT TO SERVICE (R/6/2016) Page 3 of 4 American LegalNet, Inc. www.FormsWorkFlow.com FORM U-2A UNIFORM CORPORATE RESOLUTION UNIFORM FORM OF CORPORATE RESOLUTION OF ___________________________________________________ (Name of Corporation) RESOLVED, that it is desirable and in the best interest of this Corporation that its securities be qualified or registered for sale in various jurisdictions; that the President or any Vice President and the Secretary or an Assistant Secretary hereby are authorized to determine the jurisdictions in which appropriate action shall be taken to qualify or register for sale all or such part of the securities of this Corporation as said officers m