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Notice Registration Of Agent Form. This is a Idaho form and can be use in Blue Sky Secretary Of State.
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Tags: Notice Registration Of Agent, Idaho Secretary Of State, Blue Sky
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
NOTICE REGISTRATION OF AGENT
:
Index No.
TO:
THE DIRECTOR OF THE DEPARTMENT OF FINANCE OF THE STATE OF IDAHO:
:
Calendar No.
proposes
This is to notify you that (issuer)
to offer its securities in Idaho pursuant to Section 30-1435(1), Idaho Code, and Rule 270
:
thereunder and has appointed, and hereby Plaintiff(s) (agent)
registers
,
JUDICIAL SUBPOENA
, (address)
as
(SSN)
its agent for the purpose of said offering, which is more particularly described in Form D filed
-against:
with your Department on the
day of
, 20
.
It is further understood that said agent is registered only for the above described offering
:
and such registration is effective only until such offering has been completed.
It is further understood that this registration shall become effective ten (10) days after
receipt by you unless you have objected thereto and that :it may be denied or revoked for reasons
specified in Section 30-1413, Idaho Code.
Defendant(s)
:
. . . . . .IN .WITNESS. .WHEREOF, . I,. . . . . . . . . . . . . . . . . . . . . . . . .
.. ....... ........ ..
(name of Officer/Partner)
(title)
of the above-named issuer, whose address is:
have hereto set my hand and caused the seal of said issuer
day of
, 20
.
to be affixed this
THE PEOPLE OF THE STATE OF NEW YORK
TO
(signature)
AGENT'S QUESTIONNAIRE
1.
Full Name:
Birthplace:
GREETINGS:
Address:
Birth date:
SSN:
2.
Were you ever engaged or occupied as a salesman of securities in this or any other state?
WE COMMAND YOU, that all business and excuses being laid aside, youof this of you attend beforeand
If the answer is "yes", explain by completing Page 2 and each questionnaire
,
the Honorable
attaching a separate sheet to be marked at the
Exhibit 1, if Court
necessary.
3.
Have you ever been denied the right to sell or solicit for sale any securities in this or
in other state? the
, on
day of If so, , give date, place, name of employer at any state the
20
, at
o'clock in the
noon, and and recessed
anyroom
or adjourned date, to for each denial in detail, on attached separate the
reasons assigned testify and give evidence as a witness in this action on the part of sheet marked Exhibit 2.
4.
Have you ever been the subject of any Order, Judgment or Decree of any court temporarily,
preliminarily or permanently restraining or enjoining you from engaging or continuing any
conduct or practice involving securities?
If so, explain fully, giving dates,
Your failure to comply with this subpoena is punishable as a contempt of court
places and circumstances on attached sheet to be marked Exhibit 3. and will make you liable to
5.
Have you ever been comply.
result of your failure to convicted of the commission of any crime or crimes, or is there any
action pending, other than traffic violations?
If so, explain when, where, what the
nature of the charge was on a separate attached sheet to be marked Exhibit 4.
6.
Have you ever been suspended or barred from the practice of any profession?
Court in
County,
, to
so, explain fully, attaching day of
separate sheet 20 be marked Exhibit 5.
7.
Have you or any organization owned or controlled by you or in which you were an officer,
director or partner ever been the subject of any insolvency or bankruptcy proceeding?
If so, state when, with detail of settlement on attached sheet marked Exhibit 6.
(Attorney must sign above and type name below)
8.
Have you ever been discharged by an employer or requested to resign or otherwise severed
your business relations with any person because of misrepresentation made by you, or claimed
to have been made by you, in connection with the Attorney(s) securities?
sale of for
If so,
give details on attached sheet to be marked Exhibit 7.
County of
located at
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
Witness, Honorable
, one of the Justices of the
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
1
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If
COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . PREVIOUS RESIDENCE, EMPLOYMENT, ETC., FOR PAST TEN YEARS
:
Index
(Replies must be full and complete) No.
Residential History
Street
:
City
Calendar No.
State Zip
Plaintiff(s)
-against-
:
From
To
JUDICIAL SUBPOENA
:
:
:
Employment History - Account for all time for the past ten years. Give all employment experience
starting with your previous employer and working back ten years. Include full and part-time work,
Defendant(s)
self-employment, military service, unemployment and full-time education. (Attach separate sheet if
:
...
necessary) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Employer
Address
Position
THE PEOPLE OF THE STATE OF NEW YORK
From
To
EmployerTO
Address
Position
From
To
GREETINGS:
Employer
Address
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
Position
From
To at the
,
the Honorable
Court
County of
located at
Employer
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
Address in room
Positionor adjourned date, to testify and give evidence as a witness in this action on the part of the
From
To
Employer
Address
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
Position
From
To
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
If heretofore engaged in the sale of any stocks, notes, contracts, or other securities of
whatsoever kind or character or if otherwise engaged as a salesman, sales agent or principal in the
promotion of any business by whatsoever means calculated to procureof the Justices ofinvestors, give
Witness, Honorable
, one funds from the
style or name of issuer and purpose for which organized. If not so engaged, write "none" after
Court in
County,
day of
, 20
Issuer and Purpose.
Issuer
Purpose
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
2
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COURT
COUNTY .OF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
......... ..
:
Index No.
:
Plaintiff(s)
County of
:
JUDICIAL SUBPOENA
Signature of Applicant
:
-againstSTATE OF
Calendar No.
)
:
) ss.
)
:
, being first dully sworn on oath, states he/she
has read and knowingly made the foregoing statements and representations and that each and all of
Defendant(s)
such statements and representations are true. Subscribed: and sworn to before me, a Notary Public
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . this
.
in and for .the . aforesaid . count. .and .state,. . . . . . . . . . . . . . . . .day of
20
.
____________________________
Notary Public
THE PEOPLE OF THE STATE OF NEW YORK
Residing at:
My Commission expires:
TO
G:\USERS\KWITT\NOTICEAG.FRM
GREETINGS:
WE COMMAND YOU, that all business and excuses being laid aside, you and each of you attend before
,
the Honorable
at the
Court
located at
County of
in room
, on the
day of
, 20
, at
o'clock in the
noon, and at any recessed
or adjourned date, to testify and give evidence as a witness in this action on the part of the
Your failure to comply with this subpoena is punishable as a contempt of court and will make you liable to
the party on whose behalf this subpoena was issued for a maximum penalty of $50 and all damages sustained as a
result of your failure to comply.
Witness, Honorable
Court in
County,
, one of the Justices of the
day of
, 20
(Attorney must sign above and type name below)
Attorney(s) for
Office and P.O. Address
Telephone No.:
Facsimile No.:
E-Mail Address:
Mobile Tel. No.:
3
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