Title | State |
Last Updated |
Promotional Shares Escrow Agreement |
Florida | September 9, 2011 |
Notification Registration |
Florida | September 9, 2011 |
Small Issue Registration Document And Disclosure Checklist |
Georgia | August 19, 2011 |
Rescission Notice And Notification Form |
Georgia | August 19, 2011 |
Registration By Qualification Document And Disclosure Checklist |
Georgia | August 19, 2011 |
Registration By Qualification Biographical Information |
Georgia | August 19, 2011 |
Nonprofit Issuer Registration Document And Disclosure Checklist |
Georgia | August 19, 2011 |
Corporate Resolution |
Georgia | August 19, 2011 |
Consent To Service Of Process |
Georgia | August 19, 2011 |
Application To Offer Or Sell Securities |
Georgia | August 19, 2011 |
Affidavit Of Eligibility With Attachment A (Secure And Verifiable Documents) |
Colorado | July 29, 2011 |
Registration For Resale Or Dealing And Trading |
Oregon | July 19, 2011 |
Investment Adviser Representative |
Michigan | February 11, 2011 |
Notification Of Exemption For Small Maine Issuers Under 32 MRSA 10502(2)(Q) |
Maine | January 5, 2011 |
Application For License For Agents Of New Hampshire Legal Entities (NH Issuer-Dealer) |
New Hampshire | December 23, 2010 |
Representative Or Salesperson Renewal |
Oregon | December 14, 2010 |
Acknowledgement Of Additional Filing Requirements For Development Stage Companies |
Nevada | December 7, 2010 |
Statement Of Issuer |
Minnesota | October 17, 2010 |
Intrastate Exemption Notice |
Texas | October 13, 2010 |
Sales Report For Non-Continuous Offerings |
Texas | October 6, 2010 |
Notice Filing For Third Party Brokerage Arrangements On Financial Entity Premises |
Texas | October 6, 2010 |
Undertaking Regarding Non-Issuer Sales Pursuant To Section 139.14 |
Texas | October 6, 2010 |
Secondary Trading Exemption Renewal Noitce |
Texas | October 6, 2010 |
Secondary Trading Exemption Noitce |
Texas | October 6, 2010 |
Information Concerning Projected Market Prices And Related Market Information |
Texas | October 6, 2010 |
Wisconsin Broker-Dealer Registration Procedure |
Wisconsin | May 10, 2010 |
Instructions for Renewal Of Federal Covered Adviser Notice Filing Branch Office Notice And License Of Adviser Representatives |
Wisconsin | May 10, 2010 |
Public Information Request |
Texas | January 20, 2010 |
Franchise Seller Disclosure Form |
New York | December 8, 2009 |
Wisconsin Investment Advisory Activity Of Applicant |
Wisconsin | November 4, 2009 |
Investment Adviser Designation Of Supervisor |
Wisconsin | November 4, 2009 |
Private Placement Instructions |
New Jersey | October 30, 2009 |
Debt Management Complaint Form |
Michigan | October 13, 2009 |
Child Support Certification And Tax Declaration |
Vermont | June 1, 2009 |
Information Sheet (Complaint) |
Missouri | March 24, 2009 |
Bond For Investment Adviser |
Minnesota | March 2, 2009 |
Information Request Form For (CRD) |
New Jersey | February 25, 2009 |
Application For Renewal - Investment Adviser Branch Office Notice And License Of Adviser Representatives |
Wisconsin | February 11, 2009 |
Sales Agent Disclosure Form |
New York | February 2, 2009 |
Issuer-Dealer Notice Filing Application |
New Hampshire | January 23, 2009 |
Personal Statement Of Agent (NH Issuer-Dealer) |
New Hampshire | January 22, 2009 |
Application For License For New Hampshire Issuer-Dealer |
New Hampshire | January 22, 2009 |
Rhode Island Franchise Registration Application |
Rhode Island | January 7, 2009 |
Broker Dealer Questionnaire And Affidavit Prior Sales |
Rhode Island | January 7, 2009 |
Bond Of The Professional Fundraiser To The General Treasurer Of The State Of Rhode Island |
Rhode Island | January 7, 2009 |
Request For Order Of Exemption Pursuant To Section 25100 (1) |
California | January 5, 2009 |
Instructions For Completing And Filing Form BD |
California | January 5, 2009 |
Application For Registration Of Securities By Qualification |
Hawaii | December 24, 2008 |
Application For Filing Of Franchise Offering Circular |
Hawaii | December 24, 2008 |
Hawaii Issuer-Dealer Registration |
Hawaii | December 24, 2008 |