Free Texas Legal Forms - Court Forms & Government Forms

29 Forms found in Texas — State Securities Board — Blue Sky — Secretary Of State — Page 1 of 1
Title Last Updated
Certification Of Balance Sheet By Principal Financial Officer March 4, 2016
Texas Crowdfunding Portal Withdrawal Of Registration June 26, 2015
Texas Crowdfunding Portal Registration June 26, 2015
Crowdfunding Exemption Notice June 26, 2015
Request For Special Consideration Of A Registration Application (Military) November 18, 2014
Military Spouse Request For Expedited Review July 8, 2012
Sales Report For Non-Continuous Offerings October 6, 2010
Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises October 6, 2010
Intrastate Exemption Notice October 6, 2010
Undertaking Regarding Non-Issuer Sales Pursuant To Section 139.14 October 6, 2010
Secondary Trading Exemption Renewal Noitce October 6, 2010
Secondary Trading Exemption Noitce October 6, 2010
Information Concerning Projected Market Prices And Related Market Information October 6, 2010
Public Information Request January 20, 2010
Application For Registration Of Securities April 3, 2008
Power Of Attorney April 30, 2007
Request For Reduced Fees For Certain Persons Registered In Multiple Capacities December 19, 2006
Year End Report Of Sales Of Federal Covered Securities By A Money Market Fund October 6, 2005
Sales Report Form For Non-Continuous Offerings October 6, 2005
Request For Determination Of Money Market Fund Status For Federal Covered Securities October 6, 2005
Renewal Application For Mutual Funds And Other Continuous Offerings October 6, 2005
Public Information Charges - Billing Detail October 6, 2005
Investment Company Report Of Sales In The State Of Texas October 6, 2005
Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises Pursuant To 139.20 October 6, 2005
Intrastate Exemption Notice For Sales Under Regulation 109.13(1) October 6, 2005
Certification Of Balance Sheet October 6, 2005
Consent Of Independent Accountants October 6, 2005
Application For Renewal Permit October 6, 2005
Application For Designation As Matching Services Under 109.15 October 6, 2005