Application For Retroactive Registration Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Application For Retroactive Registration Form. This is a Ohio form and can be use in Blue Sky Secretary Of State.
Loading PDF...
Tags: Application For Retroactive Registration, 391, Ohio Secretary Of State, Blue Sky
STATE OF OHIO
Telephone
(614) 644-7381
File Number
Department of Commerce
Division of Securities
77 South High Street, Columbus, Ohio 43215-6131
Form 391
Registrant Must Not fill In.
Division Record --
Date
Checked By
Notation
Filing Fee Received
Penalty Fee Received
Record Made
Accepted for Filing
Not Eligible For Filing
Prior Registration (Registrant Must Not Fill In.)
(Section)
(File)
(Date)
(Amount)
(Description)
(Price)
(Amount)
(Description)
(Price)
This Registration (Registrant Must Not Fill In.)
(Section)
1.
(File)
(Date)
Issuer's Name
Payer’s Federal Tax Identification Number
2.
Issuer's Address
3.
Attach a notarized statement from issuer or counsel using the following language regarding harm to the investors: "No purchaser
or offeree of the securities sought to be exempted, qualified or registered pursuant to Section 1707.391 of the Revised Code was
prejudiced by the failure to timely or properly exempt, qualify, or register the securities."
4.
Attach a notarized statement from the issuer or counsel stating the reason for failure to timely or properly file, and the number of
times during the preceding twelve months the issuer has filed a Form 391.
5.
Indicate number of Ohio purchasers of Securities to be qualified by completing the following.
Dates of Original Sales
From
To
Name of Issuer
Number of Purchasers
on those Dates
Name (Printed)
Signature
Units Purchased
Total Dollar Amount
Title
Date
THE 391 FILING MUST INCLUDE A COPY OF THE APPROPRIATE FORM THAT IS TO BE CORRECTED, THE
NOTARIZED STATEMENTS, AND PAYMENT OF THE REQUIRED FEE IF NOT ALREADY PAID, PLUS A
PENALTY FEE EQUAL TO SUCH REQUIRED FEE.
Make checks payable to OHIO DIVISION OF SECURITIES, and send to 77 South High Street, 22nd Floor, Columbus, Ohio 43215-6131
Correspondence regarding this form should be sent to:
COM 4543 (Rev. 2/05)
American LegalNet, Inc.
www.USCourtForms.com