| Title | State |
Last Updated |
| Parents, Subsidiaries And Affiliates |
Arkansas | November 2, 2012 |
| Mortgage Banker, Mortgage Broker, Mortgage Servicer Application For License |
Arkansas | November 2, 2012 |
| Application For Managing Principal, Branch Manager Or Loan Officer |
Arkansas | November 2, 2012 |
| Branch Offices |
Arkansas | November 2, 2012 |
| Arkansas Consent To Service Of Process |
Arkansas | November 2, 2012 |
| Franchise Registration And Disclosure Guidelines |
North Dakota | October 18, 2012 |
| Uniform Investment Company Notice Filing |
Wisconsin | September 12, 2012 |
| Uniform Consent To Service Of Process |
Wisconsin | September 12, 2012 |
| Franchise Registration Application |
Wisconsin | September 12, 2012 |
| Loan Broker Bond |
Indiana | September 10, 2012 |
| Collection Agency Bond |
Indiana | September 10, 2012 |
| Application For Collection Agency License |
Indiana | September 10, 2012 |
| Non-FINRA Member Broker-Dealer And Agent License Renewal Application |
Wisconsin | September 10, 2012 |
| Investment Adviser Understanding Of Supervisory Responsibilities |
Wisconsin | September 10, 2012 |
| Information To Be Included In Short-term Ownership Information Statements |
Wisconsin | September 10, 2012 |
| Information To Be Included In Long-Form Ownership Information Statements Amendments Or Registration Statement Of Take-Over Offer |
Wisconsin | September 10, 2012 |
| FINRA Broker-Dealers Limited Securities Agent Renewal |
Wisconsin | September 10, 2012 |
| Application For Exemption From Accounting Requirements Of Article 23 |
New York | September 10, 2012 |
| Criminal Record Release Authorization Form |
New Hampshire | September 10, 2012 |
| Surety Bond For Investment Advisers |
Kentucky | August 31, 2012 |
| Complaint Form |
Colorado | August 28, 2012 |
| Application For Renewal Of Investment Adviser And Representative Registration |
Kentucky | August 21, 2012 |
| Sales Report Or Renewal Application |
Kansas | August 11, 2012 |
| Form U-2 Uniform Consent To Service Of Process |
New York | August 11, 2012 |
| Debt Management Complaint Form |
Michigan | August 6, 2012 |
| Debt Management Complaint Form |
Michigan | August 6, 2012 |
| Investment Adviser Registration And Notice Filing Instructions |
Tennessee | July 11, 2012 |
| Application For Renewal Permit |
Texas | July 11, 2012 |
| Paid Solicitor Registration |
Georgia | July 11, 2012 |
| Charitable Organization Registration |
Georgia | July 11, 2012 |
| Sales Agent Statement Of Compliance |
Michigan | July 11, 2012 |
| Uniform Franchise Consent To Service Of Process |
New York | July 11, 2012 |
| Living Care Disclosure Statement Prospectus Instructions |
Michigan | July 11, 2012 |
| Living Care Disclosure Act Occupancy Or Sales And Proceeds Report |
Michigan | July 11, 2012 |
| Corporate Acknowledgment |
Michigan | July 11, 2012 |
| Net Worth Exemption Form Pursuant To GBL 684(2) |
New York | July 11, 2012 |
| Guarantee Of Performance |
New York | July 11, 2012 |
| Living Care Disclosure Act Escrow Agreement |
Michigan | July 11, 2012 |
| Living Care Disclosure Act Registration Application |
Michigan | July 11, 2012 |
| Complaint Form |
Hawaii | July 11, 2012 |
| Military Spouse Request For Expedited Review |
Texas | July 8, 2012 |
| Securities By Coordination Qualification Or Notification |
Tennessee | June 26, 2012 |
| Broker-Dealer And Agent Registration Instructions |
Tennessee | June 25, 2012 |
| Form M-11 Issuer Statement |
New York | December 9, 2011 |
| Disclosure Of Business Activities In Cuba Form |
Florida | November 18, 2011 |
| Midwest Regional Review Application |
Wisconsin | October 17, 2011 |
| Uniform Form Of Corporate Resolution |
North Dakota | September 13, 2011 |
| Pre-Need Funeral Service Contract Bond |
North Dakota | September 13, 2011 |
| Offering Circular Guidelines |
North Dakota | September 13, 2011 |
| Affidavit Of Investment Advisor Activity |
North Dakota | September 13, 2011 |
