Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form
Modification, Extension, Or Cancellation of Sentencing No Contact Order (Any Public Offense) Form. This is a Iowa form and can be use in District Court Statewide.
Loading PDF...
Tags: Modification, Extension, Or Cancellation of Sentencing No Contact Order (Any Public Offense), 4.16, Iowa Statewide, District Court
February 2007
Form 4.16: Modification, Extension, or Cancellation of Order for Sentencing § 664A.5 (modification or cancellation),
§ 664A.8 (extension)
February 2007
American LegalNet, Inc.
www.FormsWorkflow.com
February 2007
2
Modification, Extension, or Cancellation of Order for Sentencing § 664A.5; 664A.8 (cont’d)
On the
day of
the No Contact Order entered on
, 20
, this matter is before the court regarding
.
The court ORDERS as follows (check the appropriate option(s) below):
(1) The order is hereby canceled.
(2) The order is modified as follows:
The modification is effective ( ) immediately. (
protective order shall also remain in force.
.
) upon service. To the extent not inconsistent herewith, the prior
(3) The court finds the defendant continues to pose a threat to the safety of the protected party (ies).
THEREFORE the order entered pursuant to Iowa Code Chapter 664A is hereby extended.
(4) The clerk of court shall reflect this change in status on the domestic abuse registry and shall notify law enforcement regarding this order.
JUDGE,
JUDICIAL DISTRICT
[ ] Defendant was personally served with a copy of this order by the court.
[ ] The clerk of court shall provide copies of this order to the protected party, county attorney, defendant, counsel of record (if
any) and the
County Sheriff.
[ ] The
County Sheriff shall serve and return service of this order upon defendant.
NOTICE: If you have a disability and need assistance to participate in court proceedings, please call the ADA Coordinator at (
. If you are hearing-impaired, call Relay Iowa TTY at 1-800-735-2942.
)
February 2007
American LegalNet, Inc.
www.FormsWorkflow.com
February 2002
EVIDENCE
Ch 5, p.i
CHAPTER 5
RULES OF EVIDENCE
February 2002
ARTICLE I
GENERAL PROVISIONS
Rule 5.101
Rule 5.102
Rule 5.103
Rule 5.104
Rule 5.105
Rule 5.106
Rules 5.107 to 5.200
Scope
Purpose and construction
Rulings on evidence
Preliminary questions
Limited admissibility
Remainder of related acts, declarations, conversations, writings, or recorded statements
Reserved
ARTICLE II
JUDICIAL NOTICE
Rule 5.201
Rules 5.202 to 5.300
Judicial notice of adjudicative facts
Reserved
ARTICLE III
PRESUMPTIONS IN CIVIL ACTIONS AND PROCEEDINGS
Rule 5.301
Rules 5.302 to 5.400
Presumptions in general in civil actions and proceedings
Reserved
ARTICLE IV
RELEVANCY AND ITS LIMITS
Rule 5.401
Rule 5.402
Rule 5.403
Rule 5.404
Rule 5.405
Rule 5.406
Rule 5.407
Rule 5.408
Rule 5.409
Rule 5.410
Rule 5.411
Rule 5.412
Rules 5.413 to 5.500
Definition of “relevant evidence”
Relevant evidence generally admissible; irrelevant evidence inadmissible
Exclusion of relevant evidence on grounds of prejudice, confusion, or waste of time
Character evidence not admissible to prove conduct; exceptions; other crimes
Methods of proving character
Habit; routine practice
Subsequent remedial measures
Compromise and offers to compromise
Payment of expenses
Inadmissibility of pleas, plea discussions, and related statements
Liability insurance
Sexual abuse cases; relevance of victim’s past behavior
Reserved
ARTICLE V
PRIVILEGES
Rule 5.501
Rules 5.502 to 5.600
General rule
Reserved
ARTICLE VI
WITNESSES
Rule 5.601
Rule 5.602
Rule 5.603
Rule 5.604
Rule 5.605
Rule 5.606
Rule 5.607
General rule of competency
Lack of personal knowledge
Oath or affirmation
Interpreters
Competency of judge as witness
Competency of juror as witness
Who may impeach
American LegalNet, Inc.
www.FormsWorkflow.com
Ch 5, p.ii
EVIDENCE
February 2002
i
Rule 5.608
Rule 5.609
Rule 5.610
Rule 5.611
Rule 5.612
Rule 5.613
Rule 5.614
Rule 5.615
Rules 5.616 to 5.700
Evidence of character and conduct of witness
Impeachment by evidence of conviction of crime
Religious beliefs or opinions
Mode and order of interrogation and presentation
Writing used to refresh memory
Prior statements of witnesses
Calling and interrogation of witnesses by court
Exclusion of witnesses
Reserved
ARTICLE VII
OPINIONS AND EXPERT TESTIMONY
Rule 5.701
Rule 5.702
Rule 5.703
Rule 5.704
Rule 5.705
Rule 5.706
Rules 5.707 to 5.800
Opinion testimony by lay witnesses
Testimony by experts
Bases of opinion testimony by experts
Opinion on ultimate issue
Disclosure of facts or data underlying expert opinion
Court-appointed experts
Reserved
ARTICLE VIII
HEARSAY
Rule 5.801
Rule 5.802
Rule 5.803
Rule 5.804
Rule 5.805
Rule 5.806
Rules 5.807 to 5.900
Definitions
Hearsay rule
Hearsay exceptions; availability of declarant immaterial
Hearsay exceptions; declarant unavailable
Hearsay within hearsay
Attacking and supporting credibility of declarant
Reserved
ARTICLE IX
AUTHENTICATION AND IDENTIFICATION
Rule 5.901
Rule 5.902
Rule 5.903
Rules 5.904 to 5.1000
Requirement of authentication or identification
Self-authentication
Subscribing witness’s testimony unnecessary
Reserved
ARTICLE X
CONTENTS OF WRITINGS, RECORDINGS AND PHOTOGRAPHS
Rule 5.1001
Rule 5.1002
Rule 5.1003
Rule 5.1004
Rule 5.1005
Rule 5.1006
Rule 5.1007
Rule 5.1008
Rules 5.1009 to 5.1100
Definitions
Requirement of original
Admissibility of duplicates
Admissibility of other evidence of contents
Public records
Summaries
Testimony or written admission of party
Functions of court and jury
Reserved
ARTICLE XI
MISCELLANEOUS RULES
Rule 5.1101
Rule 5.1102
Rule 5.1103
Applicability of rules
Reserved
Title
American LegalNet, Inc.
www.FormsWorkflow.com
June 2002
EVIDENCE
Ch 5, p.1
CHAPTER 5
RULES OF EVIDENCE
ARTICLE I
June 2002
GENERAL PROVISIONS
Rule 5.101 Scope. These rules govern proceedings in
the courts of this state to the extent and with the exceptions stated in rule 5.1101. [Report 1983; November 9,
2001, effective February 15, 2002]
Rule 5.102 Purpose and construction. These rules
shall be construed to secure fairness in administration,
elimination of unjustifiable expense and delay, and
promotion of growth and development of the law of evidence to the end that the truth may be ascertained and proceedings justly determined. [Report 1983; November 9,
2001, effective February 15, 2002]
Rule 5.103 Rulings on evidence.
a. Effect of erroneous ruling. Error may not be predicated upon a ruling which admits or excludes evidence
unless a substantial right of the party is affected, and either of the following exists:
(1) Objection. In case the ruling is one admitting evidence, a timely objection or motion to strike appears of
record, stating the specific ground of objection, if the specific ground was not apparent from the context.
