Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Terminal Disclaimer To Obviate A Double Patenting Rejection Over A Prior Patent Form. This is a Official Federal Forms form and can be use in Patent US Patent Office.
Loading PDF...
Tags: Terminal Disclaimer To Obviate A Double Patenting Rejection Over A Prior Patent, PTO-SB-26, Official Federal Forms US Patent Office, Patent
3726%
$SSURYHG IRU XVH WKURXJK 20%
86 3DWHQW DQG 7UDGHPDUN 2IILFH 86 '(3$570(17 2) &200(5&(
8QGHU WKH 3DSHUZRUN 5HGXFWLRQ $FW RI QR SHUVRQV DUH UHTXLUHG WR UHVSRQG WR D FROOHFWLRQ RI LQIRUPDWLRQ XQOHVV LW GLVSOD\V D YDOLG 20% FRQWURO QXPEHU
7(50,1$/ ',6&/$,0(5 72 2%9,$7( $ '28%/( 3$7(17,1*
5(-(&7,21 29(5 $ ³35,25´ 3$7(17
'RFNHW 1XPEHU 2SWLRQDO
,Q UH $SSOLFDWLRQ RI
$SSOLFDWLRQ 1R
)LOHG
)RU
7KH RZQHU
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB RI BBBBBBBBBBBB SHUFHQW LQWHUHVW LQ WKH LQVWDQW DSSOLFDWLRQ KHUHE\ GLVFODLPV
H[FHSW DV SURYL GHG EHORZ WKH WH UPLQDO SDUW RI WKH VWDWXWRU\ WHUP RI DQ\ SDWHQW JUDQWHG RQ WKH LQVWDQW DSSOLFDWLRQ ZKLFK ZRXOG H[WHQG EH\RQG
WKH H[SLUDWLRQ GDWH RI WKH IXOO VWDWXWRU\ WHUP RI SULRU SDWHQW 1R BBBBBBBBBBBBBBBBBB DV WKH WHUP RI VDLG SULRU SDWHQW LV SUHVHQWO\ VKRUWHQHG
E\ DQ\ WHUPLQDO GLVFODLPHU 7KH RZQHU KHUHE\ DJUHHV WKDW DQ\ SDWHQW VR JUDQWHG RQ WKH LQVWDQW DSSOLFDWLRQ VKDOO EH HQIRUFHDEOH RQO\ IRU DQG
GXULQJ VXFK SHULRG WKDW LW DQG WKH SULRU SDWHQW DUH FRPPRQO\ RZQHG 7KLV DJUHHPHQW UXQV ZLWK DQ\ SDWHQW JUDQWHG RQ WKH LQVWDQW DSSOLFDWLRQ
DQG LV ELQGLQJ XSRQ WKH JUDQWHH LWV VXFFHVVRUV RU DVVLJQV
,Q PDNLQJ WKH DERYH GLVFO DLPHU WKH RZQHU GRHV QRW GLVFODLP WKH WHUPLQDO SDUW RI WKH WHUP RI DQ\ SDWHQW JUDQWHG RQ WKH LQVWDQW DSSOLFDWLRQ WKDW
ZRXOG H[WHQG WR WKH H[SLUDWLRQ GDWH RI WKH IXOO VWDWXWRU\ WHUP RI WKH SULRU SDWHQW ³DV WKH WHUP RI VDLG SULRU SDWHQW LV SUHVHQWO\ VKRUWHQHG E\ DQ\
WHUPLQDO GLVFODLPHU LQ WKH HYHQW WKDW VDLG SULRU SDWHQW ODWHU
H[SLUHV IRU IDLOXUH WR SD\ D PDLQWHQDQFH IHH
LV KHOG XQHQIRUFHDEOH
LV IRXQG LQYDOLG E\ D FRXUW RI FRPSHWHQW MXULVGLFWLRQ
LV VWDWXWRULO\ GLVFODLPHG LQ ZKROH RU WHUPLQDOO\ GLVFODLPHG XQGHU &)5
KDV DOO FODLPV FDQFHOHG E\ D UHH[DPLQDWLRQ FHUWLILFDWH
LV UHLVVXHG RU
LV LQ DQ\ PDQQHU WHUPLQDWHG SULRU WR WKH H[SLUDWLRQ RI LWV IXOO VWDWXWRU\ WHUP DV SUHVHQWO\ VKRUWHQHG E\ DQ\ WHUPLQDO GLVFODLPHU
