Notice Of Investment Company Exemption Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Notice Of Investment Company Exemption Form. This is a Wyoming form and can be use in Blue Sky Secretary Of State.
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Tags: Notice Of Investment Company Exemption, NICE, Wyoming Secretary Of State, Blue Sky
NOTICE OF INVESTMENT COMPANY EXEMPTION
Notice and payment of fees pursuant to W.S. 14-4-114(a) (xi) is hereby made to the Secretary of
State and Securities Commissioner of the State of Wyoming.
Filing For:
Mutual Fund
Unit Investment Trust Sponsor
Name and Address Of Mutual Fund Or Unit Investment Trust Sponsor:
Former name if previously filed under a different name (if applicable):
Name, Address and Telephone Number of Correspondent To Whom Notice and Communications
Regarding Investment Company Exemption May Be Sent:
List The Securities Covered By This Notice (e.g. portfolios, series, trusts or funds):
Provide The Mutual Fund's or Unit Investment Trust Sponsor's Date Of Fiscal Year End:
For The Period:
/
/
through
/
/
Fee Enclosed:
$100.00 Payable to the Wyoming Secretary of State
Dated:
By:
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