(2) Offer of proof. In case the ruling is one excluding
evidence, the substance of the evidence was made known
to the court by offer or was apparent from the context
within which questions were asked.
b. Record of offer and ruling. The court may add any
other or further statement which shows the character of
the evidence, the form in which it was offered, the objection made, and the ruling thereon. It may direct the making of an offer in question and answer form.
c. Hearing of jury. In jury cases, proceedings shall
be conducted to the extent practicable, so as to prevent inadmissible evidence from being suggested to the jury by
any means, such as making statements or offers of proof
or asking questions in the hearing of the jury. [Report
1983; November 9, 2001, effective February 15, 2002]
Rule 5.104 Preliminary questions.
a. Questions of admissibility generally. Preliminary
questions concerning the qualification of a person to be a
witness, the existence of a privilege, or the admissibility
of evidence shall be determined by the court, subject to
the provisions of rule 5.104(b). In making its determination it is not bound by the rules of evidence except those
with respect to privileges.
b. Relevancy conditioned on fact. When the relevancy of evidence depends upon the fulfillment of a condition of fact, the court shall admit it upon, or subject to,
the introduction of evidence sufficient to support a finding of the fulfillment of the condition.
c. Hearing of jury. Hearings on the admissibility of
confessions shall in all cases be conducted out of the
hearing of the jury. Hearings on other preliminary matters shall be so conducted when the interests of justice require or, when an accused is a witness and so requests.
d. Testimony by accused. The accused does not, by
testifying upon a preliminary matter, become subject to
cross-examination as to other issues in the case. Testimony given by the accused upon a preliminary question is
not admissible against the accused on the issue of guilt
but may be used for impeachment if inconsistent with testimony given by the accused at the trial.
e. Weight and credibility. This rule does not limit the
right of a party to introduce before the jury evidence relevant to weight or credibility. [Report 1983; November 9,
2001, effective February 15, 2002]
Rule 5.105 Limited admissibility. When evidence
which is admissible as to one party or for one purpose but
not admissible as to another party or for another purpose
is admitted, the court, upon request, shall restrict the evidence to its proper scope and instruct the jury accordingly. [Report 1983; November 9, 2001, effective February
15, 2002]
Rule 5.106 Remainder of related acts, declarations,
conversations, writings, or recorded statements.
a. When an act, declaration, conversation, writing,
or recorded statement, or part thereof, is introduced by a
party, any other part or any other act, declaration, conversation, writing, or recorded statement is admissible
when necessary in the interest of fairness, a clear understanding, or an adequate explanation.
b. Upon request by an adverse party, the court may,
in its discretion, require the offering party to introduce
contemporaneously with the act, declaration, conversation, writing, or recorded statement, or part thereof, any
other part or any other act, declaration, conversation,
writing, or recorded statement which is admissible under
rule 5.106(a). This rule, however, does not limit the right
of any party to develop further on crossexamination or in the party’s case in chief matters admissible under rule 5.106(a). [Report 1983; November 9,
2001, effective February 15, 2002]
Rules 5.107 to 5.200 Reserved.
ARTICLE II
JUDICIAL NOTICE
Rule 5.201 Judicial notice of adjudicative facts.
a. Scope of rule. This rule governs only judicial notice of adjudicative facts.
American LegalNet, Inc.
www.FormsWorkflow.com
Ch 5, p.2
EVIDENCE
June 2002
2
b. Kinds of facts. A judicially noticed fact must be
one not subject to reasonable dispute in that it is either (1)
generally known within the territorial jurisdiction of the
trial court or (2) capable of accurate and ready determination by resort to sources whose accuracy cannot reasonably be questioned.
c. When discretionary. A court may take judicial
notice, whether requested or not.
d. When mandatory. A court shall take judicial notice if requested by a party and supplied with the necessary information.
e. Opportunity to be heard. A party is entitled upon
timely request to an opportunity to be heard as to the propriety of taking judicial notice and the tenor of the matter
noticed. In the absence of prior notification, the request
may be made after judicial notice has been taken.
f. Time of taking notice. Judicial notice may be taken at any stage of the proceeding.
g. Instructing jury. In a civil action or proceeding,
the court shall instruct the jury to accept as conclusive
any fact judicially noticed. In a criminal case, the court
shall instruct the jury that it may, but is not required to,
accept as conclusive any fact judicially noticed. [Report
1983; November 9, 2001, effective February 15, 2002]
June 2002
Rules 5.202 to 5.300 Reserved.
ARTICLE III
PRESUMPTIONS IN CIVIL ACTIONS
AND PROCEEDINGS
Rule 5.301 Presumptions in general in civil actions
and proceedings. Nothing in these rules shall be deemed
to modify or supersede existing law relating to presumptions in civil actions and proceedings. [Report 1983; November 9, 2001, effective February 15, 2002]
Rules 5.302 to 5.400 Reserved.
ARTICLE IV
RELEVANCY AND ITS LIMITS
Rule 5.401 Definition of “relevant evidence.” “Relevant evidence” means evidence having any tendency to
make the existence of any fact that is of consequence to
the determination of the action more probable or less
probable than it would be without the evidence. [Report
1983; November 9, 2001, effective February 15, 2002]
Rule 5.402 Relevant evidence generally admissible;
irrelevant evidence inadmissible. All relevant evidence is admissible, except as otherwise provided by the
Constitutions of the United States or the state of Iowa, by
statute, by these rules, or by other rules of the Iowa Supreme Court. Evidence which is not relevant is not admissible. [Report 1983; November 9, 2001, effective
February 15, 2002]
Rule 5.403 Exclusion of relevant evidence on grounds
of prejudice, confusion, or waste of time. Although
relevant, evidence may be excluded if its probative value
is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by
considerations of undue delay, waste of time, or needless
presentation of cumulative evidence. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.404 Character evidence not admissible to
prove conduct; exceptions; other crimes.
a. Character evidence generally. Evidence of a person’s character or a trait of the person’s character is not
admissible for the purpose of proving that the person
acted in conformity therewith on a particular occasion,
except:
(1) Character of accused. Evidence of a pertinent
trait of the person’s character offered by an accused, or by
the prosecution to rebut the same.
(2) Character of victim.
