Registration By Qualification Checklist Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Registration By Qualification Checklist Form. This is a Idaho form and can be use in Blue Sky Secretary Of State.
Loading PDF...
Tags: Registration By Qualification Checklist, RQC, Idaho Secretary Of State, Blue Sky
IDAHO DEPARTMENT OF FINANCE
Securities Bureau
800 Park Blvd., Suite 200, Boise, ID 83712
P.O. Box 83720, Boise, ID 83720-0031
Website: finance.idaho.gov
Fax: 208/332-8099
208/332-8004
REGISTRATION BY QUALIFICATION CHECKLIST
The following must be submitted directly to the Department of Finance, Securities Bureau for initial
registration:
1. Form U-1
2. Consent to Service of Process (Form U-2)
3. Financial Statements
4. Prospectus or offering circular, sales material and subscription
5. Copy of Security
6. By-Laws and Articles of Incorporation
7. Legal Opinion
8. Fee: $300 (check or money order payable to the Idaho Department of Finance)
Issuers are required to renew their securities registrations if they intend to continue selling securities to
Idaho residents after the initial registration period. Initial registration expiration is one year from the date of
approval of registration.
The following must be submitted directly to the Department of Finance, Securities Bureau for registration
renewal before the initial registration expiration:
1. A cover letter requesting renewal
2. Fee: $300
Also required:
Material changes amendments
Letter of termination upon completion of the registration (including date of completion and number and
amount of registered securities sold in Idaho).
[SEE: Idaho Code ยง 30-14-304 and Rule 20.02 pursuant to the Uniform Securities Act (2004)]
C:\MyFiles\Regqualcklst.wpd
Amended 9/04
American LegalNet, Inc.
www.FormsWorkflow.com