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UCC-3 Financing Statement Amendment Form. This is a Oregon form and can be use in Uniform Commercial Code Secretary Of State.
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Tags: UCC-3 Financing Statement Amendment, UCC-3 404, Oregon Secretary Of State, Uniform Commercial Code
UCC FINANCING STATEMENT AMENDMENT
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
A. NAME & PHONE OF CONTACT AT FILER [optional]
B. SEND ACKNOWLEDGMENT TO: (Name and Address)
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
1a.
INITIAL FINANCING STATEMENT FILE #
1b.
This FINANCING STATEMENT AMENDMENT is
to be filed [for record] (or recorded) in the
REAL ESTATE RECORDS.
2.
TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement.
3.
CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is
continued for the additional period provided by applicable law.
4.
5.
ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9.
AMENDMENT (PARTY INFORMATION): This Amendment affects
Debtor
or
Also check one of the following three boxes and provide appropriate information in items 6 and/or 7.
CHANGE name and/or address: Give current record name in item 6a or 6b; also give new
name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c.
6.
OR 6b.
ADD name: Complete item 7a or 7b, and also
item 7c; also complete items 7d-7g (if
applicable).
ORGANIZATION’S NAME
INDIVIDUAL’S LAST NAME
FIRST NAME
MIDDLE NAME
SUFFIX
FIRST NAME
MIDDLE NAME
SUFFIX
CITY
STATE
COUNTRY
CHANGED (NEW) OR ADDED INFORMATION:
7a.
OR 7b.
7c.
DELETE name: Give record name
to be deleted in item 6a or 6b.
CURRENT RECORD INFORMATION:
6a.
7.
Secured Party of record. Check only one of these two boxes.
ORGANIZATION’S NAME
INDIVIDUAL’S LAST NAME
MAILING ADDRESS
7d.
ADD’L INFO RE
ORGANIZATION
DEBTOR
8.
AMENDMENT (COLLATERAL CHANGE): check only one box.
Describe
collateral
9.
deleted or
7e.
TYPE OF ORGANIZATION
7f.
JURISDICTION OF ORGANIZATION
7g.
POSTAL CODE
ORGANIZATIONAL ID #, if any
NONE
added, or give entire
restated collateral description, or describe
collateral
assigned.
NAME OF SECURED PARTY OF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor which
and enter name of DEBTOR authorizing this
adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here
Amendment.
9a.
OR 9b.
10.
ORGANIZATION’S NAME
INDIVIDUAL’S LAST NAME
FIRST NAME
MIDDLE NAME
SUFFIX
OPTIONAL FILER REFERENCE DATA
404 FILING OFFICE COPY — NATIONAL UCC FINANCING STATEMENT AMENDMENT (FORM UCC3) (REV. 3/10)
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Instructions for National UCC Financing Statement AMENDMENT (Form UCC3)
Please type or laser-print this form. Be sure it is completely legible. Read all Instructions, especially Instruction 1a; correct file number of initial financing
statement is crucial.
Follow Instructions completely.
Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney. Filing office cannot give legal advice.
Do not insert anything in the open space in the upper portion of this form; it is reserved for filing office use.
An Amendment may relate to only one financing statement. Do not enter more than one file number in item 1a.
When properly completed, send Filing Office Copy, with required $15.00 fee. Rejected filings are subject to the non-refundable processing fee.
If you need to use attachments, you are encouraged to use either Amendment Addendum (Form UCC3Ad) or Amendment Additional Party (Form UCC3AP).
Always complete items 1a and 9.
A. To assist filing offices that might wish to communicate with filer, filer may provide information in item A. This item is optional.
B. Complete item B if you want an acknowledgment sent to you. If filing in a filing office that returns an acknowledgment copy furnished by
filer, present simultaneously with this form a carbon or other copy of this form for use as an acknowledgment copy.
1a.
File number: Enter file number of initial financing statement to which
this Amendment relates. Enter only one file number. In some states, the
file number is not unique; in those states, also enter in item 1a, after the
file number, the date that the initial financing statement was filed.
1b.
Only if this Amendment is to be filed or recorded in the real estate
records, check box 1b and also, in item 13 of Amendment Addendum,
enter Debtor's name, in proper format exactly identical to the format of
item 1 of financing statement, and name of record owner if Debtor does
not have a record interest.
Debtor or a Secured Party; also check box in item S to indicate that this
is a deletion of a party; and also enter name (6a or 6b) of deleted party in
item 6.
5,7.
Note: Show purpose of this Amendment by checking box 2,3, 4, 5 (in item 5
you must check two boxes) or 8; also complete items 6, 7 and/or 8 as
appropriate. Filer may use this Amendment form to simultaneously accomplish
both data changes (items 4,5, and/or B) and a Continuation (item 3), although
in some states filer may have to pay a separate fee for each purpose.
2.