(A) In criminal cases. Subject to rule 5.412, evidence
of a pertinent trait of character of the victim of the crime
offered by an accused, or by the prosecution to rebut the
same, or evidence of a character trait of peacefulness of
the victim offered by the prosecution in any case where
the victim is unavailable to testify due to death or physical or mental incapacity to rebut evidence that the victim
was the first aggressor.
(B) In civil cases. Evidence of character for violence
of the victim of assaultive conduct offered on the issue of
self defense by a party accused of the assaultive conduct,
or evidence of peaceable character to rebut the same.
(3) Character of witness. Evidence of the character
of a witness, as provided in rules 5.607, 5.608, and 5.609.
b. Other crimes, wrongs, or acts. Evidence of other
crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show that the person
acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity,
or absence of mistake or accident. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.405 Methods of proving character.
a. Reputation or opinion. In all cases in which evidence of character or a trait of character of a person is admissible, proof may be made by testimony as to
reputation or by testimony in the form of an opinion. On
cross-examination, inquiry is allowable into relevant
specific instances of conduct.
b. Specific instances of conduct. In cases in which
character or a trait of character of a person is an essential
element of a charge, claim, or defense, proof may also be
made of specific instances of the person’s conduct. [Report 1983; November 9, 2001, effective February 15,
2002]
American LegalNet, Inc.
www.FormsWorkflow.com
June 2002
EVIDENCE
Rule 5.406 Habit; routine practice. Evidence of the
habit of a person or of the routine practice of an organization, whether corroborated or not and regardless of the
presence of eyewitnesses, is relevant to prove that the
conduct of the person or organization on a particular occasion was in conformity with the habit or routine practice. [Report 1983; November 9, 2001, effective
February 15, 2002]
June 2002
Rule 5.407 Subsequent remedial measures. When, after an event, measures are taken which, if taken previously, would have made the event less likely to occur,
evidence of the subsequent measures is not admissible to
prove negligence or culpable conduct in connection with
the event. This rule does not require the exclusion of evidence of subsequent measures when offered in connection with a claim based on strict liability in tort or breach
of warranty or for another purpose, such as proving ownership, control, or feasibility of precautionary measures,
if controverted, or impeachment. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.408 Compromise and offers to compromise.
Evidence of (1) furnishing or offering or promising to
furnish, or (2) accepting or offering or promising to accept, a valuable consideration in compromising or attempting to compromise a claim which was disputed as to
either validity or amount, is not admissible to prove liability for or invalidity of the claim or its amount. Evidence of conduct or statements made in compromise
negotiations is likewise not admissible. This rule does
not require the exclusion of any evidence otherwise discoverable merely because it is presented in the course of
compromise negotiations. This rule also does not require
exclusion when the evidence is offered for another purpose, such as proving bias or prejudice of a witness, negativing a contention of undue delay, or proving an effort to
obstruct a criminal investigation or prosecution. [Report
1983; November 9, 2001, effective February 15, 2002]
Rule 5.409 Payment of expenses. Evidence of furnishing or offering or promising to pay expenses occasioned
by an injury is not admissible to prove liability for the injury. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.410 Inadmissibility of pleas, plea discussions,
and related statements. Except as otherwise provided
in this rule or Iowa R. Crim. P. 2.10(5), evidence of the
following is not, in any civil or criminal proceeding, admissible against the defendant who made the plea or was
a participant in the plea discussions:
(1) A plea of guilty which was later withdrawn.
(2) A plea of nolo contendere in a federal court or
criminal proceeding in another state.
(3) Any statement made in the course of any proceedings under Fed. R. Crim. P. 11, Iowa R. Crim. P. 2.10, or
Ch 5, p.3
comparable procedure in other states regarding either of
the foregoing pleas.
(4) Any statement made in the course of plea discussions with an attorney for the prosecuting authority
which do not result in a plea of guilty or which result in a
plea of guilty later withdrawn.
However, such a statement is admissible under either
of the following circumstances:
(i) In any proceeding wherein another statement
made in the course of the same plea or plea discussions
has been introduced and the statement ought in fairness
be considered contemporaneously with it.
(ii) In a criminal proceeding for perjury or false statement if the statement was made by the defendant under
oath, on the record and in the presence of counsel. [Report 1983; July 31, 1987, effective October 1, 1987; November 9, 2001, effective February 15, 2002]
Rule 5.411 Liability insurance. Evidence that a person
was or was not insured against liability is not admissible
upon the issue of whether the person acted negligently or
otherwise wrongfully. This rule does not require the exclusion of evidence of insurance against liability when offered
for another purpose, such as proof of agency, ownership, or
control, or bias or prejudice of a witness. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.412 Sexual abuse cases; relevance of victim’s
past behavior.
a. Notwithstanding any other provision of law, in a
criminal case in which a person is accused of sexual
abuse, reputation or opinion evidence of the past sexual
behavior of an alleged victim of such sexual abuse is not
admissible.
b. Notwithstanding any other provision of law, in a
criminal case in which a person is accused of sexual
abuse, evidence of a victim’s past sexual behavior other
than reputation or opinion evidence is also not admissible, unless such evidence is either of the following:
(1) Admitted in accordance with rules 5.412(c)(1) and
5.412(c)(2) and is constitutionally required to be admitted.
(2) Admitted in accordance with rule 5.412(c) and is
evidence of either of the following:
(A) Past sexual behavior with persons other than the
accused, offered by the accused upon the issue of whether
the accused was or was not, with respect to the alleged
victim, the source of semen or injury.
(B) Past sexual behavior with the accused and is offered by the accused upon the issue of whether the alleged
victim consented to the sexual behavior with respect to
which sexual abuse is alleged.
c. (1) If the person accused of sexual abuse intends
to offer under rule 5.412(b) evidence of specific instances
of the alleged victim’s past sexual behavior, the accused
shall make a written motion to offer such evidence not
later than 15 days before the date on which the trial in
which such evidence is to be offered is scheduled
American LegalNet, Inc.
www.FormsWorkflow.com
Ch 5, p.4
EVIDENCE
June 2002
4
to begin, except that the court may allow the motion to be
made at a later date, including during trial, if the court determines either that the evidence is newly discovered and
could not have been obtained earlier through the exercise
of due diligence or that the issue to which such evidence
relates has newly arisen in the case. Any motion made
under this paragraph shall be served on all other parties
and on the alleged victim.
(2) The motion described in rule 5.412(c)(1) shall be
accompanied by a written offer of proof. If the court determines that the offer of proof contains evidence described in rule 5.412(b), the court shall order a hearing in
chambers to determine if such evidence is admissible. At
such hearing the parties may call witnesses, including the
alleged victim, and offer relevant evidence. Notwithstanding rule 5.104(b), if the relevancy of the evidence
which the accused seeks to offer in the trial depends upon
the fulfillment of a condition of fact, the court, at the hearing in chambers or at a subsequent hearing in chambers
scheduled for such purpose, shall accept evidence on the
issue of whether such condition of fact is fulfilled and
shall determine such issue.
