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Request For Participation-(PCT-PPH) Pilot Program Between-IPAU-USPTO (EFS-Web Only) Form. This is a Official Federal Forms form and can be use in EFS-Web US Patent Office.
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Tags: Request For Participation-(PCT-PPH) Pilot Program Between-IPAU-USPTO (EFS-Web Only), PTO-SB-20PCT-AU, Official Federal Forms US Patent Office, EFS-Web
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PTO/SB/20PCT-AU (01-11)
Approved for use through 01/31/2015. OMB 0651-0058
U.S. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
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REQUEST FOR PARTICIPATION IN THE PATENT COOPERATION TREATY – PATENT
PROSECUTION HIGHWAY (PCT-PPH) PILOT PROGRAM BETWEEN
THE IP AUSTRALIA (IPAU) AND THE USPTO
Application No.:
First Named Inventor:
Filing Date:
Attorney Docket No.:
Title of the
Invention:
THIS REQUEST FOR PARTICIPATION IN THE PCT-PPH PILOT PROGRAM ALONG WITH THE REQUIRED DOCUMENTS MUST BE SUBMITTED VIA
EFS-WEB. INFORMATION REGARDING EFS-WEB IS AVAILABLE AT HTTP://WWW.USPTO.GOV/EBC/EFS_HELP.HTML.
APPLICANT HEREBY REQUESTS PARTICIPATION IN THE PCT-PPH PILOT PROGRAM AND PETITIONS TO MAKE THE
ABOVE-IDENTIFIED APPLICATION SPECIAL UNDER THE PCT-PPH PILOT PROGRAM.
The above-identified application is (1) a national stage entry of the corresponding PCT application, or (2) a national stage entry of
another PCT application which claims priority to the corresponding PCT application, or (3) a national application that claims
domestic/ foreign priority to the corresponding PCT application, or (4) a national application which forms the basis for the priority
claim in the corresponding PCT application, or (5) a continuing application of a U.S. application that satisfies one of (1) to (4)
above, or (6) a U.S. application that claims domestic benefit to a U.S. provisional application which forms the basis for the priority
claim in the corresponding PCT application.
The corresponding PCT application number(s) is/are: ____________________________________________________
__________________________________________________________________________________________________
The international filing date of the corresponding PCT application(s) is/are: __________________________________
__________________________________________________________________________________________________
I. List of Required Documents:
a.
A copy of the latest international work product (WO/ISA, WO/IPEA, or IPER) in the above-identified
corresponding PCT application(s)
is attached.
is not attached because the document is already in the U.S. application.
b.
A copy of all claims which were indicated as having novelty, inventive step and industrial applicability
in the above-identified corresponding PCT application(s)
is attached.
is not attached because the document is already in the U.S. application.
c.
English translations of the documents in a. and b. above are attached (if the documents are not in the
English language). A statement that the English translation is accurate is attached for the document in
b. above.
d.
(1) An information disclosure statement listing the documents cited in the international work products
(ISR, WO/ISA, WO/IPEA, IPER) of the corresponding PCT application.
is attached.
has already been filed in the above-identified U.S. application on ___________________________
(2) Copies of all documents (except for U.S. patents or U.S. patent application publications)
are attached.
have already been filed in the above-identified U.S. application on __________________________
[Page 1 of 2]
This collection of information is required by 35 U.S.C. 119, 37 CFR 1.55, and 37 CFR 1.102(d). The information is required to obtain or retain
a benefit by the public, which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and
37 CFR 1.11 and 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed
application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
complete this form and/or suggestions for reducing this burden should be sent to the Chief Information Officer, U.S. Patent and Trademark
Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
THIS ADDRESS.
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PTO/SB/20PCT-AU (01-11)
Approved for use through 01/31/2015. OMB 0651-0058
U.S. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
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REQUEST FOR PARTICIPATION IN THE PCT-PPH PILOT PROGRAM
BETWEEN THE IPAU AND THE USPTO
(continued)
Application No.:
First Named Inventor:
II. Claims Correspondence Table:
Claims in US Application
Patentable Claims in
the corresponding PCT
application
Explanation regarding the correspondence
III. All the claims in the US application sufficiently correspond to the patentable claims in the
corresponding PCT application.
Signature
Date
Name
(Print/Typed)
Registration Number
[Page 2 of 2]
Privacy Act Statement
The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of
the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2)
furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the
U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or
patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
process and/or examine your submission, which may result in termination of proceedings or abandonment of the
application or expiration of the patent.
The information provided by you in this form will be subject to the following routine uses:
1.
2.
3.
4.
5.
6.
7.
8.
9.
The information on this form will be treated confidentially to the extent allowed under the Freedom of
Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
Freedom of Information Act.
A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
settlement negotiations.
A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
request involving an individual, to whom the record pertains, when the individual has requested assistance from
the Member with respect to the subject matter of the record.
A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
need for the information in order to perform a contract. Recipients of information shall be required to comply
with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
A record related to an International Application filed under the Patent Cooperation Treaty in this system of
records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
Organization, pursuant to the Patent Cooperation Treaty.
A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
218(c)).
A record from this system of records may be disclosed, as a routine use, to the Administrator, General
Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
responsibility to recommend improvements in records management practices and programs, under authority of
44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing
inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
disclosure shall not be used to make determinations about individuals.
A record from this system of records may be disclosed, as a routine use, to the public after either publication of
the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record
was filed in an application which became abandoned or in which the proceedings were terminated and which
application is referenced by either a published application, an application open to public inspection or an issued
patent.
A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.