UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Estimated average burden hours per response. . . . . . 12.00 Form X-17A-5 FOCUS REPORT (Financial and Operational Combined Uniform Single Report)PART II 11(Please read instructions before preparing Form.) This report is being filed pursuant to (Check Applicable Block(s)): 1)Rule 17a-5(a)16 2)Rule 17a-5(b)17 3)Rule 17a-11184)Special request by designated examining authority19 5)Other26 NAME OF BROKER-DEALER SEC FILE NO. 14 FIRM I.D. NO. 13 ADDRESS OF PRINCIPAL PLACE OF BUSINESS (Do Not Use P.O. Box No.) 15 FOR PERIOD BEGINNING (MM/DD/YY) 20 (No. and Street) 24 AND ENDING (MM/DD/YY)21 22 23 (City) (State) (Zip Code) 25 , NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT (Area Code) 227 Telephone No. 30 31 NAMES OF SUBSIDIARIES OR AFFILIATES CONSOLIDATED IN THIS REPORT: OFFICIAL USE 32 33 34 35 36 37 38 39 DOES RESPONDENT CARRY ITS OWN CUSTOMER ACCOUNTS? YES 40 NO 41 CHECK HERE IF RESPONDENT IS FILING AN AUDITIED REPORT 42 EXECUTION: The registrant/broker or dealer submitting this Form and its attachments and the person(s) by whom it is executed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements, and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements, and schedukes remain true, correct and complete as previously submitted. Dated the day ofManual signatures of: 1)Principal Executive Officer or Managing Partner 2) Principal Financial Officer or Partner3) Principal Operations Officer or PartnerATTENTION 227 Intentional misstatement or omissions of facts constitute Federal Criminal Violations. (See 18 U.S.C. 1001 and 15 U.S.C. 78:f(a)) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1695 () 1 of 28 American LegalNet, Inc. www.FormsWorkFlow.com TO BE COMPLETED WITH THE ANNUAL AUDIT REPORT ONLY:002 INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report NAME (If individual, state last, first, middle name) 70 ADDRESS 71 727374 Number and Street City State Zip Code CHECK ONE Certified Public Accountant FOR SEC USE Public Accountant Accountant not resident in United States002or any of its possessions002 75 76 77 DO NOT WRITE UNDER THIS LINE . . . FOR SEC USE ONLY WORK LOCATION REPORT DATE DOC. SEQ. NO. CARD MM/DD/YY 5051 5253 SEC 1695 () 2 of 28 American LegalNet, Inc. www.FormsWorkFlow.com FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT002PART II002 BROKER OR DEALER 100 N 2 1 STATEMENT OF FINANCIAL CONDITION as of (MM/DD/YY) SEC FILE NO.ASSETS Consolidated Unconsolidated Allowable Non-Allowable Total 99 98 198 199 750 760 200 2.Cash segregated in compliance with federal Cash .............................................................................. $ 210 3.Receivable from brokers or dealers andclearing organizations:A.Failed to deliver:1.Includable in 223Formula for ReserveRequirements224 .............................................002 220 B.Securities borrowed: 1.Includable in223Formula for ReserveC.Omnibus accounts: 230 240 250 260 and other regulations...................................................... 2.Other............................................................ Requirements224 ............................................. 2.Other............................................................ 1.Includable in223Formula for ReserveRequirements224 .............................................0021. $2 770 780 2.Other............................................................002 3 270 790 D.Clearing organizations:1.Includable in223Formula for ReserveRequirements224 .............................................002 280 2.Other............................................................002 290 800 E.Other ..................................................................002 300 $ 550 7 810 4.Receivables from customers:A.Securities accounts:1.Cash and fully secured accounts .................002 310 2.Partly secured accounts ..............................002 560 3.Unsecured accounts ....................................002B.Commodity accounts .........................................002 320 330 570 580 590 820 600 830 (003 ) 335 (003 ) 4C.Allowance for doubtful accounts ........................0025.Receivables from non-customers:A.Cash and fully secured accounts ........................002B.Partly secured and unsecured accounts .............0026.Securities purchased under agreementsto resell ....................................................................002 340 350 360 605 840 6 7.Securities and spot commodities owned,at market value:A.Bankers acceptances, certificates ofdeposit and commercial paper ...........................002 370 B.003U.S. and Candaian government002obligations ..........................................................002C.State and municipal governmentobligations ..........................................................002 380 390 D.Corporate obligations .........................................002 5 400 OMIT PENNIES SEC 1695 () 3 of 28 American LegalNet, Inc. www.FormsWorkFlow.com FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT002PART II002BROKER OR DEALERas of STATEMENT OF FINANCIAL CONDITION ASSETS Allowable Non-Allowable Total E.Stocks and warrants ................................................ 9 $ 410 F. Options .................................................................... G.Arbitrage .................................................................. H. Other securities ....................................................... I.Sport commodities .................................................. $ 8.Securities owned not readily marketable:A.At Cost ..... $ 8 $ 9.Other investments not readily marketable:A.At Cost ..... $ B.At estimated fair value ............................................. 10. Securities borrowed under subordination agreements and partners222 individual andcapital securities accounts, at market value:A.Exemptedsecurities .. $B.Other ........ $ 10 11.Secured demand notes-market value of collateral:A.Exemptedsecurities .. $B.Other ........ $ 12.Memberships in exchanges:A.Owned, at marketvalue ........ $ B.Owned at cost ......................................... C.Contributed for use of company,at market value ........................................ 12 13.Investment in and receivables from affiliates,subsidiaries and associated partnerships 14 14.Property, furniture, equipment, leaseholdimprovements and rights under leaseagreements:At cost (net of accumulated depreciationand amortization)............................................ 15.Other Assets:420 130 610 422 424 430 440 140 450 620 630 150 160 460 640 170 180 470 190 650 660 480 670 490 680 850 860 870 880 890 900 910 920 A.Dividends and interest receivable ..............002B.Free shipments ........................................002C.Loans and advances ................................002 500 510 520 690 700 710 D.Miscellaneous ....................................... 1116. TOTAL ASSETS .................................. $002 530 540 $ 13$ 720 740 930 940 OMIT PENNIES SEC 1695 () 5 of 28 American LegalNet, Inc. www.FormsWorkFlow.com FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT002PART II002BROKER OR DEALERas of STATEMENT OF FINANCIAL CONDITION LIABILITIES AND OWNERSHIP EQUITY (continued) Liabilities A.I.Liabilities* Non-A.I. Liabilities* Total 17.Bank loans payable:A.Includable in 223Formula for Reserve 1030 1040 $ 1240 1250 1260 $ $ $ 1460 1470 1480 Requirements224 ................................................. $002B.Other................................................................18. Securities sold under repurchase agrement.... 19.Payable to brokers or dealers andclearing organizations:A.Failed to receive:1.Includable in 223Formula for ReserveRequirements224 ............................................. 2.Other......................................