(3) If the court determines on the basis of the hearing
described in rule 5.412(c)(2) that the evidence which the
accused seeks to offer is relevant and that the probative
value of such evidence outweighs the danger of unfair
prejudice, such evidence shall be admissible in the trial to
the extent an order made by the court specifies evidence
which may be offered and areas with respect to which the
alleged victim may be examined or cross-examined.
d. For purposes of this rule, the term “past sexual
behavior” means sexual behavior other than the sexual
behavior with respect to which sexual abuse is alleged.
[Report 1983; November 9, 2001, effective February 15,
2002]
June 2002
Rules 5.413 to 5.500 Reserved.
ARTICLE V
PRIVILEGES
Rule 5.501 General rule. Nothing in these rules shall be
deemed to modify or supersede existing law relating to
the privilege of a witness, person, government, state or
political subdivision. [Report 1983; November 9, 2001,
effective February 15, 2002]
Rules 5.502 to 5.600 Reserved.
ARTICLE VI
WITNESSES
Rule 5.601 General rule of competency. Unless otherwise provided by statute or rule, every person is competent to be a witness. [Report 1983; 1985 Iowa Acts, ch
174, §16; 1990 Iowa Acts, ch 1015; November 9, 2001,
effective February 15, 2002]
Rule 5.602 Lack of personal knowledge. A witness
may not testify to a matter unless evidence is introduced
sufficient to support a finding that the witness has personal knowledge of the matter. Evidence to prove personal
knowledge may, but need not, consist of the testimony of
the witness. This rule is subject to the provisions of rule
5.703 relating to opinion testimony by expert witnesses.
[Report 1983; November 9, 2001, effective February 15,
2002]
Rule 5.603 Oath or affirmation. Before testifying, every witness shall be required to declare that the witness
will testify truthfully, by oath or affirmation administered
in a form calculated to awaken the witness’s conscience
and impress the witness’s mind with the witness’s duty to
do so. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.604 Interpreters. An interpreter is subject to the
provisions of these rules relating to qualification as an expert and the administration of an oath or affirmation that
the interpreter will make a true translation. [Report 1983;
November 9, 2001, effective February 15, 2002]
Rule 5.605 Competency of judge as witness. The judge
presiding at the trial may not testify in that trial as a witness. No objection need be made in order to preserve the
point. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.606 Competency of juror as witness.
a. At the trial. A member of the jury may not testify
as a witness before that jury in the trial of the case in
which the juror is sitting. If the juror is called so to testify,
the opposing party shall be afforded an opportunity to object out of the presence of the jury.
b. Inquiry into validity of verdict or indictment. Upon
an inquiry into the validity of a verdict or indictment, a juror may not testify as to any matter or statement occurring
during the course of the jury’s deliberations or to the effect
of anything upon that or any other juror’s mind or emotions as influencing the juror to assent to or dissent from
the verdict or indictment or concerning the juror’s mental
processes in connection therewith, except that a juror may
testify on the question whether extraneous prejudicial information was improperly brought to the jury’s attention
or whether any outside influence was improperly brought
to bear upon any juror. Nor may a juror’s affidavit or evidence of any statement by the juror concerning a matter
about which the juror would be precluded from testifying
be received for these purposes. [Report 1983; November
9, 2001, effective February 15, 2002]
Rule 5.607 Who may impeach. The credibility of a witness may be attacked by any party, including the party
calling the witness. [Report 1983; November 9, 2001, effective February 15, 2002]
American LegalNet, Inc.
www.FormsWorkflow.com
June 2002
EVIDENCE
Rule 5.608 Evidence of character and conduct of witness.
a. Opinion and reputation evidence of character.
The credibility of a witness may be attacked or supported
by evidence in the form of opinion or reputation, subject
to the following limitations:
(1) The evidence may refer only to character for
truthfulness or untruthfulness.
(2) Evidence of truthful character is admissible only
after the character of the witness for truthfulness has been
attacked by opinion or reputation evidence or otherwise.
b. Specific instances of conduct. Specific instances
of the conduct of a witness, for the purpose of attacking or
supporting the witness’s credibility, other than conviction of crime as provided in rule 5.609, may not be proved
by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross-examination of the
witness (1) concerning the witness’s character for truthfulness or untruthfulness, or (2) concerning the character
for truthfulness or untruthfulness of another witness as to
which character the witness being cross-examined has
testified.
The giving of testimony, whether by an accused or by
any other witness, does not operate as a waiver of the witness’s privilege against self-incrimination when examined with respect to matters which relate only to
credibility. [Report 1983; November 9, 2001, effective
February 15, 2002]
June 2002
Rule 5.609 Impeachment by evidence of conviction of
crime.
a. General rule. For the purpose of attacking the
credibility of a witness:
(1) Evidence that a witness other than the accused has
been convicted of a crime shall be admitted, subject to
rule 5.403, if the crime was punishable by death or imprisonment in excess of one year pursuant to the law under which the witness was convicted, and evidence that
an accused has been convicted of such a crime shall be admitted if the court determines that the probative value of
admitting this evidence outweighs its prejudicial effect to
the accused; and
(2) Evidence that any witness has been convicted of a
crime shall be admitted if it involved dishonesty or false
statement, regardless of the punishment.
b. Time limit. Evidence of a conviction under this
rule is not admissible if a period of more than ten years
has elapsed since the date of the conviction or of the release of the witness from the confinement imposed for
that conviction, whichever is the later date, unless the
court determines, in the interests of justice, that the probative value of the conviction supported by specific facts
and circumstances substantially outweighs its prejudicial
effect. However, evidence of a conviction more than ten
years old as calculated herein, is not admissible unless the
proponent gives to the adverse party sufficient advance
written notice of intent to use such evidence to provide
Ch 5, p.5
the adverse party with a fair opportunity to contest the use
of such evidence.
c. Effect of pardon. Evidence of a conviction is not
admissible under this rule if the conviction has been the
subject of a pardon.
d. Juvenile adjudications. Evidence of juvenile adjudications is generally not admissible under this rule.
The court may, however, in a criminal case allow evidence of a juvenile adjudication of a witness other than
the accused if conviction of the offense would be admissible to attack the credibility of an adult and the court is
satisfied that admission in evidence is necessary for a fair
determination of the issue of guilt or innocence.
e. Pendency of appeal. The pendency of an appeal
therefrom does not render evidence of a conviction inadmissible. Evidence of the pendency of an appeal is admissible. [Report 1983; Court Order December 7, 1995,
effective March 1, 1996; November 9, 2001, effective
February 15, 2002]
Rule 5.610 Religious beliefs or opinions. Evidence of
the beliefs or opinions of a witness on matters of religion
is not admissible for the purpose of showing that by reason of their nature the witness’s credibility is impaired or
enhanced. [Report 1983; November 9, 2001, effective
February 15, 2002]
Rule 5.611 Mode and order of interrogation and presentation.
a. Control by court. The court shall exercise reasonable control over the mode and order of interrogating witnesses and presenting evidence so as to (1) make the
interrogation and presentation effective for the ascertainment of the truth, (2) avoid needless consumption of
time, and (3) protect witnesses from harassment or undue
embarrassment.
b. Scope of cross-examination. Cross-examination
should be limited to the subject matter of the direct examination and matters affecting the credibility of the witness. The court may, in the exercise of discretion, permit
inquiry into additional matters as if on direct examination.
c. Leading questions. Leading questions should not
be used on the direct examination of a witness except as
may be necessary to develop that witness’s testimony.
