| Title | State |
Last Updated |
| Agent Licenses For Issuer - Application For Renewal |
Wisconsin | July 3, 2007 |
| Request For Materials On Small Business Securities Financing |
Idaho | May 16, 2007 |
| Registration By Qualification Checklist |
Idaho | May 16, 2007 |
| Registration By Coordination Checklist |
Idaho | May 16, 2007 |
| Checklist Agent Of Issuer Application |
Idaho | May 16, 2007 |
| Broker Dealer Application Information |
Idaho | May 16, 2007 |
| Mortgage Lender Application Package |
Oregon | May 4, 2007 |
| Power Of Attorney |
Texas | April 30, 2007 |
| Illinois Loan Brokers Bond |
Illinois | April 4, 2007 |
| Report Of Franchise Sale |
New York | March 30, 2007 |
| Uniform Application To Register Securities - Form U-1 (SCOR) |
Michigan | March 26, 2007 |
| Securities Regulation Checklist |
Colorado | March 22, 2007 |
| Commodity Information Sheet |
New York | March 20, 2007 |
| Commody Investment Advisor Statement |
New York | March 20, 2007 |
| Application For Registration By Qualification |
Colorado | March 12, 2007 |
| Registration By Coordination Closing Report |
Colorado | March 12, 2007 |
| Notice Of Registration For Local Government Investment Pool Trust Funds |
Colorado | March 12, 2007 |
| Notice Of Proposed Release Of Funds From Escrow |
Colorado | March 12, 2007 |
| Application For Registration Of Viatical Investments |
Colorado | March 12, 2007 |
| Application For Limited Offering Registration |
Colorado | March 12, 2007 |
| Forms And Instructions For Filing Initial State Investment Adviser Applications In Vermont |
Vermont | February 28, 2007 |
| Wisconsin Broker-Dealer Branch Office Renewal |
Wisconsin | February 2, 2007 |
| ULOE Consent To Service Of Process And Undertaking |
Michigan | January 31, 2007 |
| Requirements Relating To Offers Of Rescission |
Michigan | January 31, 2007 |
| Statement Demonstrating Eligibility For Registration By Notification |
Michigan | January 29, 2007 |
| Securities Report |
Michigan | January 29, 2007 |
| Securities Escrow Agreement |
Michigan | January 29, 2007 |
| Model Accredited Investor Exemption Uniform Notice Of Transaction - Notice Of Sale Of Securities |
Michigan | January 29, 2007 |
| Midwest Regional Review Application |
Michigan | January 25, 2007 |
| Michigan SCOR Instructions (Form U-7) |
Michigan | January 25, 2007 |
| Information Relative To Not For Profit Church Bond Financing |
Michigan | January 25, 2007 |
| Escrow Agreement |
Michigan | January 25, 2007 |
| Application For Coordinated State Review |
Michigan | January 25, 2007 |
| Confidential Report Form |
Michigan | January 25, 2007 |
| Application To Register Securities By Notification |
Michigan | January 25, 2007 |
| ACE-NET Report Form |
Michigan | January 25, 2007 |
| Consent To Service Of Process |
Michigan | January 25, 2007 |
| Instructions For Filing A Complaint |
Michigan | January 25, 2007 |
| Notice Claiming Maryland Limited Offering Exemption |
Maryland | January 24, 2007 |
| Business Opportunity Consumer Statement |
Illinois | January 17, 2007 |
| Uniform Consent To Service Of Process |
New York | January 17, 2007 |
| Consent To Service Of Process By Issuer Of Or Dealer In Securities |
Hawaii | January 16, 2007 |
| Certified Copy Of Corporate Resolution |
Hawaii | January 16, 2007 |
| Bond For Issuer-Dealer Of Securities |
Hawaii | January 11, 2007 |
| Investment Adviser Registration And Notice Filing Requirements |
Kentucky | January 3, 2007 |
| Application To Register Securities Pursuant To OAR 441-065-0220 0230 |
Oregon | December 20, 2006 |
| Request For Reduced Fees For Certain Persons Registered In Multiple Capacities |
Texas | December 19, 2006 |
| Supplement (Forms M-1, M-1A, M-11, M-10) |
New York | December 4, 2006 |
| Form M-11 Issurer Statement |
New York | December 4, 2006 |
| No Investment Adviser Activity In Arizona (Affidavit) |
Arizona | December 1, 2006 |
