| Title |
Last Updated |
| Articles Of Amendment (Domestic LLC) |
December 16, 2010 |
| Application For Amended Certificate Of Registration (Foreign LLC) |
December 16, 2010 |
| Notary Public Change Of Name Form |
November 8, 2010 |
| Notary Public Change Of Address Form |
November 8, 2010 |
| Change Of Agents Address (Domestic Or Foreign All Entities) |
August 12, 2009 |
| Change Of Agents Address (Domestic Or Foreign All Entities) |
August 11, 2009 |
| Change Of Agent (Foreign All Entities) |
August 11, 2009 |
| Change Of Agent (Domestic All Entities) |
August 11, 2009 |
| Change Of Agent (Foreign All Entities) |
August 11, 2009 |
| Change Of Agents Address (Domestic Or Foreign All Entities) |
July 24, 2009 |
| Change Of Agent (Foreign All Entities) |
July 24, 2009 |
| Change Of Agent (Domestic All Entities) |
July 24, 2009 |
| Change Of Agent (Domestic All Entities) |
August 12, 2008 |
| Connecticut Supplement State-Registered Investment Advisers |
June 4, 2008 |
| Application For Certificate Of Renewal Of Collective Mark |
April 1, 2008 |
| Change Of Agents Address (Domestic Or Foreign) |
September 17, 2007 |
| Certificate Of Reinstatement (LLC) |
September 14, 2007 |
| Connecticut Form U-1 Supplement For EDGAR Filers |
September 14, 2007 |
| Certificate Of Reinstatement (Stock Or Nonstock Corp) |
September 11, 2007 |
| Waiver Eligibility Certification For Filing Of Financial Reports By Connecticut Registered Broker Dealers |
May 25, 2006 |
| Investment Advisory Registrants Certificate (State Registered Advisers) |
May 25, 2006 |
| Connecticut Branch Office Registration And Amendment Form |
May 25, 2006 |
| Connecticut Application For Investment Adviser Registration |
May 25, 2006 |
| Foreign Compliance Certification (For State Registered Investment Advisers Not Having CT Principal Place Of Business) |
September 27, 2005 |
| Consent To Service Of Process |
September 27, 2005 |
| Workers Compensation Coverage Questionnaire |
September 27, 2005 |
| Model Accredited Investor Exemption Uniform Notice Of Transaction |
September 27, 2005 |
| Investment Adviser Agent Registration Instructions |
September 27, 2005 |
| Explanatory Statement And Statement Of Non-Prejudice Prepared Pursuant To Section 36b-19(k) |
September 27, 2005 |
| Explanatory Statement And Statement Of Non-Prejudice Prepared Pursuant To Section 36b-62(e) |
September 27, 2005 |
| Connecticut Sales Agent Broker-Dealer Licensing Questionnaire |
September 27, 2005 |
| Connecticut Application For Broker-Dealer Registration |
September 27, 2005 |
| Application To Register Securities |
September 27, 2005 |
| Statutory Classes For Goods And Services |
August 25, 2004 |
| Notary Public Duplicate Copy Of Certificate Of Appointment Request Form |
July 14, 2004 |