Ordinarily leading questions should be permitted on
cross-examination. When a party calls a hostile witness,
an adverse party, or a witness identified with an adverse
party, interrogation may be by leading questions. [Report
1983; amended February 21, 1985, effective July 1,
1985; November 9, 2001, effective February 15, 2002]
Rule 5.612 Writing used to refresh memory. Except as
otherwise provided in criminal proceedings by Iowa R.
Crim. P. 2.14, if a witness uses a writing to refresh the witness’s memory for the purpose of testifying, either:
(1) While testifying, or
American LegalNet, Inc.
www.FormsWorkflow.com
Ch 5, p.6
EVIDENCE
June 2002
6
(2) Before testifying, if the court in its discretion
finds a necessity in the interests of justice, an adverse
party is entitled to have the writing produced at the hearing, to inspect it, to cross-examine the witness thereon,
and to introduce in evidence those portions which relate
to the testimony of the witness. If it is claimed that the
writing contains matters not related to the subject matter
of the testimony the court shall examine the writing in
camera, excise any portions not so related, and order delivery of the remainder to the party entitled thereto. Any
portion withheld over objections shall be preserved and
made available to the appellate court in the event of an appeal. If a writing is not produced or delivered pursuant to
order under this rule, the court shall make any order justice requires, except that in criminal cases when the prosecution elects not to comply, the order shall be one
striking the testimony or, if the court in its discretion, determines that the interests of justice so require, declaring
a mistrial. [Report 1983; November 9, 2001, effective
February 15, 2002]
June 2002
Rule 5.613 Prior statements of witnesses.
a. Examining witness concerning prior statement.
In examining a witness concerning a prior statement
made by the witness, whether written or not, the statement need not be shown nor its contents disclosed to the
witness at that time, but on request the same shall be
shown or disclosed to opposing counsel.
b. Extrinsic evidence of prior inconsistent statement
of witness. Extrinsic evidence of a prior inconsistent
statement by a witness is not admissible unless the witness is afforded an opportunity to explain or deny the
same and the opposite party is afforded an opportunity to
interrogate the witness thereon, or the interests of justice
otherwise require. This rule does not apply to admissions
of a party-opponent as defined in rule 5.801(d)(2). [Report 1983; November 9, 2001, effective February 15,
2002]
Rule 5.614 Calling and interrogation of witnesses by
court.
a. Calling by court. For good cause in exceptional
cases, the court may, on its own motion or at the suggestion of a party, call witnesses, and all parties are entitled to
cross-examine witnesses thus called.
b. Interrogation by court. When necessary in the interest of justice, the court may interrogate witnesses,
whether called by the court or by a party.
c. Objections. Objections to the calling of witnesses
by the court or to interrogation by it may be made at the
time or at the next available opportunity when the jury is
not present. [Report 1983; November 9, 2001, effective
February 15, 2002]
Rule 5.615 Exclusion of witnesses. At the request of a
party the court may order witnesses excluded so that they
cannot hear the testimony of other witnesses, and it may
make the order of its own motion. This rule does not authorize exclusion of any of the following:
(1) A party who is a natural person.
(2) An officer or employee of a party which is not a
natural person designated as its representative by its attorney.
(3) A person whose presence is shown by a party to be
essential to the presentation of the party’s cause. [Report
1983; November 9, 2001, effective February 15, 2002]
Rules 5.616 to 5.700 Reserved.
ARTICLE VII
OPINIONS AND EXPERT TESTIMONY
Rule 5.701 Opinion testimony by lay witnesses. If the
witness is not testifying as an expert, the witness’s testimony in the form of opinions or inferences is limited to
those opinions or inferences which are (a) rationally
based on the perception of the witness and (b) helpful to a
clear understanding of the witness’s testimony or the determination of a fact in issue. [Report 1983; November 9,
2001, effective February 15, 2002]
Rule 5.702 Testimony by experts. If scientific, technical, or other specialized knowledge will assist the trier of
fact to understand the evidence or to determine a fact in
issue, a witness qualified as an expert by knowledge,
skill, experience, training, or education may testify thereto in the form of an opinion or otherwise. [Report 1983;
November 9, 2001, effective February 15, 2002]
Rule 5.703 Bases of opinion testimony by experts. The
facts or data in the particular case upon which an expert
bases an opinion or inference may be those perceived by
or made known to the expert at or before the trial or hearing. If of a type reasonably relied upon by experts in the
particular field in forming opinions or inferences upon
the subject, the facts or data need not be admissible in evidence. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.704 Opinion on ultimate issue. Testimony in
the form of an opinion or inference otherwise admissible
is not objectionable because it embraces an ultimate issue
to be decided by the trier of fact. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.705 Disclosure of facts or data underlying expert opinion. The expert may testify in terms of opinion
or inference and give reasons therefor without first testifying to the underlying facts or data, unless the court requires otherwise. The expert may in any event be
required to disclose the underlying facts or data on crossexamination. [Report 1983; November 9, 2001, effective
February 15, 2002]
American LegalNet, Inc.
www.FormsWorkflow.com
February 2002
EVIDENCE
Rule 5.706 Court-appointed experts.
a. Appointment. The court may on the motion of any
party enter an order to show cause why expert witnesses
should not be appointed, and may request the parties to
submit nominations. The court may appoint any expert
witnesses agreed upon by the parties, and may appoint
expert witnesses of its own selection. An expert witness
shall not be appointed by the court unless the witness consents to act. A witness so appointed shall be informed of
the witness’s duties by the court in writing, a copy of
which shall be filed with the clerk, or at a conference in
which the parties shall have opportunity to participate. A
witness so appointed shall advise the parties of the witness’s findings, if any; the witness’s deposition may be
taken by any party; and the witness may be called to testify by the court or any party. The witness shall be subject
to cross-examination by each party, including a party
calling the witness.
b. Compensation. Expert witnesses so appointed
are entitled to reasonable compensation in whatever sum
the court may allow. Except as otherwise provided by
law, the compensation shall be paid by the parties in such
proportion and at such time as the court directs, and thereafter charged in like manner as other costs.
c. Disclosure of appointment. In the exercise of its
discretion, the court may authorize disclosure to the jury
of the fact that the court appointed the expert witness.
d. Parties’ experts of own selection. Nothing in this
rule limits the parties in calling expert witnesses of their
own selection. [Report 1983; November 9, 2001, effective February 15, 2002]
February 2002
Rules 5.707 to 5.800 Reserved.
