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821 Forms found in Blue Sky — Secretary Of State — Page 6 of 17
TitleState Last Updated
State Covered Investment Adviser Affidavit MissouriJune 5, 2013
Statement Of Claim For The Exemption Of A Missouri Agricultural Cooperative MissouriJune 5, 2013
Notice Of Sale Of Securities Pursuant To The Missouri Accredited Investor Exemption MissouriJune 5, 2013
Complaint Information Sheet MissouriJune 5, 2013
Checklist For State-Covered Investment Advisers MissouriJune 5, 2013
Checklist For Missouri Broker-Dealer Applicants MissouriJune 5, 2013
Securities Salesmans Bond GeorgiaJune 3, 2013
SEC Coordinated Filing Exemption Checklist GeorgiaJune 3, 2013
Document And Disclosure Checklist GeorgiaJune 3, 2013
Dealers Bond GeorgiaJune 3, 2013
Franchise Broker Registration Form New YorkMay 1, 2013
Report Of Sales Of Securities And Use Of Proceeds Therefrom FloridaApril 12, 2013
Guarantee Of Performance-Franchise VirginiaApril 8, 2013
Annual Report For Renewal Of Registration Of Securities MissouriMarch 8, 2013
Broker Dealer Affidavit MissouriMarch 8, 2013
Form Of Prospectus For Registration Of Securities By Qualification MissouriMarch 8, 2013
Impoundment Of Funds Agreement MissouriMarch 8, 2013
Statement Of Claim For Exemption Of Securities Of New Generation Processing Entity MissouriMarch 8, 2013
Consent To Service Of Process VermontFebruary 7, 2013
Tax Certification For Broker-Dealer Firm VermontFebruary 7, 2013
Tax Certification For Investment Adviser Firm VermontFebruary 7, 2013
Vermont Surety Bond Form VermontFebruary 7, 2013
Affidavit Of Investment Adviser Activity Within Or From Vermont VermontFebruary 7, 2013
Affidavit Of Broker-Dealer Activity VermontFebruary 7, 2013
Addendum To Vermont Branch Office Form VermontFebruary 7, 2013
Claim Of Exemption From Securities Registration NevadaJanuary 24, 2013
Franchisor Surety Bond WashingtonJanuary 23, 2013
Sample Impound Of Funds Agreement IdahoJanuary 10, 2013
Sample Impound Of Funds Agreement IdahoJanuary 10, 2013
Idaho Investment Adviser Representative Registration And Exemption Information IdahoJanuary 9, 2013
Complaint Form IdahoJanuary 9, 2013
Application For Renewal Of Issuer Agent Or Non-Finra Broker Dealer Agent License IdahoJanuary 9, 2013
Application For Renewal Of Issuer Agent Or Non-Finra Broker Dealer Agent License IdahoJanuary 9, 2013
Annual Registration Statement - Endowment Care Cemetary Act IdahoJanuary 8, 2013
Uniform Request For Withdrawl From Broker Dealer Registration NebraskaDecember 13, 2012
Uniform Request For Withdrawl From Broker Dealer Registration NebraskaDecember 13, 2012
Corporate Resolution Of NebraskaDecember 13, 2012
Affidavit Of Broker-Dealer Activity In Nebraska NebraskaDecember 13, 2012
Verification (Investment Adviser) HawaiiDecember 4, 2012
Bond For Investment Adviser In Securities HawaiiDecember 4, 2012
Bond For Investment Adviser In Securities HawaiiDecember 4, 2012
Application For Registration Of Securities By Announcement-Secondary North DakotaDecember 3, 2012
Statement Of Issuer South DakotaNovember 29, 2012
Solicitation Of Interest Form (Application For Testing Waters For Private Placements) South DakotaNovember 29, 2012
Quarterly And Or Final Report Of Sales Of Security South DakotaNovember 29, 2012
Model Accredited Investor Exemption Uniform Notice Of Transaction (Application For Filing Accredited Investor Exemption) South DakotaNovember 29, 2012
Issuer Report Of Sales In Limited Offerings South DakotaNovember 29, 2012
Surety Bond (30K) MississippiNovember 7, 2012
Notice Of Sale Of Securities MississippiNovember 6, 2012
Surety Bond (10K) MississippiNovember 6, 2012