| Title | State |
Last Updated |
| Viatical Disclosure Document |
Mississippi | September 14, 2015 |
| Viatical Disclosure Document - Part II |
Mississippi | September 14, 2015 |
| Facing Page Application For Qualification Of The Offer And Sale Of Securities |
California | September 11, 2015 |
| Application For License Under The Escrow Law |
California | September 10, 2015 |
| Summary Of Nebraska Investment Adviser Registration Requirements |
Nebraska | September 5, 2015 |
| Indemnity Bond For Investment Adviser |
Idaho | September 2, 2015 |
| Registration By Qualification Filing Requirements |
Idaho | September 1, 2015 |
| Registration By Coordination Filing Requirements |
Idaho | September 1, 2015 |
| Uniform Franchise Registration Application (Facing Page Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Form E Sales Agent Disclosure Form (Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Form D Uniform Consent To Service Of Process (Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Form C Certification (Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Form B Supplemental Information (Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Corporate Acknowledgment (Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Acknowledgment (Franchise Registration (UFDD)) |
California | September 1, 2015 |
| Registration Of Viatical Settlement Interest Transactions |
Alaska | August 20, 2015 |
| Report Of Securities Sales And Use Of Proceeds |
Alaska | August 3, 2015 |
| Texas Crowdfunding Portal Withdrawal Of Registration |
Texas | July 23, 2015 |
| Crowdfunding Exemption Notice |
Texas | July 22, 2015 |
| Solicitation Notice |
Georgia | June 29, 2015 |
| Paid Solicitor Bond |
Georgia | June 29, 2015 |
| Financial Report Of Campaign |
Georgia | June 29, 2015 |
| Connecticut Broker Dealer Supplement |
Connecticut | June 22, 2015 |
| Instructions For Notice Of Transaction Pursuant To Corporations Code Section 25102(f) |
California | May 30, 2015 |
| Statement Of Citizenship Alienage And Immigration Status (Licenses And Certificates) |
California | May 30, 2015 |
| New England Regional Review Application Form |
Connecticut | May 29, 2015 |
| Uniform Investment Company Notice Filing |
Ohio | April 13, 2015 |
| Representative Or Salesperson Renewal |
Oregon | April 13, 2015 |
| Investment Complaint Form |
Alaska | April 13, 2015 |
| Notification Of Claim Exemption |
Washington | April 13, 2015 |
| Registered Securities Agent - Applicant Certification |
Oklahoma | April 13, 2015 |
| Application For Exemption From Registration |
Montana | April 13, 2015 |
| Model Promotional Shares Escrow Agreemtent |
Alaska | April 13, 2015 |
| Complaint Form |
Arizona | April 13, 2015 |
| Public Records Reproduction Request |
Arizona | April 13, 2015 |
| Uniform Application To Register Securities |
Arizona | April 13, 2015 |
| Connecticut Supplement For State Regulated Investment Advisers |
Connecticut | April 13, 2015 |
| Report Of Sales Of Securities And Use Of Proceeds Therefrom |
Florida | April 13, 2015 |
| Guarantee Of Performance-Franchise |
Virginia | April 13, 2015 |
| Impoundment Of Funds Agreement |
Missouri | April 13, 2015 |
| Annual Report For Renewal Of Registration Of Securities |
Missouri | April 13, 2015 |
| Affidavit Of Investment Adviser Activity Within Or From Vermont |
Vermont | April 13, 2015 |
| Vermont Surety Bond Form |
Vermont | April 13, 2015 |
| Affidavit Of Broker-Dealer Activity |
Vermont | April 13, 2015 |
| Department Complaint Form |
Rhode Island | April 13, 2015 |
| Application For Exemption From Registration Requirements As A Franchisor |
Rhode Island | April 13, 2015 |
| Pursuant To R.C. Section 1707 |
Ohio | April 9, 2015 |
| Registration For The Sale Of Securities Representing An Interest In |
Ohio | April 1, 2015 |
| Registration By A Corporation Of A Proposed Sale Of Additional Securities To Existing Security Holders |
Ohio | April 1, 2015 |
| Ohio Statutory Requirements And Related Administrative Rules For Offerings |
Ohio | April 1, 2015 |