ARTICLE VIII
HEARSAY
Rule 5.801 Definitions. The following definitions apply
under this article:
a. Statement. A “statement” is (1) an oral or written
assertion or (2) nonverbal conduct of a person, if it is intended by the person as an assertion.
b. Declarant. A “declarant” is a person who makes
a statement.
c. Hearsay. “Hearsay” is a statement, other than
one made by the declarant while testifying at the trial or
hearing, offered in evidence to prove the truth of the matter asserted.
d. Statements which are not hearsay. The following
statements are not hearsay:
(1) Prior statement by witness. The declarant testifies
at the trial or hearing and is subject to crossexamination concerning the statement, and the statement
is (A) inconsistent with the declarant’s testimony, and
was given under oath subject to the penalty of perjury at a
trial, hearing, or other proceeding, or in a deposition, or
(B) consistent with the declarant’s testimony and is offered to rebut an express or implied charge against the de-
Ch 5, p.7
clarant of recent fabrication or improper influence or
motive, or (C) one of identification of a person made after
perceiving the person; or
(2) Admission by party-opponent. The statement is
offered against a party and is (A) the party’s own statement, in either an individual or a representative capacity,
or (B) a statement of which the party has manifested an
adoption or belief in its truth, or (C) a statement by a person authorized by the party to make a statement concerning the subject, or (D) a statement by the party’s agent or
servant concerning a matter within the scope of the
agency or employment, made during the existence of the
relationship, or (E) a statement by a coconspirator of a
party during the course and in furtherance of the conspiracy. [Report 1983; November 9, 2001, effective February 15, 2002]
Rule 5.802 Hearsay rule. Hearsay is not admissible except as provided by the Constitution of the state of Iowa,
by statute, by the rules of evidence, or by other rules of the
Iowa Supreme Court. [Report 1983; November 9, 2001,
effective February 15, 2002]
Rule 5.803 Hearsay exceptions; availability of declarant immaterial. The following are not excluded by the
hearsay rule, even though the declarant is available as a
witness:
(1) Present sense impression. A statement describing
or explaining an event or condition made while the
declarant was perceiving the event or condition, or immediately thereafter.
(2) Excited utterance. A statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or
condition.
(3) Then existing mental, emotional, or physical condition. A statement of the declarant’s then existing state
of mind, emotion, sensation, or physical condition (such
as intent, plan, motive, design, mental feeling, pain, and
bodily health), but not including a statement of memory
or belief to prove the fact remembered or believed unless
it relates to the execution, revocation, identification, or
terms of declarant’s will.
(4) Statements for purposes of medical diagnosis or
treatment. Statements made for purposes of medical
diagnosis or treatment and describing medical history, or
past or present symptoms, pain, or sensations, or the inception or general character of the cause or external
source thereof insofar as reasonably pertinent to diagnosis or treatment.
(5) Recorded recollection. A memorandum or record concerning a matter about which a witness once had
knowledge but now has insufficient recollection to enable the witness to testify fully and accurately, shown to
have been made or adopted by the witness when the matter was fresh in the witness’s memory and to reflect that
knowledge correctly. If admitted, the memorandum or
American LegalNet, Inc.
www.FormsWorkflow.com
Ch 5, p.8
EVIDENCE
February 2002
8
record may be read into evidence but may not itself be received as an exhibit unless offered by an adverse party.
(6) Records of regularly conducted activity. A memorandum, report, record, or data compilation, in any form,
of acts, events, conditions, opinions, or diagnoses, made
at or near the time by, or from information transmitted by,
a person with knowledge, if kept in the course of a regularly conducted business activity, and the regular practice
of that business activity was to make the memorandum,
report, record, or data compilation, all as shown by the
testimony of the custodian or other qualified witness, unless the source of information or the method or circumstances of preparation indicate lack of trustworthiness.
The term “business” as used in this subrule includes business, institution, association, profession, occupation, and
calling of every kind, whether or not conducted for profit.
(7) Absence of entry in records kept in accordance
with the provisions of rule 5.803(6). Evidence that a matter is not included in the memoranda reports, records, or
data compilations, in any form, kept in accordance with
the provisions of rule 5.803(6), to prove the nonoccurrence or nonexistence of the matter, if the matter was of a
kind of which a memorandum, report, record, or data
compilation was regularly made and preserved, unless
the sources of information or other circumstances indicate lack of trustworthiness.
(8) Public records and reports.
(A) To the extent not otherwise provided in rule
5.803(8)(B), records, reports, statements, or data compilations in any form of a public office or agency setting
forth its regularly conducted and regularly recorded activities, or matters observed pursuant to a duty imposed
by law and as to which there was a duty to report, or factual findings resulting from an investigation made pursuant to authority granted by law.
(B) The following are not within this exception to the
hearsay rule:
(i) Investigative reports by police and other law enforcement personnel.
(ii) Investigative reports prepared by or for a government, a public office or an agency when offered by it in a
case in which it is a party.
(iii) Factual findings offered by the state or political
subdivision in criminal cases.
(iv) Factual findings resulting from special investigation of a particular complaint, case, or incident.
(v) Any matter as to which the sources of information
or other circumstances indicate lack of trustworthiness.
Rule 5.803(8)(B), however, shall not supersede specific statutory provisions regarding the admissibility of
particular public records and reports.
(9) Records of vital statistics. Records or data compilations, in any form, of births, fetal deaths, adoptions,
deaths, marriages, divorces, dissolutions and annulments, if the report thereof was made to a public office
pursuant to requirements of law.
(10) Absence of public record or entry. To prove the
absence of a record, report, statement, or data compila-
tion, in any form, or the nonoccurrence or nonexistence
of a matter of which a record, report, statement, or data
compilation, in any form, was regularly made and preserved by a public office or agency, evidence in the form
of a certification in accordance with rule 5.902, or testimony, that diligent search failed to disclose the record,
report, statement, or data compilation, or entry.
(11) Records of religious organizations. Statements
of births, marriages, divorces, deaths, legitimacy, ancestry, relationship by blood or marriage, or other similar
facts of personal or family history, contained in a regularly kept record of a religious organization.
(12) Marriage, baptismal, and similar certificates.
Statements of fact contained in a certificate that the maker performed a marriage or other ceremony or administered a sacrament, made by a clergyman, public official,
or other person authorized by the rules or practices of a
religious organization or by law to perform the act certified, and purporting to have been issued at the time of the
act or within a reasonable time thereafter.
(13) Family records. Statements of fact concerning
personal or family history contained in family Bibles, genealogies, charts, engravings on rings, inscriptions on
family portraits, engravings on urns, crypts, or tombstones, or the like.
(14) Records of documents affecting an interest in
property. The record of a document purporting to establish or affect an interest in property, as proof of the content of the original recorded document and its execution
and delivery by each person by whom it purports to have
been executed, if the record is a record of a public office
and an applicable statute authorizes the recording of documents of that kind in that office.