&KHFN HLWKHU ER[ RU EHORZ LI DSSURSULDWH
)RU VXEPLVVLRQV RQ EHKDOI RI D EXVLQHVVRUJDQL]DWLRQ HJ FRUSRUDWLRQ SDUWQHUVKLS XQLYHUVLW\ JRYHUQPHQW DJHQF\
HWF WKH XQGHUVLJQHG LV HPSRZHUHG WR DFW RQ EHKDOI RI WKH EXVLQHVVRUJDQL]DWLRQ
, K HUHE\ GHFODUH WKDW DOO VWDWHPHQWV PDGH KHUHLQ RI P\ RZQ NQRZOHGJH DUH WUXH DQG WKDW DOO VWDWHPHQWV PDGH RQ LQIRUPDWLRQ DQG
EHOLHI DUH EHOLHYHG WR EH WUXH DQG IXUWKHU WKDW WKHVH VWDWHPHQWV ZHUH PDGH ZLWK WKH NQRZOHGJH WKDW ZLOOIXO IDOVH VWDWHPHQWV DQG WKH OLNH VR
PDGH DUH SXQLVKDEOH E\ ILQH RU LPSULVRQPHQW RU ERWK XQGHU 6HFWLRQ RI 7LWOH RI WKH 8QLWHG 6WDWHV &RGH DQG WKDW VXFK ZLOOIXO IDOVH
VWDWHPHQWV PD\ MHRSDUGL]H WKH YDOLGLW\ RI WKH DSSOLFDWLRQ RU DQ\ SDWHQW LVVXHG WKHUHRQ
7KH XQGHUVLJQHG LV DQ DWWRUQH\ RU DJHQW RI UHFRUG 5HJ 1RBBBBBBBBBBBBBBBBBBB
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB BBBBBBBBBBBBBBBBBBBBB
6LJQDWXUH
'DWH
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7\SHG RU SULQWHG QDPH
BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB
7HOHSKRQH 1XPEHU
7HUPLQDO GLVFODLPHU IHH XQGHU &)5 G LQFOXGHG
:$51,1* ,QIRUPDWLRQ RQ WKLV IRUP PD\ EHFRPH SXEOLF &UHGLW FDUG LQIRUPDWLRQ VKRXOG QRW
EH LQFOXGHG RQ WKLV IRUP 3URYLGH FUHGLW FDUG LQIRUPDWLRQ DQG DXWKRUL]DWLRQ RQ 372
6WDWHPHQW XQGHU &)5 E LV UHTXLUHG LI WHUPLQDO GLVFODLPHU LV VLJQHG E\ WKH DVVLJQHH RZQHU
)RUP 3726% PD\ EH XVHG IRU PDNLQJ WKLV FHUWLILFDWLRQ 6HH 03(3
7KLV FROOHFWLRQ RI LQIRUPDWLRQ LV UHTXLUHG E\ &)5 7KH LQIRUPDWLRQ LV UHTXLUHG WR REWDLQ RU UHWDLQ D EHQHILW E\ WKH SXEOLF ZKLFK LV WR ILOH DQG E\ WKH 86372
WR SURFHVV DQ DSSOLFDWLRQ &RQILGHQWLDOLW\ LV JRYHUQHG E\ 86& DQG &)5 DQG 7KLV FROOHFWLRQ LV HVWLPDWHG WR WDNH PLQXWHV WR F RPSOHWH
LQFOXGLQJ JDWKHULQJ SUHSDULQJ DQG VXEPLWWLQJ WKH FRPSOHWHG DSSOLFDWLRQ IRUP WR WKH 86372 7LPH ZLOO YDU\ GHSHQGLQJ XSRQ WKH LQGLYLGXDO FDVH $Q\ FRPPHQWV
RQ WKH DPRXQW RI W LPH \RX UHTXLUH WR FRPSOHWH WK LV IRUP DQGRU VXJJHVWLRQV IRU UHGXFLQJ WKLV EX UGHQ VKRXOG EH VHQW WR WKH &KLHI ,QIRUPDWLRQ 2IILFHU 86 3DWHQW
DQG 7UDGHPDUN 2IILFH 86 'HSDUWPHQW RI &RPPHUFH 32 %R[ $OH[DQGULD 9$ '2 127 6(1' )((6 25 &203/(7(' )2506 72 7+,6
$''5(66 6(1' 72 &RPPLVVLRQHU IRU 3DWHQWV 32 %R[ $OH[DQGULD 9$
,I \RX QHHG DVVLVWDQFH LQ FRPSOHWLQJ WKH IRUP FDOO 372 DQG VHOHFW RSWLRQ
American LegalNet, Inc.