To terminate the effectiveness of the identified financing statement with
respect to security interest(s) of authorizing Secured Party, check box 2.
See Instruction 9 below.
3.
To continue the effectiveness of the identified financing statement with
respect to security interest(s) of authorizing Secured Party, check box3.
See Instruction 9 below.
4.
To change the name of a party: Check box in item 5 to indicate whether
this Amendment amends information relating to a Debtor or a Secured
Party; also check box in item 5 to indicate that this is a name change;
also enter name of affected party (current record name) in item 6a or 6b
as appropriate; and enter new name (7a or 7b). If the new name refers
to a Debtor complete (7c); also complete 7e-7g if 7a was completed.
Note: The preferred method for filing against a new Debtor (an individual
or organization not previously of record as a Debtor under this file
number) is to file a new Financing Statement (UCC1) and not an
Amendment (UCC3).
7d.
Reserved for Financing Statement Amendments to be filed in North
Dakota or South Dakota only. If this Financing Statement Amendment is
to be filed in North Dakota or South Dakota, the Debtor’s taxpayer
identification number (tax ID#) — social security number or employer
identification number must be placed in this box.
8.
Collateral change. To change the collateral covered by the identified
financing statement, describe the change in item 8. This may be
accomplished either by describing the collateral to be added or deleted,
or by setting forth in full the collateral description as it is to be effective
after the filing of this Amendment, indicating clearly the method chosen
(check the appropriate box). If the space in item 8 is insufficient, use
item 13 of Amendment Addendum (Form UCC3Ad). A partial release of
collateral is a deletion. If, due to a full release of all collateral, filer no
longer claims a security interest under the identified financing statement,
check box 2 (Termination) and not box 8 (Collateral Change). If a partial
assignment consists of the assignment of some (but not all) of the
collateral covered by the identified financing statement, filer may indicate
the assigned collateral in item 8, check the appropriate box in item 8, and
also comply with instruction 4 above.
9.
Always enter name of party of record authorizing this Amendment; in
most cases, this will be a Secured Party of record. If more than one
authorizing Secured Party, give additional name(s), properly formatted, in
item 13 of Amendment Addendum (Form UCC3Ad). If the indicated
financing statement refers to the parties as lessee and lessor, or
consignee and consignor, or seller and buyer, instead of Debtor and
Secured Party, references in this Amendment shall be deemed likewise
so to refer to the parties. If this is an assignment, enter assignor's name.
If this is an Amendment authorized by a Debtor that adds collateral or
adds a Debtor, or if this is a Termination authorized by a Debtor, check
the box in item 9 and enter the name, properly formatted, of the Debtor
authorizing this Amendment, and, if this Amendment or Termination is to
be filed or recorded in the real estate records, also enter, in item 13 of
Amendment Addendum, name of Secured Party of record.
10.
This item is optional and is for filer's use only. For filer's convenience of
reference, filer may enter in item 10 any identifying information (e.g.,
Secured Party's loan number, law firm file number, Debtor's name or
other identification, state in which form is being filed, etc.) that filer may
find useful.
To assign (i) all of assignor's interest under the identified financing
statement, or (ii) a partial interest in the security interest covered by the
identified financing statement, or (iii) assignor's full interest in some (but
not all) of the collateral covered by the identified financing statement:
Check box in item 4 and enter name of assignee in item7a if assignee is
an organization, or in item 7b, formatted as indicated, if assignee is an
individual. Complete 7a or 7b, but not both. Also enter assignee's
address in item 7c. Also enter name of assignor in item 9. If partial
Assignment affects only some (but not all) of the collateral covered by
the identified financing statement, filer may check appropriate box in
item 8 and indicate affected collateral in item 8.
5,6,7.
5,6,7.
To change the address of a party: Check box in item 5 to indicate
whether this Amendment amends information relating to a Debtor or a
Secured Party; also check box in item 5 to indicate that this is an
address change; also enter name of affected party (current record
name) in item 6a or 6b as appropriate; and enter new address (7c) in
item 7.
5,6,7.
To change the name and address of a party: Check box in item 5 to
indicate whether this Amendment amends information relating to a
Debtor or a Secured Party; also check box in item 5 to indicate that this
is a name/address change; also enter name of affected party (current
record name) in items 6a or 6b as appropriate; and enter the new name
(7a or 7b). If the new name refers to a Debtor complete item 7c; also
complete 7e-7g if 7a was completed.
5,6.
To delete a party: Check box in item 5 to indicate whether deleting a
To add a party: Check box in item 5 to indicate whether adding a Debtor
or Secured Party; also check box in item 5 to indicate that this is an
addition of a party and enter the new name (7a or 7b). If the new name
refers to a Debtor complete item 7c; also complete 7e-7g if 7a was
completed. To include further additional Debtors or Secured Parties,
attach Amendment Additional Party (Form UCC3AP), using correct name
format.
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