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821 Forms found in Blue Sky — Secretary Of State — Page 3 of 17
TitleState Last Updated
Acknowledgment (Franchise Registration (UFDD)) CaliforniaSeptember 1, 2015
Uniform Registration Form Multi-Level Distribution Company MontanaAugust 29, 2015
Investment Adviser Qualification New YorkAugust 24, 2015
Waiver Request For Exempt Securities Transactions AlaskaAugust 20, 2015
Registration Of Viatical Settlement Interest Transactions AlaskaAugust 20, 2015
Notice Of Exempt Securities Transactions Under AS 45.55.900(b)(19) AlaskaAugust 18, 2015
Notification Filing New YorkJuly 27, 2015
Rescission Notice AlaskaJuly 24, 2015
Report Of Securities Sales And Use Of Proceeds AlaskaJuly 24, 2015
Sponsors And Selling Agents Broker Dealer Statement New YorkJuly 1, 2015
Texas Crowdfunding Portal Withdrawal Of Registration TexasJune 26, 2015
Texas Crowdfunding Portal Registration TexasJune 26, 2015
Crowdfunding Exemption Notice TexasJune 26, 2015
Alternative Bond In Lieu Of Michigan Based Trust Account MichiganJune 23, 2015
Connecticut Broker Dealer Supplement ConnecticutJune 22, 2015
Solicitation Notice GeorgiaJune 10, 2015
Paid Solicitor Bond GeorgiaJune 10, 2015
Termination Of Registration As Paid Solicitor Agent GeorgiaJune 5, 2015
Financial Report Of Campaign GeorgiaJune 5, 2015
Application For Registration As Solicitor Agent GeorgiaJune 5, 2015
New England Regional Review Application Form ConnecticutApril 17, 2015
Filing Of Information Pertaining To A Control Bid OhioApril 9, 2015
Application For Approval Of Corporate Reorganization OhioApril 9, 2015
Pursuant To R.C. Section 1707 OhioApril 9, 2015
Uniform Investment Company Notice Filing OhioApril 1, 2015
State Retirement System Investment Officer OhioApril 1, 2015
Report Of Sale Of Securities OhioApril 1, 2015
Registration For The Sale Of Securities Representing An Interest In OhioApril 1, 2015
Registration By Description OhioApril 1, 2015
Registration By A Corporation Of A Proposed Sale Of Additional Securities To Existing Security Holders OhioApril 1, 2015
Ohio Statutory Requirements And Related Administrative Rules For Offerings OhioApril 1, 2015
Irrevocable Consent To Service Of Process By Non-Resident Applicant OhioApril 1, 2015
Broker-Dealer Questionnaire And Affidavit Prior Sales OhioApril 1, 2015
Application To Register By Qualification Securities Pursuant To Section 1707.09 OhioApril 1, 2015
Coversheet To Accompany Investment Advisor Forms New YorkJanuary 29, 2015
Certification And Authorization Form For A Criminal History Background Check New JerseyNovember 21, 2014
Request For Special Consideration Of A Registration Application (Military) TexasNovember 18, 2014
Additional Information Required For Registration As An Investment Advisor IllinoisOctober 10, 2014
Solicitation Of Interest OregonOctober 7, 2014
Representative Termination OregonOctober 7, 2014
Representative Or Salesperson Renewal OregonOctober 7, 2014
Investment Complaint Form AlaskaSeptember 17, 2014
Notice Of Transaction Pursuant To Corporations Code Section 25102(f) CaliforniaSeptember 15, 2014
Issuer Statement New YorkSeptember 9, 2014
Notification Of Claim Exemption WashingtonSeptember 5, 2014
Investment Adviser Fiscal Year End Report WashingtonSeptember 5, 2014
Complaint Report (Investor) WashingtonSeptember 5, 2014
Registered Securities Principal - Applicant Certification (Non FINRA Firm) OklahomaAugust 28, 2014
Registered Securities Agent - Applicant Certification OklahomaAugust 28, 2014
Notice Of Exempt Securities Transactions Under AS 45.55.900(b)(7)(B) AlaskaAugust 21, 2014