www.FormsWorkFlow.com
3ULYDF\ $FW 6WDWHPHQW
7KH 3ULYDF\ $FW RI 3/ UHTXLUHV WKDW \RX EH JLYHQ FHUWDLQ LQIRUPDWLRQ LQ FRQQHFWLRQ
ZLWK \RXU VXEPLVVLRQ RI WKH DWWDFKHG IRUP UHODWHG WR D SDWHQW DSSOLFDWLRQ RU SDWHQW $FFRUGLQJO\
SXUVXDQW WR WKH UHTXLUHPHQWV RI WKH $FW SOHDVH EH DGYLVHG WKDW WKH JHQHUDO DXWKRULW\ IRU WKH
FROOHFWLRQ RI WKLV LQIRUPDWLRQ LV 86& E IXUQLVKLQJ RI WKH LQIRUPDWLRQ VROLFLWHG LV YROXQWDU\
DQG WKH SULQFLSDO SXUSRVH IRU ZKLFK WKH LQIRUPDWLRQ LV XVHG E\ WKH 86 3DWHQW DQG 7UDGHPDUN
2IILFH LV WR SURFHVV DQGRU H[DPLQH \RXU VXEPLVVLRQ UHODWHG WR D SDWHQW DSSOLFDWLRQ RU SDWHQW ,I \RX GR
QRW IXUQLVK WKH UHTXHVWHG LQIRUPDWLRQ WKH 86 3DWHQW DQG 7UDGHPDUN 2IILFH PD\ QRW EH DEOH WR
SURFHVV DQGRU H[DPLQH \RXU VXEPLVVLRQ ZKLFK PD\ UHVXOW LQ WHUPLQDWLRQ RI SURFHHGLQJV RU
DEDQGRQPHQW RI WKH DSSOLFDWLRQ RU H[SLUDWLRQ RI WKH SDWHQW
7KH LQIRUPDWLRQ SURYLGHG E\ \RX LQ WKLV IRUP ZLOO EH VXEMHFW WR WKH IROORZLQJ URXWLQH XVHV
7KH LQIRUPDWLRQ RQ WKLV IRUP ZLOO EH WUHDWHG FRQILGHQWLDOO\ WR WKH H[WHQW DOORZHG XQGHU WKH
)UHHGRP RI ,QIRUPDWLRQ $FW 86& DQG WKH 3ULYDF\ $FW 86& D 5HFRUGV IURP
WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG WR WKH 'HSDUWPHQW RI -XVWLFH WR GHWHUPLQH ZKHWKHU
GLVFORVXUH RI WKHVH UHFRUGV LV UHTXLUHG E\ WKH )UHHGRP RI ,QIRUPDWLRQ $FW
$ UHFRUG IURP WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH LQ WKH FRXUVH RI
SUHVHQWLQJ HYLGHQFH WR D FRXUW PDJLVWUDWH RU DGPLQLVWUDWLYH WULEXQDO LQFOXGLQJ GLVFORVXUHV WR
RSSRVLQJ FRXQVHO LQ WKH FRXUVH RI VHWWOHPHQW QHJRWLDWLRQV
$ UHFRUG LQ WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR D 0HPEHU RI
&RQJUHVV VXEPLWWLQJ D UHTXHVW LQYROYLQJ DQ LQGLYLGXDO WR ZKRP WKH UHFRUG SHUWDLQV ZKHQ WKH
LQGLYLGXDO KDV UHTXHVWHG DVVLVWDQFH IURP WKH 0HPEHU ZLWK UHVSHFW WR WKH VXEMHFW PDWWHU RI WKH
UHFRUG
$ UHFRUG LQ WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR D FRQWUDFWRU RI WKH
$JHQF\ KDYLQJ QHHG IRU WKH LQIRUPDWLRQ LQ RUGHU WR SHUIRUP D FRQWUDFW 5HFLSLHQWV RI
