| Title |
Last Updated |
| Texas Crowdfunding Portal Registration |
September 20, 2018 |
| Certification Of Balance Sheet By Principal Financial Officer |
March 14, 2016 |
| Texas Crowdfunding Portal Withdrawal Of Registration |
July 23, 2015 |
| Crowdfunding Exemption Notice |
July 22, 2015 |
| Request For Special Consideration Of A Registration Application (Military) |
November 18, 2014 |
| Application For Renewal Permit |
July 11, 2012 |
| Military Spouse Request For Expedited Review |
July 8, 2012 |
| Intrastate Exemption Notice |
October 13, 2010 |
| Sales Report For Non-Continuous Offerings |
October 6, 2010 |
| Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises |
October 6, 2010 |
| Undertaking Regarding Non-Issuer Sales Pursuant To Section 139.14 |
October 6, 2010 |
| Secondary Trading Exemption Renewal Noitce |
October 6, 2010 |
| Secondary Trading Exemption Noitce |
October 6, 2010 |
| Information Concerning Projected Market Prices And Related Market Information |
October 6, 2010 |
| Public Information Request |
January 20, 2010 |
| Application For Registration Of Securities |
April 3, 2008 |
| Power Of Attorney |
April 30, 2007 |
| Request For Reduced Fees For Certain Persons Registered In Multiple Capacities |
December 19, 2006 |
| Year End Report Of Sales Of Federal Covered Securities By A Money Market Fund |
June 20, 2006 |
| Request For Determination Of Money Market Fund Status For Federal Covered Securities |
June 20, 2006 |
| Renewal Application For Mutual Funds And Other Continuous Offerings |
June 20, 2006 |
| Public Information Charges - Billing Detail |
June 20, 2006 |
| Investment Company Report Of Sales In The State Of Texas |
June 20, 2006 |
| Consent Of Independent Accountants |
June 20, 2006 |
| Certification Of Balance Sheet |
June 20, 2006 |
| Application For Designation As Matching Services Under 109.15 |
June 20, 2006 |
| Sales Report Form For Non-Continuous Offerings |
October 6, 2005 |
| Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises Pursuant To 139.20 |
October 6, 2005 |
| Intrastate Exemption Notice For Sales Under Regulation 109.13(1) |
October 6, 2005 |
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