(15) Statements in documents affecting an interest in
property. A statement contained in a document purporting to establish or affect an interest in property if the matter stated was relevant to the purpose of the document,
unless dealings with the property since the document was
made have been inconsistent with the truth of the statement or the purport of the document.
(16) Statements in ancient documents. Statements in
a document in existence 30 years or more the authenticity
of which is established.
(17) Market reports, commercial publications. Market quotations, tabulations, lists, directories, or other
published compilations, generally used and relied upon
by the public or by persons in particular occupations.
(18) Learned treatises. To the extent called to the attention of an expert witness upon cross-examination or
relied upon by that witness in direct examination, statements contained in published treatises, periodicals, or
pamphlets on a subject of history, medicine, or other science or art, established as a reliable authority by the testimony or admission of the witness or by other expert
testimony or by judicial notice. If admitted, the statements may be read into evidence but may not be received
as exhibits.
American LegalNet, Inc.
www.FormsWorkflow.com
June 2002
EVIDENCE
(19) Reputation concerning personal or family history. Reputation among members of a person’s family by
blood, adoption, or marriage, or among a person’s associates, or in the community, concerning a person’s birth,
adoption, marriage, divorce, dissolution, death, legitimacy, relationship by blood, adoption, or marriage, ancestry, or other similar fact of personal or family history.
(20) Reputation concerning boundaries or general
history. Reputation in a community, arising before the
controversy, as to boundaries of or customs affecting
lands in the community, and reputation as to events of
general history important to the community or state or nation in which located.
(21) Reputation as to character. Reputation of a person’s character among the person’s associates or in the
community.
(22) Judgment of previous conviction. Evidence of a
final judgment, entered after a trial or upon a plea of
guilty (but not upon a plea of nolo contendere), adjudging
a person guilty of a crime punishable by death or imprisonment in excess of one year, to prove any fact essential
to sustain the judgment, but not including, when offered
by the state or political subdivision in a criminal prosecution for purposes other than impeachment, judgments
against persons other than the accused. The pendency of
an appeal may be shown but does not affect admissibility.
(23) Judgment as to personal, family or general history, or boundaries. Judgments as proof of matters of personal, family or general history, or boundaries, essential
to the judgment, if the same would be provable by evidence of reputation.
(24) Other exceptions. A statement not specifically
covered by any of the foregoing exceptions but having
equivalent circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement is offered as
evidence of a material fact; (B) the statement is more probative on the point for which it is offered than any other
evidence which the proponent can procure through reasonable efforts; and (C) the general purposes of these
rules and the interests of justice will best be served by admission of the statement into evidence. However, a statement may not be admitted under this exception unless the
proponent of it makes known to the adverse party sufficiently in advance of the trial or hearing to provide the adverse party with a fair opportunity to prepare to meet it,
the proponent’s intention to offer the statement and the
particulars of it, including the name and address of the declarant. [Report 1983; amended February 21, 1985, effective July 1, 1985; November 9, 2001, effective
February 15, 2002]
June 2002
Rule 5.804 Hearsay exceptions; declarant unavailable.
a. Definition of unavailability. “Unavailability as a
witness” includes situations in which the declarant:
(1) Is exempted by ruling of the court on the ground
of privilege from testifying concerning the subject matter
of the declarant’s statement; or
Ch 5, p.9
(2) Persists in refusing to testify concerning the subject matter of the declarant’s statement despite an order of
the court to do so; or
(3) Testifies to a lack of memory of the subject matter
of the declarant’s statement; or
(4) Is unable to be present or to testify at the trial or
hearing because of death or then existing physical or
mental illness or infirmity; or
(5) Is absent from the trial or hearing and the proponent of a statement has been unable to procure the declarant’s attendance by process or other reasonable means.
A declarant is not unavailable as a witness if exemption, refusal, claim of lack of memory, inability, or absence is due to the procurement or wrongdoing of the
proponent of a statement for the purpose of preventing
the witness from attending or testifying.
b. Hearsay exceptions. The following are not excluded by the hearsay rule if the declarant is unavailable
as a witness:
(1) Former testimony. Testimony given as a witness
at another trial or hearing of the same or a different proceeding, or in a deposition taken in compliance with law
in the course of the same or another proceeding, if the
party against whom the testimony is now offered, or, in a
civil action or proceeding, a predecessor in interest, had
an opportunity and similar motive to develop the testimony by direct, cross, or redirect examination.
(2) Statement under belief of impending death. A
statement made by a declarant while believing that the
declarant’s death was imminent, concerning the cause or
circumstances of what the declarant believed to be the declarant’s impending death.
(3) Statement against interest. A statement which
was at the time of its making so far contrary to the
declarant’s pecuniary or proprietary interest, or so far
tended to subject the declarant to civil or criminal liability, or to render invalid a claim by the declarant against
another, that a reasonable person in the declarant’s position would not have made the statement unless believing
it to be true. A statement tending to expose the declarant
to criminal liability and offered to exculpate the accused
is not admissible unless corroborating circumstances
clearly indicate the trustworthiness of the statement.
(4) Statement of personal or family history.
(A) A statement concerning the declarant’s own birth,
adoption, marriage, divorce, dissolution, legitimacy,
relationship by blood, adoption, or marriage, ancestry, or
other similar fact of personal or family history, even
though declarant had no means of acquiring personal
knowledge of the matter stated; or
(B) A statement concerning the foregoing matters,
and death also, of another person, if the declarant was related to the other by blood, adoption, or marriage or was
so intimately associated with the other’s family as to be
likely to have accurate information concerning the matter
declared.
(5) Other exceptions. A statement not specifically
covered by any of the foregoing exceptions but having
American LegalNet, Inc.
www.FormsWorkflow.com
Ch 5, p.10
EVIDENCE
June 2002
0
equivalent circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement is offered as
evidence of a material fact; (B) the statement is more probative on the point for which it is offered than any other
evidence which the proponent can procure through reasonable efforts; and (C) the general purposes of these
rules and the interests of justice will best be served by admission of the statement into evidence. However, a statement may not be admitted under this exception unless the
proponent of it makes known to the adverse party sufficiently in advance of the trial or hearing to provide the adverse party with a fair opportunity to prepare to meet it,
the proponent’s intention to offer the statement and the
particulars of it, including the name and address of the declarant. [Report 1983; November 9, 2001, effective February 15, 2002]
June 2002
Rule 5.805 Hearsay within hearsay. Hearsay included
within hearsay is not excluded under the hearsay rule if
each part of the combined statements conforms with an
exception to the hearsay rule provided in this chapter.
[Report 1983; November 9, 2001, effective February 15,
2002]
Rule 5.806 Attacking and supporting credibility of
declarant. When a hearsay statement, or a statement defined in rule 5.801(d)(2)(C), (D), or (E), has been admitted in evidence, the credibility of the declarant may be
attacked, and if attacked may be supported, by any evidence which would be admissible for those purposes if
declarant had testified as a witness. Evidence of a statement or conduct by the declarant at any time, inconsistent
with the declarant’s hearsay statement, is not subject to
any requirement that the declarant may have been afforded an opportunity to deny or explain. If the party
against whom a hearsay statement has been admitted
calls the declarant as a witness, the party is entitled to examine the declarant on the statement as if under crossexamination. [Report 1983; November 9, 2001, effective
February 15, 2002]
Rules 5.807 to 5.900 Reserved.