LQIRUPDWLRQ VKDOO EH UHTXLUHG WR FRPSO\ ZLWK WKH UHTXLUHPHQWV RI WKH 3ULYDF\ $FW RI DV
DPHQGHG SXUVXDQW WR 86& DP
$ UHFRUG UHODWHG WR DQ ,QWHUQDWLRQDO $SSOLFDWLRQ ILOHG XQGHU WKH 3DWHQW &RRSHUDWLRQ 7UHDW\ LQ
WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR WKH ,QWHUQDWLRQDO %XUHDX RI WKH
:RUOG ,QWHOOHFWXDO 3URSHUW\ 2UJDQL]DWLRQ SXUVXDQW WR WKH 3DWHQW &RRSHUDWLRQ 7UHDW\
$ UHFRUG LQ WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR DQRWKHU IHGHUDO
DJHQF\ IRU SXUSRVHV RI 1DWLRQDO 6HFXULW\ UHYLHZ 86& DQG IRU UHYLHZ SXUVXDQW WR
WKH $WRPLF (QHUJ\ $FW 86& F
$ UHFRUG IURP WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR WKH $GPLQLVWUDWRU
*HQHUDO 6HUYLFHV RU KLVKHU GHVLJQHH GXULQJ DQ LQVSHFWLRQ RI UHFRUGV FRQGXFWHG E\ *6$ DV
SDUW RI WKDW DJHQF\¶V UHVSRQVLELOLW\ WR UHFRPPHQG LPSURYHPHQWV LQ UHFRUGV PDQDJHPHQW
SUDFWLFHV DQG SURJUDPV XQGHU DXWKRULW\ RI 86& DQG 6XFK GLVFORVXUH VKDOO
EH PDGH LQ DFFRUGDQFH ZLWK WKH *6$ UHJXODWLRQV JRYHUQLQJ LQVSHFWLRQ RI UHFRUGV IRU WKLV
SXUSRVH DQG DQ\ RWKHU UHOHYDQW i.e. *6$ RU &RPPHUFH GLUHFWLYH 6XFK GLVFORVXUH VKDOO QRW
EH XVHG WR PDNH GHWHUPLQDWLRQV DERXW LQGLYLGXDOV
$ UHFRUG IURP WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR WKH SXEOLF DIWHU
HLWKHU SXEOLFDWLRQ RI WKH DSSOLFDWLRQ SXUVXDQW WR 86& E RU LVVXDQFH RI D SDWHQW
SXUVXDQW WR 86& )XUWKHU D UHFRUG PD\ EH GLVFORVHG VXEMHFW WR WKH OLPLWDWLRQV RI
&)5 DV D URXWLQH XVH WR WKH SXEOLF LI WKH UHFRUG ZDV ILOHG LQ DQ DSSOLFDWLRQ ZKLFK
EHFDPH DEDQGRQHG RU LQ ZKLFK WKH SURFHHGLQJV ZHUH WHUPLQDWHG DQG ZKLFK DSSOLFDWLRQ LV
UHIHUHQFHG E\ HLWKHU D SXEOLVKHG DSSOLFDWLRQ DQ DSSOLFDWLRQ RSHQ WR SXEOLF LQVSHFWLRQ RU DQ
LVVXHG SDWHQW
$ UHFRUG IURP WKLV V\VWHP RI UHFRUGV PD\ EH GLVFORVHG DV D URXWLQH XVH WR D )HGHUDO 6WDWH
RU ORFDO ODZ HQIRUFHPHQW DJHQF\ LI WKH 86372 EHFRPHV DZDUH RI D YLRODWLRQ RU SRWHQWLDO
YLRODWLRQ RI ODZ RU UHJXODWLRQ
American LegalNet, Inc.
www.FormsWorkFlow.com