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Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106) Form. This is a Official Federal Forms form and can be use in Securities And Exchange Commission.
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Tags: Form N-14 Registration Statement Under The Securities Act Of 1933 (SEC2106), N-14, Official Federal Forms Securities And Exchange Commission,
You may not send a completed printout of this form to the SEC to satisfy a filing obligation. You can only satisfy an SEC filing obligation by submitting the information required by this form to the SEC in electronic format online at https://www.edgarfiling.sec.gov. NOTE: This version of Form N-14 includes certain amendments that the Commission recently adopted, as indicated in bracketed text throughout this document. More information about these amendments222 compliance dates may be found in the Commission releases cited in the bracketed text. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. (Check appropriate box or boxes) Exact Name of Registrant as Specified in Charter: Area Code and Telephone Number: Address of Principal Executive Offices: (Number, Street, City, State, Zip Code) Name and Address of Agent for Service: Approximate Date of Proposed Public Offering: (Number and Street) (City) (State) (Zip Code) Calculation of Registration Fee under the Securities Act of 1933: Title of Securities Being Registered Amount Being Registered Proposed Maximum Offering Price per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee [If the registration statement is filed pursuant to Rule 488, include the following information:] Instruction Registrants relying on Section 24(f) of the Investment Company Act of 1940, which permits registration of an indefinite number of securities, need not include the Securities Act registration fee table, but must provide the Title of Securities Being Registered and state that no filing fee is due because of reliance on Section 24(f). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 2106 (5-19) It is proposed that this filing will become effective on p ursuant to Rule 488. ( date ) OMB APPROVAL OMB Number: 3235-0336 Expires: June 30, 2019 Estimated average burden hours per response. . .1312.9 American LegalNet, Inc. www.FormsWorkFlow.com Table of Contents of Form N-14 GENERAL INSTRUCTIONS Page Number A. Who May Use Form N-14 ................................................................................................................................................................ 2 B. Registration Fee. ............................................................................................................................................................................... 2 C. Application of Securities Act Rules .................................................................................................................................................. 2 D. Application of Exchange Act Rules .................................................................................................................................................. 2 E. Documents Comprising Registration Statement ............................................................................................................................... 2 F. Preparation of Registration Statement ............................................................................................................................................... 2 G. Incorporation by Reference and Delivery of Prospectuses or Reports Filed with the Commission .................................................. 3 PART A. INFORMATION REQUIRED IN THE PROSPECTUS Item l. Beginning of Registration Statement and Outside Front Cover Page of Prospectus ......................................................................... 4 Item 2. Beginning and Outside Back Cover Page of Prospectus ................................................................................................................... 4 Item 3. Fee Table, Synopsis, and Risk Factors .............................................................................................................................................. 5 Item 4. Information about the Transaction ......................................................................................................................................................... 5 Item 5. Information about the Registrant ...................................................................................................................................................... 5 Item 6. Information about the Company Being Acquired ............................................................................................................................. 6 Item 7. Voting Information ............................................................................................................................................................................ 6 Item 8. Interest of Certain Persons and Experts ............................................................................................................................................ 7 Item 9. Additional Information Required for Reoffering by Persons Deemed to be Underwriters................................................................ 8 PART B. INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION Item 10. Cover Page ........................................................................................................................................................................................ 8 Item 11. Table of Contents .............................................................................................................................................................................. 9 Item 12. Additional Information about the Registrant ..................................................................................................................................... 9 Item 13. Additional Information about the Company Being Acquired ............................................................................................................ 9 Item 14. Financial Statements ......................................................................................................................................................................... 9 PART C. OTHER INFORMATION Item 15. Indemnification ................................................................................................................................................................................. 9 Item 16. Exhibits ........................................................................................................................................................................................... 10 Item 17. Undertakings ................................................................................................................................................................................... 11 SIGNATURES .................................................................................................................................................................................................................. 12 American LegalNet, Inc. www.FormsWorkFlow.com 2 GENERAL INSTRUCTIONS A. Who May Use Form N-14 Form N-14 may be used by all management investment companies registered under the Investment Company Act of 1940 (2231940 Act224 or 223Investment Company Act224) and business development companies as defined by Section 2(a)(48) of the 1940 Act to register under the Securities Act of 1933 (2231933 Act224 or 223Securities Act224) securities to be issued in (1) a transaction of the type specified in Securities Act Rule 145(a) [17 CFR 230.145(a)]; (2) a merger in which a vote or consent of the security holders of the company being acquired is not required pursuant to applicable state law; (3) an exchange offer for securities of the issuer or another person; (4) a public reoffering or resale of any securities acquired in an offering registered on Form N-14; or (5) two or more of the transactions listed in (1) through (4) registered on one registration statement. B. Registration Fee Section 6(b) of the 1933 Act and Rule 457 [17 CFR 230.457] thereu