ARTICLE IX
AUTHENTICATION AND IDENTIFICATION
Rule 5.901 Requirement of authentication or identification.
a. General provision. The requirement of authentication or identification as a condition precedent to admissibility is satisfied by evidence sufficient to support a
finding that the matter in question is what its proponent
claims.
b. Illustrations. By way of illustration only, and not
by way of limitation, the following are examples of authentication or identification conforming with the requirements of this rule:
(1) Testimony of witness with knowledge. Testimony
that a matter is what it is claimed to be.
(2) Nonexpert opinion on handwriting. Nonexpert
opinion as to the genuineness of handwriting, based upon
familiarity not acquired for purposes of the litigation.
(3) Comparison by trier or expert witness. Comparison by the trier of fact or by expert witnesses with specimens which have been authenticated.
(4) Distinctive characteristics and the like. Appearance, contents, substance, internal patterns, or other distinctive characteristics, taken in conjunction with
circumstances.
(5) Voice identification. Identification of a voice,
whether heard firsthand or through mechanical or electronic transmission or recording, by opinion based upon
hearing the voice at any time under circumstances connecting it with the alleged speaker.
(6) Telephone conversations. Telephone conversations, by evidence that a call was made to the number assigned at the time by the telephone company to a
particular person or business, if (A) in the case of a person, circumstances, including self-identification, show
the person answering to be the one called, or (B) in the
case of a business, the call was made to a place of business
and the conversation related to business reasonably transacted over the telephone.
(7) Public records or reports. Evidence that a writing
authorized by law to be recorded or filed and in fact recorded or filed in a public office, or a purported public
record, report, statement, or data compilation, in any
form, is from the public office where items of this nature
are kept.
(8) Ancient documents or data compilation. Evidence that a document or data compilation, in any form,
(A) is in such condition as to create no suspicion concerning its authenticity, (B) was in a place where it, if authentic, would likely be, and (C) has been in existence 30
years or more at the time it is offered.
(9) Process or system. Evidence describing a process
or system used to produce a result and showing that the
process or system produces an accurate result.
(10) Methods provided by statute or rule. Any method
of authentication or identification provided by statute or
by rules prescribed by the Iowa Supreme Court. [Report
1983; November 9, 2001, effective February 15, 2002]
Rule 5.902 Self-authentication. Extrinsic evidence of
authenticity as a condition precedent to admissibility is
not required with respect to the following:
(1) Domestic public documents under seal. A document bearing a seal purporting to be that of the United
States, or of any state, district, commonwealth, territory,
or insular possession thereof, or the Panama Canal Zone,
or the Trust Territory of the Pacific Islands, or of a political subdivision, department, officer, or agency thereof,
and a signature purporting to be an attestation or execution.
American LegalNet, Inc.
www.FormsWorkflow.com
June 2002
June 2002
EVIDENCE
(2) Domestic public documents not under seal. A
document purporting to bear the signature in the official
capacity of an officer or employee of any entity included
in rule 5.902(1), having no seal, if a public officer having
a seal and having official duties in the district or political
subdivision of the officer or employee certifies under seal
that the signer has the official capacity and that the signature is genuine.
(3) Foreign public documents. A document purporting to be executed or attested in an official capacity by a
person authorized by the laws of a foreign country to
make the execution or attestation, and accompanied by a
final certification as to the genuineness of the signature
and official position (A) of the executing or attesting person, or (B) of any foreign official whose certificate of
genuineness of signature and official position relates to
the execution or attestation or is in a chain of certificates
of genuineness of signature and official position relating
to the execution or attestation. A final certification may
be made by a secretary of embassy or legation, consul
general, consul, vice consul, or consular agent of the
United States, or a diplomatic or consular official of the
foreign country assigned or accredited to the United
States. If reasonable opportunity has been given to all
parties to investigate the authenticity and accuracy of official documents, the court may, for good cause shown,
order that they be treated as presumptively authentic
without final certification or permit them to be evidenced
by an attested summary with or without final certification.
(4) Certified copies of public records. A copy of an
official record or report or entry therein, or of a document
authorized by law to be recorded or filed and actually recorded or filed in a public office, including data compilations in any form, certified as correct by the custodian or
other person authorized to make the certification, by certificate complying with rule 5.902(1), (2), or (3) or complying with any Act of Congress or rule prescribed by the
United States Supreme Court pursuant to statutory authority, or statutes of Iowa or any other state or territory of
the United States, or rule prescribed by the Iowa Supreme
Court.
(5) Official publications. Books, pamphlets, or other
publications purporting to be issued by public authority.
(6) Newspapers and periodicals. Printed materials
purporting to be newspapers or periodicals.
(7) Trade inscriptions and the like. Inscriptions,
signs, tags, or labels purporting to have been affixed in
the course of business and indicating ownership, control,
or origin.
(8) Acknowledged documents. Documents accompanied by a certificate of acknowledgment executed in the
manner provided by law by a notary public or other officer authorized by law to take acknowledgments.
(9) Commercial paper and related documents. Commercial paper, signatures thereon, and documents relating thereto to the extent provided by general commercial
law.
Ch 5, p.11
(10) Presumptions under Acts of Congress or statute
of Iowa or any other state or territory of the United
States. Any signature, document or other matter declared
by Act of Congress or statute of Iowa or any other state or
territory of the United States to be presumptively or prima facie genuine or authentic. [Report 1983; November
9, 2001, effective February 15, 2002]
Rule 5.903 Subscribing witness’s testimony unnecessary. The testimony of a subscribing witness is not necessary to authenticate a writing unless required by laws of
the jurisdiction whose laws govern the validity of the
writing. Nothing in this rule shall affect the admission of
a foreign will into probate in this state. [Report 1983; November 9, 2001, effective February 15, 2002]
Rules 5.904 to 5.1000 Reserved.
ARTICLE X
CONTENTS OF WRITINGS, RECORDINGS AND
PHOTOGRAPHS
Rule 5.1001 Definitions. For purposes of this article the
following definitions are applicable:
(1) Writings and recordings. “Writings” and “recordings” consist of letters, words, or numbers, or their
equivalent, set down by handwriting, typewriting, printing, photostating, photographing, magnetic impulse, mechanical or electronic recording, or other form of data
compilation.
(2) Photographs. “Photographs” include still photographs, X-ray films, video tapes, and motion pictures.
(3) Original. An “original” of a writing or recording
is the writing or recording itself or any counterpart intended to have the same effect by a person executing or
issuing it. An “original” of a photograph includes the
negative or any print therefrom. If data are stored in a
computer or similar dev