Free Texas Legal Forms - Court Forms & Government Forms

29 Forms found in Texas — State Securities Board — Blue Sky — Secretary Of State — Page 1 of 1
Title Last Updated
Texas Crowdfunding Portal Registration September 20, 2018
Certification Of Balance Sheet By Principal Financial Officer March 14, 2016
Texas Crowdfunding Portal Withdrawal Of Registration July 23, 2015
Crowdfunding Exemption Notice July 22, 2015
Request For Special Consideration Of A Registration Application (Military) November 18, 2014
Application For Renewal Permit July 11, 2012
Military Spouse Request For Expedited Review July 8, 2012
Intrastate Exemption Notice October 13, 2010
Sales Report For Non-Continuous Offerings October 6, 2010
Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises October 6, 2010
Undertaking Regarding Non-Issuer Sales Pursuant To Section 139.14 October 6, 2010
Secondary Trading Exemption Renewal Noitce October 6, 2010
Secondary Trading Exemption Noitce October 6, 2010
Information Concerning Projected Market Prices And Related Market Information October 6, 2010
Public Information Request January 20, 2010
Application For Registration Of Securities April 3, 2008
Power Of Attorney April 30, 2007
Request For Reduced Fees For Certain Persons Registered In Multiple Capacities December 19, 2006
Application For Designation As Matching Services Under 109.15 June 20, 2006
Certification Of Balance Sheet June 20, 2006
Consent Of Independent Accountants June 20, 2006
Investment Company Report Of Sales In The State Of Texas June 20, 2006
Public Information Charges - Billing Detail June 20, 2006
Renewal Application For Mutual Funds And Other Continuous Offerings June 20, 2006
Request For Determination Of Money Market Fund Status For Federal Covered Securities June 20, 2006
Year End Report Of Sales Of Federal Covered Securities By A Money Market Fund June 20, 2006
Sales Report Form For Non-Continuous Offerings October 6, 2005
Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises Pursuant To 139.20 October 6, 2005
Intrastate Exemption Notice For Sales Under Regulation 109.13(1) October 6, 2005